VP, Treasurer

Axos Clearing LLC

Target Range:

$160,000.00/Yr. - $190,000.00/Yr.

Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and education.

Eligible for an Annual Discretionary Cash Bonus Target: 15%

Eligible for an Annual Discretionary Restricted Stock Units Bonus Target: 15%

These discretionary target bonuses may be awarded semi-annually based upon your achievement of performance goals and targets.

About This Job

Oversee the Treasury functions of Axos Clearing including oversight of the daily reporting process, monitor compliance with the firm's internal controls and SOX processes, and assure the firm is in compliance with regulatory financial requirements.

Responsibilities:

• Personnel management activities for direct reports
• Formulate and implement treasury policies and procedures and internal controls
• Ensure treasury activities are in compliance with treasury policies, accounting guidelines, governance policies and internal controls
• Oversee treasury operations so that sufficient funds are available to meet ongoing regulatory, operational and capital investment requirements
• Supervise foreign currency transactions
• Manage banking contacts
• Manage the utilization debt facilities
• Management of the FDIC sweep program
• Advise senior management on the liquidity aspects of its short and long-range planning
• Update and maintain the firm WSP documentation for the Treasury
• Provide support and information as needed for both external and internal audits and exams - Promote cross training with the Accounting function
• Protects organization's value by keeping information confidential
• Update job knowledge by participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations

Requirements:

• Bachelor's degree in Accounting, Finance, or related field
• 7+ years' corporate treasury
• broker-dealer
• Supervised, coached, and mentored staff
• Foreign exchange management
• Knowledge of FINRA and SEC related rules
• Please note: travel will be required if residing outside of Denver, CO or Omaha, NE.

#LI-Onsite

#clearing

#brokerdealer

#centennial

#denver

#omaha

Axos Employee Benefits May Include:

About Axos

Born digital-first, Axos delivers financial tools and services that allow individuals, small businesses, and companies to access and manage their money how, when, and where they want. We’re a diverse team of dynamic, insightful, and independent innovators who are excited to provide technology-driven solutions that offer unbeatable value to our customers.

Axos Financial is our holding company and is publicly traded on the New York Stock Exchange under the symbol "AX" (NYSE: AX).

Learn more about working at Axos

Pre-Employment Background Check and Drug Test:

All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment drug screening, which includes screening for marijuana. Axos Bank is a federally regulated banking institution. At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization.

Equal Employment Opportunity:

Axos is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state, and local laws.

Job Functions and Work Environment:

While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.

The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.