Jobs at Cetera Financial Group

The Compliance Analyst ensures all retail communication meets state and federal regulations, manages compliance reviews, and assists with regulatory inquiries.

The Trading Specialist will assist with administrative tasks, support the Trading Desk, address inquiries, ensure compliance, and resolve trading issues.

The Associate Financial Planner collaborates with CPAs to provide financial planning services and develop client relationships, facilitating onboarding and service delivery while achieving financial independence for clients.

Lead a Regional Growth Team to achieve sales goals, manage advisor relationships, and enhance organic growth. Oversee engagement plans and sales pipelines while collaborating with onboarding and sales teams.

The Wealth Management Specialist connects subset advisors to sales support teams and aids in achieving growth plans and client satisfaction.

The Financial Support Associate II provides operational support to Financial Planning Consultants, manages client communications, and assists in training Level I associates while recommending process improvements.

The Senior Supervision Specialist will oversee compliance, review customer accounts, and provide education to financial professionals, promoting operational excellence.

The Senior Marketing Technology Manager will own and optimize the MarTech stack, focusing on platform health, integration, analytics, and AI tool adoption to enhance marketing operations.

The Senior Financial Analyst manages revenue forecasting and modeling, partnering with various departments to improve processes and reporting accuracy. Responsibilities include building driver-based models and identifying revenue performance trends.

The Client Services Representative supports Financial Advisors by managing client relationships, preparing paperwork, and improving customer service. Responsibilities include scheduling, client communication, organizing events, and maintaining compliance.

The Annuity Sales Specialist will build and maintain relationships with financial professionals, providing product guidance, sales strategies, and education on annuity solutions to enhance client outcomes.

Provide end-to-end workstation and application support in compliance-driven environments while delivering exceptional customer service and issue resolution.

The Community Leader at Cetera Investors drives revenue growth and advisor retention by directing Regional Growth Teams, managing relationships, and implementing strategic initiatives to enhance organizational performance and compliance.

Manage and support WAN, multi-cloud networks, lead network engineering team, implement AI for proactive monitoring, and ensure network uptime.

The Community Leader will develop sales strategies for RIA Network to drive growth, enhance advisor engagement, and manage community relationships while collaborating across teams and monitoring industry trends.

The Regional Business Development Manager recruits Financial Advisors and CPA firms, develops leads, and manages the sales process within the tax channel, focusing on CFG's value proposition.

The Senior Compliance Analyst supports regulatory examinations for Cetera's advisors, managing compliance issues and communication with regulators, while ensuring adherence to relevant regulations.

The Annuity Supervision Specialist reviews surveillance for annuities, approves responses, manages projects, and assists with regulatory inquiries.

The Investment Specialist will execute trades, manage portfolios, and align investment strategies with client objectives while communicating with wealth managers.

Prepare and review federal and state tax returns for individuals, partnerships, corporations, and trusts. Research tax law, support tax planning, identify savings strategies, communicate with clients, train junior associates, manage processes and KPIs, produce client deliverables, handle bookkeeping/payroll as needed, and partner with wealth teams to integrate tax and advisory services.