Jobs at D.A. Davidson Companies

Provides client service and account support alongside financial professionals. Responsibilities include managing client requests, maintaining account documents, processing transactions and fund transfers, assisting with financial plans, coordinating communications and events, resolving account issues, and supporting branch operations while adhering to compliance policies.

Provides administrative and execution support for marketing projects, social media scheduling, campaigns, content updates, and client communications. Coordinates content gathering, drafting, approvals, compliance reviews, scheduling, documentation, and project timelines. Serves as a liaison with internal clients and stakeholders, supports meetings and request intake, processes expense reports, monitors social media activity, and assists with proofreading, editing, organization, filing, and basic design tasks.

Supports financial advisors by managing client relationships, assessing financial goals and risk tolerance, analyzing portfolios, recommending investment strategies, opening accounts, processing transactions, supporting business development, and ensuring regulatory compliance. The role also handles onboarding, client reviews, account monitoring, paperwork, issue resolution, and referrals within the existing book of business.

The Director of Transitions leads D.A. Davidson’s advisor transition strategy, ensuring compliance and enhancing client experiences through process improvements and collaboration across departments.

Provide legal advice for capital markets businesses, focusing on fixed income products, and ensure compliance with regulatory matters. Manage documentation, litigation, and strategic initiatives.

Develop AI capabilities using Microsoft tools, integrate AI solutions within enterprise systems, ensure compliance and security, and collaborate with team members for continuous improvement.

Provide administrative support to the Fixed Income Sales team, manage institutional account onboarding and documentation, resolve trade discrepancies, liaise with Trading, Compliance, and Operations, and assist Trading and Underwriting desks with ad-hoc requests and account inquiries.

Support Operations and Wealth Management with operational reporting, data compilation/validation, standard queries, vendor coordination, client mailings/e-delivery, process documentation, and basic user guidance for reporting and AI tools.

As a Client Associate, you will support Financial Professionals by managing client requests, processing account documents, providing detailed client service, and assisting with financial plans and communications.

The Quantitative Analyst supports Fixed Income Capital Markets with financial modeling, pricing, and analytical support for public finance and structured transactions, partnering with bankers and traders to execute deals.

Provide client service and operational support to Financial Professionals: manage client requests, account maintenance, process documents and transfers, assist with financial plans and client communications, streamline processes, and ensure compliance with branch and firm policies. Part-time role focused on accuracy, problem-solving, and collaborative client-facing support.

The Client Associate supports Financial Professionals by providing excellent client service, handling client requests, account maintenance, and assisting in financial planning and communication efforts.

The Client Associate will support Financial Professionals by providing outstanding client service, managing account requests, and assisting with financial planning and compliance activities.

Design, implement and maintain scalable, secure data repositories and integrations for web and mobile applications. Lead migrations/refactors to cloud/service-based architectures, oversee third-party engineers, build CI/CD and telemetry, enforce governance/security, optimize data delivery, and collaborate with architects, analysts and product teams to support business-critical financial services applications.

Support the Compliance Department with branch examinations, AML monitoring, associate disclosures, customer complaints, data collection/analysis, and general compliance administration. Assist examiners on onsite/virtual reviews, respond to inquiries, and help enforce firm policies while learning industry regulations and obtaining required licensure.

The Computer Network Administrator supports and manages the company's data and voice networks, resolves technical issues, and assists employees with IT incidents and tickets.

Lead full-stack development using React, Node and TypeScript. Design scalable architecture, write and review code, ensure performance, accessibility and security, mentor off-shore teams, participate in Agile ceremonies, support production (including weekends/off-hours), and collaborate with cross-functional teams to deliver business-critical applications.

Lead business development across the Mid-Atlantic to grow assets under management by cultivating and expanding relationships with RIAs, advisors, bank trust departments, family offices, and consultants. Develop territory plans, collaborate with investment and service teams to deliver tailored solutions, represent the firm at events, maintain CRM activity records, and provide market intelligence to senior leadership.

This role assists departments with processes and procedures, requiring organizational skills, attention to detail, and the ability to work collaboratively and independently.

Provide paralegal and administrative support to the General Counsel and legal team, including legal research, document and contract preparation, litigation and e-discovery support, subpoena responses, vendor/contract management, regulatory filing assistance, calendar/travel/meeting coordination, and maintaining confidential legal files and tracking logs.