Wealth Management Compliance Senior Associate

Reposted 6 Days Ago
Be an Early Applicant
Dublin
In-Office
Junior
Financial Services
The Role
The Wealth Management Compliance Senior Associate will ensure regulatory compliance under MiFID, develop compliance frameworks, and conduct assurance activities.
Summary Generated by Built In

About us 

At Davy, it’s the unique talents of all our people that have been the foundations of our success for almost 100 years. As we continue to grow, so do you. Because you are not just part of our team – you are a key player in shaping our future. 

At Davy, you are the difference.   

Established in 1926, the Davy Group sits at the heart of wealth and capital in Ireland, providing a broad range of services to high-net-worth individuals, self-directed investors, small-to-medium enterprises, credit unions, corporations, and domestic & international institutional investors. 

Our culture is shaped around three values, which are at the heart of everything we do: client success, one Davy, and building a proud legacy. Sharing the same goals, we work together to deliver exceptional outcomes for our clients. As part of a team of over 900, you will be encouraged to learn and to grow, both professionally and personally.  

About the role  

An exciting opportunity has opened up for a Wealth Management Compliance  Associate supporting the Wealth Management business which provides Discretionary, Advisory and Execution Only services to Retail and Professional private, corporate, pension and Credit Union clients.

In the role, the successful candidate will:

  • Play a key role in the compliance team in ensuring that Davy meets its regulatory requirements, particularly under MiFID regulations
  • Contribute to the development and implementation of the Davy compliance framework including policies and procedures
  • Conduct compliance assurance activities and working with more senior colleagues, provide guidance to internal stakeholders on compliance matters
  • Monitor regulatory developments, guidance and industry trends
  • Support engagements with our key stakeholders

About you

We are looking for somebody who has the following background and skills:

  • An understanding of MiFID regulations, guidelines and wealth management with a desire to learn
  • An understanding of compliance risk
  • Excellent verbal & written communication and presentation skills
  • 3rd level Degree in relevant discipline or equivalent
  • Minimum of 1 years’ experience in the financial. services industry, ideally with a focus on wealth management or pensions.

What we offer

At Davy, our people are our biggest investment. In today’s fast-moving world, we know it’s important to feel secure and empowered. That’s why Davy benefits support you through all of life’s stages, offering health and wellness, flexible working options, flexible benefits allowance, learning and development opportunities, through to assisted retirement planning.  

  • Health and Wellbeing 

Psychological safety, emotional wellbeing and support are a priority at Davy. We offer a comprehensive Employee Assistance Programme (EAP) and mental health first aid. Our Sports & Social teams promote physical wellbeing and social connection. 

  • Reward and Recognition 

We offer a competitive remuneration package to include salary, bonus, pension and a host of additional benefits to protect you and your family when it matters most. 

  • Growth and Development 

Our award-winning L&D function supports you and your growth at Davy. We offer a comprehensive range of professional and personal development opportunities. Our culture supports learning, and we encourage you to explore more at Davy. 

  • Positive Workplace 

Our workplace is inclusive, diverse, and offers everyone a sense of belonging. We are flexible and continue to support a hybrid working model. You will get to be your best at Davy. 

  • Values and Culture 

Exceptional client outcomes delivered by a world class team, underpinned by our core Davy values – One Team, Client Success, and Proud Legacy.  

Important Information

Davy is an equal opportunities employer and we are committed to fostering an inclusive workplace. We value diversity both in background and in experience. You might not meet all of the requirements outlined in the above job description, but we would still like to hear from you. We review all applications received.


Appointment to this role is subject to the candidate's eligibility to work in Ireland.

Where agency assistance is required, our Recruitment Team will engage directly with suppliers. Unsolicited CVs / profiles supplied to us by recruitment agencies will not be accepted for this role.


Davy Group is a member of the Bank of Ireland Group.

Top Skills

Mifid Regulations
Am I A Good Fit?
beta
Get Personalized Job Insights.
Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align.

The Company
HQ: Dublin
970 Employees
Year Founded: 1926

What We Do

From day one, you’ll notice there is something special about working at Davy. Our success is built on nearly 100 years of forging strong relationships with our clients and developing the careers of Ireland’s future business leaders.

Established in 1926, the Davy Group sits at the heart of wealth and capital in Ireland, providing a broad range of services to high-net-worth individuals, self-directed investors, small-to-medium enterprises, credit unions, corporations, and domestic & international institutional investors.

Our culture is shaped around three values, which are at the heart of everything we do: client success, one Davy, and building a proud legacy. Sharing the same goals, we work together to deliver exceptional outcomes for our clients. As part of a team of over 900, you will be encouraged to learn and to grow, both professionally and personally. Davy Group is a member of the Bank of Ireland Group.

What we offer
We offer a range of benefits and experiences to support your professional and personal growth, whatever your career stage. Our benefits are not just a number. Yes, we offer competitive salary, annual performance-related discretionary bonus, annual flexible benefits, employer pension contribution, and multiple insurance coverage. But more than that, we focus on developing our people to be their best, professionally and personally.

Training support provided by award-winning Learning & Development Team, extensive sports & social programmes (including free on-site gym & fitness studio), flexible working options, employee assistance programme, enhanced leave options, and social & community care initiatives are just some of the ways our people can empower themselves to be their best.

Similar Jobs

Udemy Logo Udemy

Senior Back-end Engineer

Artificial Intelligence • Consumer Web • Edtech • Enterprise Web • HR Tech • Social Impact • Generative AI
Easy Apply
Hybrid
Dublin, IRL
1500 Employees

Whatnot Logo Whatnot

Recruiter

eCommerce • Mobile
In-Office
Dublin, IRL
750 Employees

Workhuman Logo Workhuman

Quality Assurance Engineer

Cloud • HR Tech • Information Technology • Software
Hybrid
Dublin, IRL
950 Employees

Workhuman Logo Workhuman

Engineering Manager

Cloud • HR Tech • Information Technology • Software
Hybrid
Dublin, IRL
950 Employees

Similar Companies Hiring

Yooz Thumbnail
Software • Machine Learning • Fintech • Financial Services • Cloud • Automation • Artificial Intelligence
Aimargues, FR
470 Employees
Amplify Platform Thumbnail
Fintech • Financial Services • Consulting • Cloud • Business Intelligence • Big Data Analytics
Scottsdale, AZ
62 Employees
Rain Thumbnail
Web3 • Payments • Infrastructure as a Service (IaaS) • Fintech • Financial Services • Cryptocurrency • Blockchain
New York, NY
40 Employees

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account