Teams at Ballinger Group

The AML & Compliance Onboarding Analyst will ensure regulatory compliance by gathering and analyzing customer information, verifying identities, and conducting risk assessments during onboarding, while collaborating with various departments and supporting internal audits.

Support implementation and enhancement of the Compliance Monitoring Programme covering MiFID II, PSD2, EMI and related regulations; perform risk assessments, oversee regulatory reporting, draft and maintain compliance policies, identify and remediate breaches, and provide regulatory updates to senior management.

Process and control domestic and international payments, foreign exchange transactions, beneficiary instructions, reconciliations, and operational queries. The role coordinates with clients, Risk, Treasury, and internal teams to ensure accurate, compliant, and timely transaction execution. Responsibilities also include trade verification, maintaining operational records, supporting business projects and system enhancements, and resolving settlement issues within established procedures.