Financial Conduct Authority

HQ
London, England
Total Offices: 2
5,214 Total Employees
Year Founded: 2013

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Jobs at Financial Conduct Authority
Fintech • Software • Financial Services
The Senior CASS Supervision Associate will lead engagements with firms regarding CASS compliance, assess risks and deliver remediation strategies, conduct data analysis, and maintain strong relationships with internal and external stakeholders. The role requires strong judgement, organisational skills, and effective communication.
Fintech • Software • Financial Services
As a Senior Firm Supervisor for Trading Venues, you will supervise and engage with regulated trading firms, analyze risks, and implement regulatory strategies to ensure market integrity and compliance with relevant obligations. The role requires strong analytical and communication skills to handle complex issues within the context of the UK's wholesale financial markets.
2 Days Ago
London, Greater London, England, GBR
Fintech • Software • Financial Services
The Interim Director of Equity Market Oversight will oversee the conduct of market participants, manage Listing Transactions and Primary Market Oversight, and lead the development of the FCA’s wholesale equity market priorities. The role involves collaboration with various stakeholders, both internally and externally, to enhance the effectiveness of UK equity markets.
Fintech • Software • Financial Services
The Senior Corporate Publications Associate will oversee the drafting and production of the FCA's external corporate documents, working closely with various teams and stakeholders to communicate the organization's strategic direction and outputs effectively.
Fintech • Software • Financial Services
As the Investigations Team Manager, you will lead a multi-disciplinary team conducting complex investigations within the FCA, managing cases, and ensuring effective communication with stakeholders. The role includes oversight of team performance, mentoring, and accountability for case outcomes, contributing to the strategic management of the department, and participating in recruitment and talent development.
Fintech • Software • Financial Services
As a Senior Supervisor, you will oversee the effectiveness of firms' financial crime systems and controls, managing your own caseload and ensuring compliance with regulations through assessments, interventions, and stakeholder engagement.
Fintech • Software • Financial Services
As a Company Secretarial Assistant, you'll provide governance expertise and support to senior committees and boards, manage agendas, take minutes, and handle governance projects, ensuring compliance with best practices. You'll work closely with stakeholders in a fast-paced environment, requiring strong problem-solving and organisational skills.
Fintech • Software • Financial Services
The Senior Policy Associate will identify and assess consumer issues requiring regulatory responses and contribute to the FCA’s long-term strategy. Responsibilities include relationship management, project oversight, and decision-making support through drafting briefings and governance papers.
Fintech • Software • Financial Services
As an HR Policy Lead, you'll develop and implement innovative HR policies, oversee performance management frameworks, and ensure legal compliance within the HR processes. You'll engage with stakeholders to support a positive employee experience and drive HR projects collaboratively across the organization.
Fintech • Software • Financial Services
The Senior Supervisor will oversee the Consumer Investments Financial Crime Team, focusing on analyzing data and identifying risks related to investment fraud. Responsibilities include reviewing firm business models, developing mitigation strategies, and collaborating with internal stakeholders to ensure compliance and protect consumers.
Fintech • Software • Financial Services
The Senior Market Conduct and Post Trade Policy Associate will manage policy workstreams, support internal presentations, engage with regulatory stakeholders, and contribute to FCA's agenda in shaping UK wholesale markets. They will work within a dedicated team focused on policy solutions that enhance market integrity and address challenges in the financial sector.
Fintech • Software • Financial Services
As an AML Supervisor, you will manage relationships with professional body supervisors, conduct supervisory visits, assess compliance with AML and CTF standards, and collaborate on policy development while ensuring a high standard of supervision in the legal and accounting sectors.
Fintech • Software • Financial Services
The Competition Market Analyst will analyze financial services markets to identify issues affecting consumer outcomes. Responsibilities include investigating market failures, collaborating with stakeholders, conducting economic investigations, presenting findings, and contributing to project management.
Fintech • Software • Financial Services
The Lead Credit Rating Agency Supervisor will shape and deliver FCA supervisory strategies for CRAs, ensuring consumer protection and market integrity. Responsibilities include planning complex projects, engaging stakeholders, and mentoring team members. A deep understanding of the CRA market and strong communication skills are essential.
Fintech • Software • Financial Services
The role involves synthesizing information on the consumer finance market to deliver market intelligence, providing expertise and thought leadership, supporting risk reporting, and maintaining relationships with stakeholders. It requires advising on the consumer finance regulatory framework and managing projects related to strategy and controls.
Fintech • Software • Financial Services
The Senior Trading Policy Associate will focus on developing and implementing policy frameworks for trading venues, driving domestic rules, collaborating with stakeholders from various financial institutions, and identifying market risks. Responsibilities include drafting consultation documents and providing policy insights to support the improvement of wholesale financial markets.
Fintech • Software • Financial Services
In this role, you'll lead initiatives to address consumer harm in investment portfolios. Responsibilities include forming judgments based on data analysis, managing stakeholders, and guiding junior team members, all while influencing regulatory practices for better consumer outcomes.
Fintech • Software • Financial Services
The Learning Associate/Designer will support the development of digital learning materials focused on AI, digital, and data capabilities. Responsibilities include designing eLearning modules, creating multimedia content, applying instructional design principles, and collaborating with subject matter experts to create engaging and effective learning solutions.
Fintech • Software • Financial Services
The Finance Systems Support role involves managing and providing technical support for finance systems, specifically Workday and Adaptive Planning, ensuring smooth operations, assisting with month-end processes, and leading continuous improvement initiatives. Strong stakeholder management and excellent communication skills are essential.
Fintech • Software • Financial Services
The Release Manager oversees the quality of change and release activities, manages technical and functional system releases, and ensures proper testing and compliance with governance controls. Responsibilities include orchestrating delivery through software development lifecycle, managing stakeholder relationships, and mitigating risks associated with release management.