At Wipfli, our people are core to everything we do-the catalyst behind our ability to create exceptional impact and extraordinary results.
We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path.
People truly matter and they feel it. For those looking to make a difference and find a professional home, Wipfli offers a career-defining opportunity.
Our Senior Regulatory Compliance Consultant can work either in person, remote, or in a hybrid environment in the state of WI. About 20% travel to client locations in WI, IL, and/or MN is required.
Responsibilities:
- Provide pro-active and on-going consultation regarding regulatory compliance risk assessment, remediation, monitoring, research, interpretation, change management, education, and board and management reporting
- Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system
- Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks
- Present information in a concise and effective manner to the board of directors, audit or supervisory committee, management, and business lines
- Conduct routine regulatory compliance testing for federal consumer compliance regulations
- Lead client engagements and engagement teams as needed
Qualifications:
- Bachelor's Degree
- 5+ years of experience in banking / financial institutions
- Experience in creating, executing, and documenting regulatory compliance audits
- Knowledge and experience in lending
- Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
- Strong analytical skills with high attention to detail and accuracy
- Ability to manage multiple responsibilities and prioritize in a high volume, high paced dynamic environment
- About 20% travel to client locations within the U.S. is required
Carly Seidl, from our recruiting team, will be guiding you through this process. Visit her LinkedIn page to connect!
#LI-hybrid #LI-CS1
Additional Details:
Wipfli is an equal opportunity/affirmative action employer. All candidates will receive consideration for employment without regards to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, gender identify, veteran status, disability, or any other characteristics protected by federal, state, or local laws.
Wipfli is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or participate in our recruiting process, please send us an email at [email protected].
Top Skills
What the Team is Saying
What We Do
Wipfli is an advisory firm that delivers holistic solutions to help clients navigate the modern marketplace, optimize performance and drive growth. Our more than 3,000 full-time associates deliver digital, people, strategy, risk, financial and outsourcing solutions to 54,000+ clients.
"Wipfli" is the brand name under which Wipfli LLP and Wipfli Advisory LLC and its respective subsidiary entities provide professional services. Wipfli LLP and Wipfli Advisory LLC (and its respective subsidiary entities) practice in an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed independent CPA firm that provides attest services to its clients, and Wipfli Advisory LLC provides tax and business consulting services to its clients. Wipfli Advisory LLC and its subsidiary entities are not licensed CPA firms.
Why Work With Us
At Wipfli, people count.
Our people are core to everything we do — the catalyst behind our ability to create exceptional impact and extraordinary results. We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path. And we seek feedback openly, from all.
Gallery
Wipfli Teams
Wipfli Offices
Hybrid Workspace
Employees engage in a combination of remote and on-site work.
Freedom to work from anywhere! Wipfli takes a flexible approach in allowing employees to choose to be remote, hybrid, or in-office.
