Key Responsibilities
- Assist advisors, trading partners and home office staff with trading related questions which includes order activity, regulatory reporting, system navigation & capabilities. Conduct outbound calls to advisors/field members for training and resolution. Ensures order book reconciliation and trade allocation for all trading activity. Identify and resolve trading and settlement issues, while ensuring all required documentation is completed.
- Assist Business Analysts with report creation, generation, monitoring and analysis. Work with trading systems, execution quality reporting, trade reporting along with researching trading issues.
- Review trading area policies and procedures for compliance with industry and company rules and regulations.
- Provide back-up support to other departments within Capital Markets Trading and participate in special projects as needed.
Required Qualifications
- Associate's Degree or equivalent experience
- 1-3 years of relevant experience
- Ability to effectively work in a team environment
- Ability to perform in a highly stressful, time sensitive, and regulated environment with attention to detail
- Ability to handle difficult communications with advisors and clients and provide effective resolutions
- Ability to build and maintain strong, positive relationships and influence others without having direct leadership accountability
Preferred Qualifications
- Bachelor's degree
- Knowledgeable of BETA host, LSEG T1, BRASS and Microsoft applications with an emphasis on Excel
- Active Series 7
About Our Company
We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
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What We Do
Ameriprise Financial has helped millions of clients feel confident about their financial futures for more than 125 years. Our network of approximately 10,000 financial advisors* delivers personalized financial advice to help clients reach their goals.
We believe that with the right advisor, the right advice, and the right firm, life can be brilliant.
Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states.
Learn how you can build your career at Ameriprise Financial.
*Ameriprise Financial Q2 2020 Statistical Supplement
All content on this page is provided for informational purposes only and should not be used as the sole basis for investment decisions. Ameriprise Financial cannot guarantee future financial results. Investment products are not federally or FDIC insured, are not deposits or obligations of, or guaranteed by, any financial institution, and involve investment risks including possible loss of the entire amount invested.
By clicking on a hyperlink, you may be directed to a non-Ameriprise website. Be aware that the linked site will be subject to rules, regulation, and privacy and security provisions that are separate, and may differ, from Ameriprise Financial.
Investment advisory products and services are made available through Ameriprise Financial Services, LLC., a registered investment adviser.
