Senior Internal Auditor, Wealth Management

Together we fight for everyone’s opportunity for a better financial future.

We will do this together — with customers, partners and colleagues. We will fight for others, not against: We will stand up for and champion everyone’s access to opportunities. The status quo is not good enough … we believe every individual and every community deserves access to financial opportunities. We are determined to support both individuals and communities in reaching a better financial future.  We know that reaching this future depends on our actions today.

Like our Purpose Statement, Voya believes in being bold and committed to action.  We are committed to a work environment where the differences that we are born with — and those we acquire throughout our lives — are understood, valued and intentionally pursued. We believe that our employees own our culture and have a responsibility to foster an environment where we all feel comfortable bringing our whole selves to work. Purposefully bringing our differences together to positively influence our culture, serve our clients and enrich our communities is essential to our vision.

Are you ready to join a company with a strong purpose and a winning culture? Start your Voyage – Apply Now

Get to Know the Opportunity:    

Voya Financial is looking for a Senior Auditor who will be responsible for leading the daily progress of internal audits within the Wealth Management Line of Business (LOB) of Voya Financial (Voya). The Senior Auditor is responsible for evaluating risk and controls, designing audit procedures, testing of internal controls, testing compliance with established policies and procedures and identifying opportunities to improve operational efficiency.  This is a new position that has been created to support Voya’s growing Wealth Management business.

The Contributions You’ll Make:    

• Perform the planning and scoping for audits for the LOB by preparing process flows/narratives of major processes within the areas being audited to ensure proper identification of risks, key controls, and the development of appropriate testing strategies
• Ensure adequate audit testing of key controls in the LOB by:
  • Developing the audit program
  • Performing and documenting testing of key controls
  • Reviewing audit testing performed by other team members
  • Reviewing and/or preparing audit issues in the event that exceptions are identified
  • Reviewing and/or preparing draft audit reports
• Discuss audit recommendations and reports for the LOB with Voya management
• Monitor the client’s progress/resolution efforts of issues in the LOB and follow up with management to ensure that unresolved control matters are being addressed
• Perform business review activities as well as assist with special projects as assigned by management
• Lead with passion and clarity while collaborating with peers to achieve team objectives
• Responsible for personal and team development through enhancement of business knowledge, professional skills, and contribution to the audit performance evaluation process
• Ability to travel as needed to locations across US potentially

Knowledge & Experience:   

• A minimum of a Bachelor’s degree with a major/minor or emphasis in Accounting, Finance and/or Business is required.
• Advanced degree (MBA) and/or professional certification (CPA, CFA, CIA, CISA, etc.) is desirable.
• 5+ years of relevant work experience within the broker dealer, investment advisory, asset management and/or financial services industry.  Relevant experience in a public accounting, consulting or internal audit environment will be strongly considered.  Strong financial services business/operations experience (with an emphasis on broker dealer, investment advisory and/or retirement products) will be considered.
• Knowledge of broker dealer operations and compliance matters (FINRA, SEC) highly preferred.
• Knowledge and experience with product offerings within the Wealth Management industry such as mutual funds, exchange-traded funds, alternative investments, IRAs, annuities, and financial planning services preferred.
• Knowledge of internal controls, business and IT processes, and IIA standards.

• Knowledge and understanding of Accounting/Financial Risk, Market & Credit Risk, IT Risk and Regulatory/Compliance Risk.
• Experience with data analysis (e.g., Power BI, Tableau) and AI/GenAI/AgenticAI tools (e.g. Copilot) preferred.
• Excellent organizational, project management, problem solving, communication and interpersonal skills.
• Ability to work independently and collaboratively while managing multiple priorities in a fast-paced environment.

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Please Note: This position has been designated as an office centric role working next to our business leaders, with the flexibility of working in our new Seaport location 3 days a week.

Compensation Pay Disclosure:

Voya is committed to pay that’s fair and equitable, which means comparable pay for comparable roles and responsibilities.

The below annual base salary range reflects the expected hiring range(s) for this position in the location(s) listed. In addition to base salary, Voya offers incentive opportunities (i.e., annual cash incentives, sales incentives, and/or long-term incentives) based on the role to reward the achievement of annual performance objectives. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Voya Financial is willing to pay at the time of this posting.

Actual compensation offered may vary from the posted salary range based upon the candidate’s geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Be Well. Stay Well.

Voya provides the resources that can make a difference in your lives. To us, this means thriving physically, financially, socially and emotionally. Voya benefits are designed to help you do just that. That’s why we offer an array of plans, programs, tools and resources with one goal in mind: To help you and your family be well and stay well.

What We Offer

• Health, dental, vision and life insurance plans
• 401(k) Savings plan – with generous company matching contributions (up to 6%)
• Voya Retirement Plan – employer paid cash balance retirement plan (4%)
• Tuition reimbursement up to $5,250/year
• Paid time off – including 20 days paid time off, nine paid company holidays and a flexible Diversity Celebration Day.
• Paid volunteer time — 40 hours per calendar year

Learn more about Voya benefits (download PDF)

Critical Skills

At Voya, we have identified the following critical skills which are key to success in our culture:

• Customer Focused: Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.
• Critical Thinking: Thoughtful process of analyzing data and problem solving data to reach a well-reasoned solution.
• Team Mentality: Partnering effectively to drive our culture and execute on our common goals.
• Business Acumen: Appreciation and understanding of the financial services industry in order to make sound business decisions.
• Learning Agility: Openness to new ways of thinking and acquiring new skills to retain a competitive advantage.

Learn more about Critical Skills

Equal Employment Opportunity

Voya Financial is an equal-opportunity employer. Voya Financial provides equal opportunity to qualified individuals regardless of race, color, sex, national origin, citizenship status, religion, age, disability, veteran status, creed, marital status, sexual orientation, gender identity, genetic information, or any other status protected by state or local law.