Jobs at D.A. Davidson Companies

Administers proxy voting processes for managed assets, including ballot tracking, account maintenance, voting request escalation, reporting, and record retention. Supervises prospectus mailings for mutual fund purchases and provides backup for managed-assets data reconciliation. Requires accurate, confidential handling of client information, strong Microsoft Excel skills, professional communication, prioritization, multitasking, and reliable in-person attendance.

Provides professional client service and account support in a financial services branch. Responsibilities include managing client requests, maintaining account documentation, processing transactions and fund transfers, supporting financial planning, coordinating communications and events, resolving account issues, and following regulatory and compliance procedures.

Administers and supports HR technology platforms, including Workday and related systems. Develops reports, dashboards, and analytics; manages data loads, integrations, testing, system configurations, governance, documentation, and process improvements. Collaborates with IT, payroll, finance, vendors, and Human Capital stakeholders to maintain data integrity, improve efficiency, support HR business cycles, and protect sensitive employee information.

Ten-week equity research internship supporting research associates and analysts. Responsibilities include researching companies, industries, and market trends; building and updating financial models; creating tables, graphs, reports, and statistical analyses; forming securities opinions; and communicating findings to sales and trading teams and institutional clients.

Supports multiple departments with operational processes, procedures, reconciliations, report reviews, exception resolution, software-update testing, and follow-up activities. The role requires accurate, detail-oriented work, strong organization, communication, multitasking, deadline management, and the ability to work independently and collaboratively.

Provides in-person and remote technical support to employees across multiple business groups. Resolves or escalates hardware, software, application, peripheral, and credential issues while meeting service-level agreements. Supports application patching, testing, licensing, installation, upgrades, training, documentation, and performance monitoring. Manages computer lifecycle activities, inventory, imaging, deployment, and printer support. Uses ITSM tools and ITIL practices, promotes cybersecurity best practices, maintains customer service standards, and contributes to process improvements.

Provide comprehensive administrative support to a public finance banking team: manage calendars and large meetings, handle confidential communications, plan events, assist marketing and research, prepare presentation documents, coordinate expenses and invoices, and ensure compliance with FINRA/SEC/MSRB. In-office role with occasional overtime.

The Azure Cloud Engineer will design, deploy, and maintain secure Azure environments using IaC, manage CI/CD pipelines, and ensure cloud security and compliance while collaborating with cross-functional teams.

Provides client service and account support alongside financial professionals. Responsibilities include managing client requests, maintaining account documents, processing transactions and fund transfers, assisting with financial plans, coordinating communications and events, resolving account issues, and supporting branch operations while adhering to compliance policies.

Supports financial advisors by managing client relationships, assessing financial goals and risk tolerance, analyzing portfolios, recommending investment strategies, opening accounts, processing transactions, supporting business development, and ensuring regulatory compliance. The role also handles onboarding, client reviews, account monitoring, paperwork, issue resolution, and referrals within the existing book of business.

The Director of Transitions leads D.A. Davidson’s advisor transition strategy, ensuring compliance and enhancing client experiences through process improvements and collaboration across departments.

Develop AI capabilities using Microsoft tools, integrate AI solutions within enterprise systems, ensure compliance and security, and collaborate with team members for continuous improvement.

The Client Associate supports Financial Professionals by providing excellent client service, handling client requests, account maintenance, and assisting in financial planning and communication efforts.

The Client Associate will support Financial Professionals by providing outstanding client service, managing account requests, and assisting with financial planning and compliance activities.

Design, implement and maintain scalable, secure data repositories and integrations for web and mobile applications. Lead migrations/refactors to cloud/service-based architectures, oversee third-party engineers, build CI/CD and telemetry, enforce governance/security, optimize data delivery, and collaborate with architects, analysts and product teams to support business-critical financial services applications.

Support the Compliance Department with branch examinations, AML monitoring, associate disclosures, customer complaints, data collection/analysis, and general compliance administration. Assist examiners on onsite/virtual reviews, respond to inquiries, and help enforce firm policies while learning industry regulations and obtaining required licensure.

The Computer Network Administrator supports and manages the company's data and voice networks, resolves technical issues, and assists employees with IT incidents and tickets.

Lead full-stack development using React, Node and TypeScript. Design scalable architecture, write and review code, ensure performance, accessibility and security, mentor off-shore teams, participate in Agile ceremonies, support production (including weekends/off-hours), and collaborate with cross-functional teams to deliver business-critical applications.

Lead business development across the Mid-Atlantic to grow assets under management by cultivating and expanding relationships with RIAs, advisors, bank trust departments, family offices, and consultants. Develop territory plans, collaborate with investment and service teams to deliver tailored solutions, represent the firm at events, maintain CRM activity records, and provide market intelligence to senior leadership.

Provide paralegal and administrative support to the General Counsel and legal team, including legal research, document and contract preparation, litigation and e-discovery support, subpoena responses, vendor/contract management, regulatory filing assistance, calendar/travel/meeting coordination, and maintaining confidential legal files and tracking logs.