Senior Tester, Global Compliance Testing

Posted 21 Days Ago
Be an Early Applicant
2 Locations
In-Office
73K-122K Annually
Mid level
Fintech • Insurance • Financial Services
The Role
The Senior Tester will execute compliance testing, evaluate control effectiveness, and collaborate with teams to identify issues and support remediation efforts.
Summary Generated by Built In

The Global Compliance Testing Team is seeking a Senior Tester to support our US Segment. This role is responsible for executing second line of defense compliance testing and evaluating control effectiveness across a variety of business areas. The ideal candidate is hands-on, detail-oriented, and experienced in performing testing procedures and analyzing results. You will work closely with business and compliance partners to assess controls, identify issues, and support remediation efforts.

Position Responsibilities:

  • Execute risk-based compliance testing engagements, including walkthroughs, sample selection, and detailed testing procedures

  • Evaluate the design and operating effectiveness of key controls through hands on testing

  • Document testing activities, evidence, and conclusions in the company GRC platform (e.g., Archer or similar)

  • Test adherence to internal policies, procedures, and applicable regulatory requirements relevant to the business.

  • Analyze testing results to identify control deficiencies, exceptions and emerging risks.

  • Document findings and draft testing reports summarizing procedure performed, results and issues identified.

  • Work with Audit Services, Risk, and Business Unit Compliance teams under guidance to support testing execution.

Required Qualifications:

  • Bachelor’s degree (Business, Finance, Accounting, or related field) or equivalent experience

  • 3–5 years of experience in compliance, risk management, audit, or a related financial services role

  • Strong organizational, analytical, and problem-solving skills

  • Strong written and verbal communication skills, with the ability to clearly document work performed

  • High attention to detail and strong ethical standards

  • Ability to work both independently on assigned tasks and collaboratively within a team environment

  • Working knowledge of financial services industry practices and regulatory requirements

Preferred Qualifications:

  • Familiarity with broker-dealer and/or insurance/annuity regulatory frameworks (e.g., SEC, FINRA, state insurance regulations)

  • Experience using a GRC platform (e.g., Archer or similar)

  • Exposure to data analytics tools or techniques used in compliance testing

  • Experience performing control testing, including walkthroughs and sample based testing

If you are applying to this role in Massachusetts, please note the salary range is $ 73,350 - $ 122,250 USD. Additionally, employees also have the opportunity to participate in incentive programs and earn incentive compensation tied to business and individual performance.

#LI-Hybrid

#LI-JH

The role being advertised is an existing vacancy.

About Manulife and John Hancock

Manulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and lives better. To learn more about us, visit https://www.manulife.com/en/about/our-story.html.

Manulife is an Equal Opportunity Employer

At Manulife/John Hancock, we embrace our diversity. We strive to attract, develop and retain a workforce that is as diverse as the customers we serve and to foster an inclusive work environment that embraces the strength of cultures and individuals. We are committed to fair recruitment, retention, advancement and compensation, and we administer all of our practices and programs without discrimination on the basis of race, ancestry, place of origin, colour, ethnic origin, citizenship, religion or religious beliefs, creed, sex (including pregnancy and pregnancy-related conditions), sexual orientation, genetic characteristics, veteran status, gender identity, gender expression, age, marital status, family status, disability, or any other ground protected by applicable law.

It is our priority to remove barriers to provide equal access to employment. A Human Resources representative will work with applicants who request a reasonable accommodation during the application process. All information shared during the accommodation request process will be stored and used in a manner that is consistent with applicable laws and Manulife/John Hancock policies. To request a reasonable accommodation in the application process, contact [email protected].

Referenced Salary Location

Boston, Massachusetts

Working Arrangement

Hybrid

Salary range is expected to be between

$73,350.00 USD - $122,250.00 USD

Employees also have the opportunity to participate in incentive programs and earn incentive compensation tied to business and individual performance. The actual salary will vary depending on local market conditions, geography and relevant job-related factors such as knowledge, skills, qualifications, experience, and education/training. If you are applying for this role outside of the primary location, please contact [email protected] for the salary range for your location.

Manulife/John Hancock offers eligible employees a wide array of customizable benefits, including health, dental, mental health, vision, short- and long-term disability, life and AD&D insurance coverage, adoption/surrogacy and wellness benefits, and employee/family assistance plans. We also offer eligible employees various retirement savings plans (including pension/401(k) savings plans and a global share ownership plan with employer matching contributions) and financial education and counseling resources. Our generous paid time off program in the U.S. includes up to 11 paid holidays, 3 personal days, 150 hours of vacation, and 40 hours of sick time (or more where required by law) each year, and we offer the full range of statutory leaves of absence.

We use data and analytics technologies, such as artificial intelligence (AI), and automated processing tools, to analyze and process the information you provide to us or third parties in the application process. For more information, please refer to our personal information collection statement.

Know Your Rights I Family & Medical Leave I Employee Polygraph Protection I Right to Work I E-Verify

Company: John Hancock Life Insurance Company (U.S.A.)

Skills Required

  • Bachelor's degree in Business, Finance, Accounting, or related field
  • 3-5 years of experience in compliance, risk management, audit, or a related financial services role
  • Strong organizational, analytical, and problem-solving skills
  • Strong written and verbal communication skills
  • High attention to detail and strong ethical standards
  • Ability to work independently and collaboratively
  • Working knowledge of financial services industry practices and regulatory requirements
  • Familiarity with broker-dealer and/or insurance/annuity regulatory frameworks
  • Experience using a GRC platform
  • Exposure to data analytics tools
  • Experience performing control testing

Manulife Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Manulife and has not been reviewed or approved by Manulife.

  • Healthcare Strength Healthcare coverage is portrayed as comprehensive, spanning medical, dental, prescription drugs, vision, critical illness, and short- and long-term disability. Mental-health support is emphasized via EAP-style services and high annual coverage limits in some regions, alongside wellness programs and navigation tools.
  • Retirement Support Retirement offerings are positioned as a meaningful part of total rewards, including group RRSP/defined contribution pension options and employer matching in some cases. Ownership-related programs such as share purchase/stock options are also described as available for eligible employees.
  • Flexible Benefits Benefits are described as robust and flexible, with customizable packages and spending-account style options in some plans. Digital tools (mobile app/claims) and reward-linked wellness programs are framed as making benefits easier to use and more engaging.

Manulife Insights

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The Company
HQ: Toronto, Ontario
32,427 Employees
Year Founded: 1887

What We Do

Manulife is a leading international financial services group that helps people make their decisions easier and lives better. With our global headquarters in Toronto, we operate as Manulife across our offices in Canada, Asia, and Europe, and primarily as John Hancock in the United States. We have more than 40,000 employees, over 116,000 agents serving ~34 million customers worldwide, and over $1.3 trillion in assets under management and administration. Visit www.Manulife.com to find out more. For Manulife terms of use, please visit http://bit.ly/SM_Terms

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