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6 Days Ago
Chicago, IL, USA
Hybrid
750 Employees
1-3 Years of Experience
750 Employees
1-3 Years of Experience
Fintech • Software • Financial Services
The Senior Compliance Analyst is responsible for managing regulatory requests and maintaining compliance with FINRA and SEC requirements. This role includes documentation, stakeholder interaction, providing compliance updates, and guiding operations on compliance matters. It emphasizes attention to detail, problem-solving, and effective communication.
Top Benefits:
401-K
401-K Matching
Adoption Assistance
+41 More
6 Days Ago
Austin, TX, USA
Hybrid
750 Employees
5-7 Years of Experience
750 Employees
5-7 Years of Experience
Fintech • Software • Financial Services
The Senior Business Systems Analyst at Apex Fintech Solutions is responsible for analyzing user stories, managing system tests, overseeing documentation, and resolving escalated issues, all while leading product support teams and engaging in agile system implementation projects.
Top Benefits:
401-K
401-K Matching
Adoption Assistance
+41 More
6 Days Ago
Belfast, County Antrim, Northern Ireland, GBR
Hybrid
750 Employees
3-5 Years of Experience
750 Employees
3-5 Years of Experience
Fintech • Software • Financial Services
The Tax Operations Analyst will ensure the accuracy of cost basis processing and tax reporting data, resolve reconciliation breaks, analyze processing results, and recommend process improvements. This role requires strong analytical skills and the ability to work independently.
Top Benefits:
401-K
401-K Matching
Adoption Assistance
+41 More
6 Days Ago
Dallas, TX, USA
Hybrid
750 Employees
5-7 Years of Experience
750 Employees
5-7 Years of Experience
Fintech • Software • Financial Services
The Senior Compliance Analyst will oversee compliance related to new businesses, client onboarding, and internal advisory services. Responsibilities include reviewing new initiatives for regulatory compliance, assisting clients during onboarding, providing guidance to the advisory business, and evaluating marketing materials for compliance. The role focuses on continuous improvement of compliance policies and procedures.
Top Benefits:
401-K
401-K Matching
Adoption Assistance
+41 More
6 Days Ago
Dallas, TX, USA
Hybrid
750 Employees
5-7 Years of Experience
750 Employees
5-7 Years of Experience
Fintech • Software • Financial Services
The Senior Compliance Analyst will partner with business units to ensure adherence to FINRA and SEC regulations, enhancing compliance processes and conducting risk assessments. Duties include advising management on regulatory changes, training employees on compliance topics, and preparing compliance documentation.
Top Benefits:
401-K
401-K Matching
Adoption Assistance
+41 More
6 Days Ago
Dallas, TX, USA
Hybrid
750 Employees
3-5 Years of Experience
750 Employees
3-5 Years of Experience
Fintech • Software • Financial Services
The Senior Regulatory Reporting Analyst will manage regulatory reporting functions, calculating reserve computations, preparing monthly reports, and assisting in audits and examinations. This role demands strong analytical skills and the ability to drive process improvements through automation while collaborating with various teams.
Top Benefits:
401-K
401-K Matching
Adoption Assistance
+41 More
6 Days Ago
Dallas, TX, USA
Hybrid
750 Employees
1-3 Years of Experience
750 Employees
1-3 Years of Experience
Fintech • Software • Financial Services
The Data Analyst will design, develop, and maintain dashboards and reports to analyze KPIs. Responsibilities include collaborating with stakeholders to identify business issues, utilizing SQL for data analysis, and implementing data visualization methods to support decision-making.
Top Benefits:
401-K
401-K Matching
Adoption Assistance
+41 More
6 Days Ago
Dallas, TX, USA
Hybrid
750 Employees
1-3 Years of Experience
750 Employees
1-3 Years of Experience
Fintech • Software • Financial Services
The Compliance Reporting & Analytics Analyst will support the Compliance Program by analyzing data, tracking KPIs, and creating reports for leadership to improve processes. Responsibilities include preparing functional reviews, process mapping, organizing reporting materials for audits, and collaborating with the Testing team for QA governance processes.
Top Benefits:
401-K
401-K Matching
Adoption Assistance
+41 More
6 Days Ago
Dallas, TX, USA
Hybrid
750 Employees
1-3 Years of Experience
750 Employees
1-3 Years of Experience
Fintech • Software • Financial Services
The Business Systems Analyst at Apex Fintech Solutions analyzes user stories and business logic, participates in system implementation projects, oversees functional test plans, and assists with internal training. This role requires technical skills to resolve system issues, particularly in a cloud environment, and involves working collaboratively within agile teams.
Top Benefits:
401-K
401-K Matching
Adoption Assistance
+41 More
6 Days Ago
Dallas, TX, USA
Hybrid
750 Employees
3-5 Years of Experience
750 Employees
3-5 Years of Experience
Fintech • Software • Financial Services
The Senior Financial Analyst will handle regulatory reporting functions, including major tasks such as calculating weekly reserve computations, preparing monthly FOCUS reports, and managing compliance with regulatory examinations. This role involves process improvement, team training, and requires a critical thinker with a strong attention to detail and experience in broker-dealer accounting.
Top Benefits:
401-K
401-K Matching
Adoption Assistance
+41 More
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