Jobs at Canaccord Genuity

Supports enterprise data platforms, ETL processes, reporting environments, and data integration initiatives. Responsibilities include monitoring data loads, troubleshooting database and reporting issues, developing SQL queries and procedures, validating data, creating Power BI dashboards, supporting Snowflake and Microsoft data platforms, and contributing to data governance, migration, automation, and quality improvements.

Internal Auditor for a 10-month contract performing complex assurance and advisory audits, including ICFR planning, control testing, fieldwork, documentation, and reporting. The role requires coordination with external auditors, recommendations to executive management and the Board, peer reviews, and coaching team members. Candidates should understand brokerage operations, IFRS, COSO, internal audit standards, and risk management, with professional audit or accounting credentials preferred.

Provides administrative and client-service support to a wealth management advisory team. Responsibilities include preparing account applications and KYC updates, maintaining records and databases, processing client transactions, servicing clients, coordinating priorities, and supporting special projects. The role requires strong communication, confidentiality, organization, attention to detail, teamwork, and intermediate Microsoft Office skills. Experience with Dataphile, Salesforce, or netx360 and securities-industry knowledge are assets.

Supports investment advisors in wealth management by processing and confirming client transactions, executing trading orders, maintaining account records, preparing reports, managing client documentation, and providing professional client service. The role also supports marketing initiatives and general administrative activities while requiring strong organization, communication, multitasking, and Microsoft Office skills.

Coordinates and records revenue from corporate finance financings and underwriting transactions. Responsibilities include calculating cash and non-cash commissions, processing accounting system entries, preparing account reconciliations, and completing administrative tasks. The role requires accounting knowledge, strong organization and attention to detail, deadline management, intermediate Microsoft Office skills, and preferably prior brokerage experience in corporate finance or underwriting.

Manage relationships with ultra-high-net-worth families, lead client reviews, deliver wealth management and investment advice, and coordinate integrated planning with professional advisors. Drive business development, referrals, asset growth, and prospect conversion while supporting investment reviews, strategic initiatives, mentoring, compliance, reporting, and practice operations. The role serves entrepreneurs, executives, professionals, and multigenerational family clients in a boutique wealth management environment.

Leads Wealth Management Compliance Business Oversight and Advisory for Canaccord Genuity Canada. Responsibilities include maintaining the compliance program, overseeing securities, AML, privacy, supervision and conduct requirements, assessing regulatory risks, managing remediation, advising on products and client solutions, coordinating regulatory examinations and filings, and supporting senior leadership and the Board. The role also provides risk-based guidance on suitability, KYC, KYP, conflicts, disclosures and sales conduct.

Develop and support business intelligence applications using Microsoft BI tools. Responsibilities include maintaining production environments, troubleshooting SSRS reports, stored procedures and Power BI models, creating SQL Server database objects, developing reports and dashboards, analyzing business application usage, and improving data quality and processes.

Provides day-to-day administrative support to a wealth management team, including complex calendar management, meeting and travel coordination, document preparation, communications, records maintenance, expense and budget tracking, vendor coordination, workflow management, technology support, and special projects. The role requires discretion, strong organization, client-service skills, attention to detail, and advanced Microsoft 365 proficiency.

Conducts risk-based AML investigations of individual and corporate clients using transaction data, open-source research, and documentation. Determines whether Suspicious Transaction Reports are required, prepares STRs for FINTRAC, maintains investigation records, advises stakeholders, supports compliance leadership, and responds to regulatory inquiries and audits. The role also contributes to compliance procedures and handles internal and external queries.

Supports Investment Advisors with client relationships, transaction processing, trading orders, account documentation, reporting, compliance, and administrative operations. Serves as a client contact, coordinates internal and external requests, and provides marketing and business development support through communications, campaigns, retention, and referral initiatives.

Provide administrative support to the Head of Equity Research and research analysts, including meeting and travel coordination, expense and invoice processing, database and records maintenance, office management, HR initiatives, and special projects. The role requires discretion, strong organization, communication, prioritization, and proficiency with Microsoft Office tools in a fast-paced financial services environment.

Supports advisor recruiting through cold and warm outreach, prospect qualification, email campaigns, CRM and pipeline management, market research, meeting coordination, and campaign reporting. The role also provides administrative and event support to the business development and recruiting team while handling confidential prospect information. It is designed for an early-career professional with sales, business development, recruiting, or client-facing experience and an interest in wealth management.

Processes mutual fund and GIC transactions, investigates order rejections, coordinates confirmations and wire instructions, reconciles client accounts, manages departmental payables, processes commissions and trailer fees, monitors disclosure delivery, and administers account changes. The role communicates with portfolio managers, investment advisors, and fund manufacturers while maintaining high accuracy and meeting strict deadlines.

Prepare personalized wealth plans covering financial, investment, retirement, risk management, estate planning, and tax strategies. Present planning and investment solutions to clients, develop high-net-worth business, and maintain ongoing client relationships. The role requires CFP certification, relevant financial planning experience, strong communication and presentation skills, and knowledge of investment and insurance industries.

Provides administrative and client support to Investment Advisors, including phone and email communication, calendar and priority management, correspondence, presentations, reports, spreadsheets, expense processing, database maintenance, confidential client service, and special projects. The role requires strong organization, communication, discretion, prioritization, and proficiency with Microsoft Office. Banking or securities experience and knowledge of Dataphile or Salesforce are assets.

Supports business development and prospecting for a boutique wealth management team. Responsibilities include researching high-net-worth prospects and referral partners, managing the sales pipeline, conducting discovery conversations, preparing proposals and presentations, coordinating meetings, supporting client acquisition and onboarding, and tracking activities in the CRM. The role also assists with investment strategy presentations and uses approved AI and analytical tools while maintaining confidentiality, accuracy, and compliance.

Executes equity, fixed-income, and foreign-exchange trades; invests incoming funds; rebalances portfolios; analyzes diversification, allocation drift, and equities; and supports portfolio strategy. Manages portfolio administration and client onboarding, prepares customized reports and market updates, assists with investment proposals, communicates with clients, and supports transfers, tax-loss selling, mandate reviews, and Portfolio Managers.

Assist Investment Advisors in client transactions, maintain client relationships, process documentation, and support marketing initiatives for wealth management.

Support a wealth management team by processing client transactions, executing trades, maintaining accounts and reports, servicing clients, and assisting with business development and administrative tasks.