Settlement Officer, Operations

Position Description

• As part of the trade support / settlement team, we are responsible for processing cash equities and F&O settlements.

• Engaged in overseas bond settlements for Treasury Liquidity Investment and ETF/ Single Stock Market Making Business.

• Supporting outbound trades for Korea domestic clients; and

• Improving existing internal control and requirements.

Key Areas of Responsibilities

• Perform daily middle and back office operations and respond on internal and external client’s inquires;

• Liaising with overseas operations to complete cash equities trades matching on daily trading support and administrations issues;

• Monitor daily trade cycle and resolve the breaks, perform daily trades reconciliation;

• Processing Korea Clients On-Boarding and accounts setup and static management;

• Release outbound confirmations for KR domestic clients and monitoring settlement status;

• Back up the overall operation/settlement in both cash equities, F&O, and other business;

• Preparation of Regulatory reporting to FSS, KRX, KSFC, BOK and etc.; and

• Participate in projects as assigned.

Requirement

• Degree holder, preferred major in Business, Finance or Accounting related discipline

• Minimum 5 years of experience in Operations/Middle Office within Securities Brokerage Industries

• Familiarity with cross-border investment via QFI, Stock Connect and Bond Connect

• Knowledge of investment products such as equities, fixed income, future, option, FX and etc.

• Strong sense of accountability and responsibilities for owning issues through to resolution

• Strong Communicator (articulate and literate), highly self-motivated, attentive to details, diligent and a good team player

• Proficiency in both spoken and written English and Korean.

Stay informed on CITIC CLSA Job Opportunities

Not the right fit? You can create a job alert to receive our latest job openings that meet your interest.