Senior Operational Risk Management Associate

Posted 13 Days Ago
Be an Early Applicant
Gurugram, Haryana, IND
In-Office
Senior level
Fintech • Payments • Financial Services
The Role
Provide second-line oversight of technology and cyber risk through RCSAs, REV/ROC oversight, risk reporting and KRIs, governance support, stakeholder advisory, audit/regulatory support, process improvement, and mentoring within the ORM program.
Summary Generated by Built In

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description

Technology Operational Risk Management (ORM) is a Second Line of Defense (2LOD) function responsible for providing independent oversight and credible challenge of technology and cyber risk management activities. This role supports execution of the Operational Risk Management framework through risk assessments, governance activities, risk event oversight, risk reporting, and stakeholder engagement to promote effective risk identification, management, and compliance with enterprise standards and regulatory expectations.

Key Responsibilities

Risk Assessments & Independent Oversight - Performs oversight and credible challenge of first-line technology and cyber risk management activities, including Risk and Control Self-Assessments (RCSAs). Reviews risk and control documentation for completeness and effectiveness, identifies potential gaps, and provides recommendations to improve risk management practices and control effectiveness


Risk Events & Risk of Change Oversight - Provides oversight of Risk Events (REV) and Risk of Change (ROC) processes, ensuring risks are accurately identified, documented, assessed, escalated, and remediated. Supports governance forums through preparation of materials, tracking actions, and monitoring remediation activities.


Governance, Reporting & Risk Analytics - Develops and maintains risk reporting, dashboards, Key Risk Indicators (KRIs), and management information to support risk governance and decision-making. Analyzes trends, identifies emerging risks, and provides meaningful risk insights to stakeholders and leadership.


Business Partnership & Risk Advisory - Partners with technology and cyber security stakeholders to promote effective risk management practices, communicate ORM requirements, and provide guidance on risk identification, control design, and remediation activities. Supports audit and regulatory engagements as needed.


Continuous Improvement & Team Support - Identifies opportunities to improve ORM processes, tools, reporting, and governance practices. Supports implementation of enhancement initiatives, shares best practices, and provides guidance and mentoring to less experienced team members

Required Qualifications
Excellent written and spoken English skills.
Ability to work independently, as well as collaborate and lead cross-functional teams.
Candidates should have proficiency with Microsoft Excel, Power Point and Power BI. 
Preferred Qualifications
• Excellent written and verbal communication skills, with the ability to influence stakeholders at all levels

• Ability to multi-task and operate in a fast-paced, deadline-oriented environment

• Must be self-motivated, adaptable and demonstrate initiative in difficult circumstances

• Proven ability to identify problems and work to successful resolution

• Demonstrate a willingness to support change and initiatives within the ORM Program

• Prior experience with Workiva or other GRC platforms is preferred

• Established acumen in Governance-Risk-Compliance (GRC) through 1LOD or 2LOD roles

Technical knowledge of risk management frameworks, applicable standards, and regulatory requirements including, NIST, COBIT, FFIEC, ISO27000, and other relevant IT governance frameworks.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Enterprise Risk Management

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Skills Required

  • Excellent written and spoken English skills
  • Ability to work independently and lead cross-functional teams
  • Proficiency with Microsoft Excel, PowerPoint and Power BI
  • Technical knowledge of risk management frameworks and standards (NIST, COBIT, FFIEC, ISO27000)
  • Prior experience with Workiva or other GRC platforms
  • Established acumen in Governance Risk Compliance (GRC) through 1LOD or 2LOD roles
  • Ability to multi-task and operate in a fast-paced, deadline-oriented environment
  • Self-motivated, adaptable and demonstrates initiative
  • Proven ability to identify problems and work to successful resolution
  • Willingness to support change and initiatives within the ORM Program
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The Company
HQ: Seguin, TX
40 Employees

What We Do

RBFCU Wealth Management, The Garner Davis Group is a financial advisory practice of Ameriprise Financial Services, LLC. With a combined 39 years of experience, our team uses a financial planning process designed to help high net worth individuals, families and business leaders help manage their finances and assets. AREAS OF FOCUS • Family Finances • Retirement Planning Strategies • Wealth Preservation Strategies • Investment Management • Retirement Plan Distribution • Social Security Retirement Benefits • Small Business • Business Retirement Plans • Tax Planning Strategies CONNECT WITH US Phone: 979-417-0563 | 512-873-2527 OFFICE LOCATIONS 8300 N MOPAC EXPY, Suite 100, Austin, TX 78759 107 THIS WAY, Suite A, Lake Jackson, TX 77566 1 IKEA-RBFCU PKWY, Live Oak, TX 78233-2792 Please visit http://www.ameriprise.com/social for important rules and disclosures about how you and I can interact on social media

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