About UOB
United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. Our history spans more than 80 years. Over this time, we have been guided by our values – Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.
Job Description
Memimpin pelaksanaan Compliance Review dalam tim sesuai dengan Compliance Plan dan melakukan supervisi atas pekerjaan tim.
Termasuk di dalamnya:
Berdiskusi atas temuan yang perlu ditindaklanjuti oleh fungsi kerja terkait. Menyusun Laporan Compliance Review. Melakukan supervisi dan penatausahaan dokumen/kertas kerja Compliance Review atas pekerjaan tim. Memantau penyelesaian tindak lanjut perbaikan (corrective action plan) atas temuan oleh fungsi kerja terkait. Menyusun laporan bulanan atas pelaksanaan tugas dan tanggung jawab unit kerja Non AFC Assurance. Melakukan implementasi Regulatory Risk and Control Self Assessment (RRCSA) dan membantu pembuatan Compliance Plan. Melakukan supervisi serta penatausahaan dokumen pelaksanaan Electronic Communication Surveillance dan pelaporannya. Melakukan tugas-tugas lainnya yang terkait dengan fungsi kepatuhan atau yang diberikan oleh atasan.
Additional Requirements
Be a Part of the UOB Family
UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.
Apply now and make a Difference
Skills Required
- Lead and supervise Compliance Review activities and team
- Prepare Compliance Review reports and maintain working papers/documentation
- Monitor and track corrective action plans until closure
- Implement Regulatory Risk and Control Self Assessment (RRCSA)
- Assist in creating and updating the Compliance Plan
- Supervise Electronic Communication Surveillance documentation and reporting
- Undertake other compliance-related tasks as assigned by management
What We Do
We’re here to do Right By You. At UOB, we aspire to build a better future for the people and businesses in the region. Through our extensive network and suite of capabilities, we offer financial solutions to the people and businesses within, and connecting with ASEAN. We create solutions tailored to your unique needs through data and relationship-led insights. Our comprehensive regional network and one-bank approach connects your business to new opportunities in ASEAN. We help businesses to advance responsibly and guide personal wealth to grow sustainably. We foster inclusiveness and environmental well-being for stronger societies. This is how we stay committed to forging a sustainable future for generations to come. Note: For the terms of use of our LinkedIn channel, please visit: https://go.uob.com/socialmedia
