Top Operations & Support Jobs

The role manages the development of policies for regulatory learning requirements, ensuring compliance with FINRA regulations for financial representatives, while analyzing requirements and communicating them effectively.

Lead engineering, product, and tech teams to deliver value and drive change. Collaborate across functions to ensure alignment with business strategy and advocate for digital transformation.

Serve as the main point of contact for onboarding services, manage financial applications, resolve issues, mentor staff, and improve processes.

The Assistant Director - Field Policy manages Field Policies, guides stakeholders on policy issues, leads cross-functional projects, and provides strategic recommendations.

Assist in compliance consultation, conduct inspections and reviews, educate team members, and improve compliance processes while collaborating with various teams.

The WEM Capabilities Consultant collaborates with stakeholders to implement WEM tools, drive governance, and ensure operational readiness while managing change and performance indicators.