Jobs at Raymond James

Architect and build secure, scalable agentic AI systems using LLM frameworks, AWS services, retrieval technologies, and multi-agent orchestration. Develop production-grade infrastructure, tool integrations, monitoring, evaluation pipelines, guardrails, and governance controls. Optimize agent performance, latency, reliability, and cost while collaborating with data science, engineering, security, risk, and compliance teams. Lead full lifecycle delivery from design through deployment and continuous improvement, including cloud-native and on-premises LLM solutions.

Directs compliance testing for Private Client Group operations, overseeing testing engagements from planning through reporting. Manages testing framework enhancements, risk-based plans, regulatory exam and audit requests, issue remediation, and reporting to management and committees. Leads, coaches, and evaluates compliance associates while ensuring controls and procedures align with SEC, FINRA, state regulations, and Sarbanes-Oxley requirements.

Provides Level 2 production support and administration for enterprise automation and analytics platforms, including UiPath and Alteryx. Manages cloud and on-premises environments, deployments, upgrades, monitoring, access, licensing, performance, disaster recovery, and troubleshooting. Performs root-cause analysis, maintains operational documentation, collaborates with infrastructure, security, development, and vendor teams, and identifies process improvements. Supports SLA commitments, reporting, capacity planning, and on-call operations.

Perform data entry, verify and maintain records, follow established operational and compliance procedures, support routine reporting and basic data analysis, and assist internal clients while developing procedural skills through training and coaching.

Leads business analysis for advisor-facing trading technology platforms, translating business goals into functional specifications, requirements, user stories, process flows, and technical documentation. Conducts gap, feasibility, and impact analyses; partners with development, QA, UX, and business teams; facilitates UAT; supports production issues; and champions risk, change control, and issue tracking. Serves as a subject matter expert across trading workflows and enterprise technology initiatives.

Translate functional specifications into detailed development guidance; analyze existing systems and requirements; document interfaces between legacy and new systems; collaborate with developers; test and validate system changes. Administer enterprise endpoint-management platforms, package and deploy software, remediate vulnerabilities and end-of-life software, manage distributed environments, automate with PowerShell, monitor system performance, and troubleshoot Windows, Active Directory, networking, hardware, storage, virtualization, and infrastructure security issues.

Manage and enhance non-financial regulatory reporting for SEC, FINRA, OCC, Federal Reserve, and exchange requirements. Responsibilities include producing, validating, reconciling, and submitting reports; investigating discrepancies; performing root-cause analysis; supporting audits and examinations; evaluating regulatory changes; testing controls; documenting workflows; and improving automation, data quality, and operational efficiency across brokerage and compliance teams.

Leads operational support for alternative investment products across onboarding, servicing, reconciliations, valuations, redemptions, commissions, controls, and issue resolution. Acts as a senior subject matter expert and escalation resource for advisors, fund sponsors, leadership, and internal teams. Reviews and coaches associates, identifies operational risks, develops procedures and training, and leads cross-functional technology, reporting, workflow, and process improvement initiatives.

Participates in a financial advisor development program through training, rotations, mentorship, and licensing. Builds a client pipeline through prospecting, networking, and community involvement; evaluates client financial needs, recommends suitable investment products, manages client relationships, and develops a book of business. Meets program training, licensing, assessment, performance, and production requirements while providing client-focused wealth management advice.

Leads Raymond James’s IT compliance program and governance framework. Oversees compliance methodologies, risk assessments, monitoring, testing, and regulatory change management across technology, cybersecurity, privacy, AI, cloud, and third-party risk. Advises senior leadership on emerging compliance risks and partners with technology, security, privacy, legal, risk, audit, and business teams to maintain regulatory compliance and independent oversight.

Leads operational risk assessments, control reviews, remediation efforts, and risk initiatives. Analyzes trends and key metrics, prepares reports for leadership and regulators, supports audits and regulatory examinations, and partners with process owners to improve controls. The role requires cross-functional collaboration, strong communication, knowledge of COSO and Basel II frameworks, and the ability to influence leaders and drive continuous improvement.

Serve as a senior Cyber Threat Center analyst handling security events, incident response, threat hunting, intrusion monitoring, malware and exploit analysis, forensic investigations, threat research, and countermeasure deployment. Develop detection capabilities, scripts, tools, and automated processes; analyze alerts and large datasets; support security risk mitigation; advise business and technical teams; and participate in security projects and on-call rotations.

Supports the Legal Documents Center of Excellence within New Accounts by handling client inquiries, routing complex matters, maintaining Microsoft documents and departmental databases, recording administrative and budget information, and managing complex client cases. The role requires accuracy, knowledge of policies and regulations, effective communication, and intermediate proficiency with client management systems.

Supports junior-level incident handling and cyber threat investigations, including phishing analysis, evidence gathering, documentation, escalation, containment, and user education. Represents the Cyber Threat Center through tours, presentations, recruiting events, community outreach, internal communications, and cybersecurity awareness initiatives. Coordinates stakeholders, maintains program materials and schedules, tracks participation, and evaluates outreach effectiveness.

Manage account managers and strategic client relationships for financial products and services. Develop relationship management and annual business plans, recommend budgets and targets, coordinate internal and client engagement, improve relationships through marketing initiatives, communicate strategy, and oversee departmental performance. The role requires strong client communication, sales planning, leadership, and accountability for business results.

Participates in the Advisory Mastery Program to become a Financial Advisor through training, mentorship, licensing, and sales development. Responsibilities include prospecting, networking, building a client pipeline and book of business, evaluating financial needs, recommending suitable investment solutions, managing client relationships, and meeting asset and production targets. The role requires obtaining securities and insurance licenses, completing program assignments, and delivering professional, client-focused financial guidance.

Leads technology applications supporting procurement, corporate real estate, and office services. Oversees application delivery, production performance, architecture, integrations, development, testing, releases, support, vendors, and incident management. Manages and develops employees and contractors, establishes engineering and SDLC standards, partners with executives and business stakeholders, and advances AI, automation, reliability, and modern engineering practices.

Manage complex voluntary corporate action events throughout their lifecycle, including event setup and communication, election and payout processing, external instructions, quality controls, regulatory compliance, financial risk mitigation, and issue resolution. The role also supports reporting, document management, data analysis, stakeholder relationships, and guidance for team members and business partners while maintaining knowledge of securities, banking, corporate action systems, and industry regulations.

Monitor and reconcile security data and pricing feeds, resolve discrepancies, maintain accurate security setup and pricing records, and support operational processes. Provide client assistance by phone and email, collaborate on technology and process improvements, maintain vendor knowledge, and assist pricing and security setup teams while following policies, procedures, and regulatory requirements.

Provides financial planning expertise to Financial Advisors and clients, including portfolio design, retirement, tax, risk management, estate, education funding, and small business planning. Conducts client financial analyses, researches planning options, develops customized recommendations, prepares presentations, reviews documents, supports client communications, and monitors financial situations. May assist with account transactions and client presentations while ensuring regulatory compliance. Requires relevant education or equivalent experience and securities licensing.