Teams at Cascade Asset Management Company

Provides legal, regulatory, and compliance advice for a global investment portfolio. Responsibilities include securities filings, market and trading support, public company governance, MNPI and employee trading policy oversight, broker and counterparty matters, regulatory monitoring, commercial agreement negotiation, portfolio monitoring tools, and cross-functional legal projects. The role partners closely with investment, trading, operations, tax, accounting, and external counsel teams.

The Legal Operations Analyst manages legal technology systems, datasets, workflows, and reporting. Responsibilities include building Power BI dashboards, maintaining legal and compliance databases, optimizing processes, implementing automation and generative AI tools, supporting enterprise risk assessments, and managing cross-functional projects. The role also leads technology adoption through demonstrations, training, user guides, and feedback programs while ensuring data integrity, security, governance, and effective communication with legal, technology, and investment operations stakeholders.