Finalis

HQ
Corte Madera
102 Total Employees
Year Founded: 2020

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13 Hours AgoSaved
Remote
2 Locations
Financial Services
Lead Finalis’s quality assurance and risk oversight function within Regulatory Enablement. Responsibilities include supervising audits and continuous monitoring, supporting FINRA Rule 3120 reviews, managing issue escalation and remediation, representing the function on the Risk Committee, overseeing vendor, technology, and cyber-risk testing, and building and managing the Quality & Risk team.