1. Perform and initiate annual compliance review plan, taking into consideration of the following:
o Approximately 208 branches nationwide
o Health checks for business/functional areas across the bank
o Gap assessments on new and/or revised regulatory requirements
o Forward-looking, current or emerging risk relating to regulations across all sectors
o New regulations that have been issued and/or updated by the regulators and fully implemented by the Bank within the past year
o Past incidences / non-compliances
2. Always keep abreast with the latest regulatory updates, trends and best practices.
3. Collaborate with management to appropriately evaluate and investigate compliance issues/concerns identified during the review.
4. Conduct exit meetings with management to articulate any compliance issues/concerns.
5. Work closely with BCOs/BRCOs and the management to develop/implement corrective action plans for resolution of compliance issues/concerns.
6. Monitor the performance of the annual compliance review plan and ensure appropriate steps are taken to accommodate any ad-hoc activities/requests from the regulators.
7. Ensure reporting of non-compliances or potential non-compliances are documented and reported to Board and Management.
8. Provide reports on a regular basis, and as directed or requested, to keep the Board and Management informed of compliance issues/concerns.
9. Responsible for management of team members within the team, facilitating workflow and capacity management at team-level. Coach those within their team and help them to develop their careers. Resolve escalated issues raised by the team members.
What We Do
We are a multinational regional financial services provider that is committed to deliver complete solutions to our clients through differentiated segment offerings and an ecosystem that supports simple, fast and seamless customer experience, underpinned by cohesive and inspired workforce and relationship built with stakeholders Headquartered and listed in Malaysia, RHB Banking Group is the longest established local bank, formed though the mergers of several banks, the oldest of which was founded in 1913. RHB Banking Group and its subsidiaries provide a full range of services ranging from retail banking, business banking, corporate and investment banking, Islamic banking, transaction banking to treasury, insurance, asset management, private equity and stockbroking services. TOGETHER WE PROGRESS Our strong heritage is the foundation of our commitment to continue serving the community. For over a 100 years, we have been helping people and businesses grow and succeed, and will continue to do so. Our experience gives us an in-depth understanding of the needs of our customers and partners, inspiring us to constantly innovate and improve to serve them better. With their unending support, we have established ourselves with a strong footprint throughout Malaysia and we are now present in 9 other countries across the ASEAN region. We hope our legacy and pursuit for excellence continues as we tirelessly cultivate and nurture the next generation through our actions and words, preparing a brighter future ahead. We thank those who believe in us and welcome everyone to join us on our exciting journey of progress. The time has come for us to move forward in unison, to realise our greater potential together. Our new brand promise "Together We Progress” honours our past, celebrates the present and welcomes the future. We invite you to join us as we work towards a better and brighter future for all.
