Senior Market Supervisor

Posted 9 Days Ago
Be an Early Applicant
London, Greater London, England
Hybrid
Senior level
Fintech
We operate trading exchanges around the world.
The Role
The Senior Market Supervisor will combat market disruption and abuse in European equity and derivative markets, utilizing automated tools to monitor transactions, conduct investigations, and mentor surveillance staff. Responsibilities also include maintaining compliance with regulatory developments and overseeing trade reporting data.
Summary Generated by Built In

Job Description

Building trusted markets —powered by our people.

At Cboe Europe, we inspire our people to solve complex challenges together because what we do matters. We provide the financial infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world.

We’re building inclusive ways to support professional and personal development while strengthening the trust we’ve earned as a global market leader. Our teams are empowered to share ideas, actively pursue them and bring on a challenge. As champions of internal mobility and access to opportunity, we encourage our people to “go for it” and equip our managers with the training to coach their teams to the next level. Our Associate Resource Groups champion diversity, equity and inclusion, giving associates a safe space to network, share ideas and create opportunities.

Sound like the place for you? Join us!

The Market Supervision team is hiring for Senior Market Supervisor.

The Senior Market Supervisor at Cboe will be making an active contribution towards combating market disruption and abuse across European equity and derivative markets and will have the opportunity to develop key skills within the overall market supervision area.

In this role you’ll be responsible for:

  • Developing a comprehensive understanding of the Cboe Rulebook, Participant Manual, Code of Market Conduct, the Market Abuse Regulations and the various strategies used to commit market abuse.
  • Using automated alerts and complex tools to monitor transactions on Cboe for market abuse (as detailed in the Code of Market Conduct). Ensuring that all potential breaches identified are escalated promptly to the team.
  • Carrying out investigations of potential market abuse, making recommendations internally for referral to the appropriate regulatory authority.
  • Supporting on-going development of market abuse framework.
  • Assisting with the development of the analytical tools used to monitor and investigate potential market abuse.
  • Mentoring existing and new surveillance staff ensuring appropriate understanding of Cboe procedures and best practices.
  • Conducting enquiries with trading participants in respect of anomalous activity.
  • Ensuring that accurate records of potential market abuse reviews and investigations are maintained.
  • Analysing and maintaining surveillance alerts and review statistics.
  • Performing regular alert calibration and deep dive exercises.
  • Maintaining an awareness of regulatory developments in respect of market abuse and the overall exchange landscape.
  • Oversight of trade and transaction reporting data.
  • Periodically reviewing market surveillance procedures and performing updates in line with business growth and applicable regulatory changes.
  • Operate on a shift basis, covering the hours of 07:00 to 19:00.

The ideal candidate has:

  • 5 years’ experience of working within the financial industry, with knowledge of surveillance tools and market abuse regulation desirable.
  • Degree or equivalent qualification in a quantitative or finance related subject preferred.
  • Technical Proficiency - experience of working with large data sets across a variety of data-exploration and data-visualisation software applications.
  • Strong analytical and problem solving skills including how to take a structured approach to investigating potential anomalies and assemble evidence to support a conclusion
  • Numeracy – a grasp of statistics that would support data-investigation.
  • Excellent communication skills – the ability to speak and write with clarity and impact, with keen attention to detail and accuracy
  • Excellent teamwork skills; able to work effectively individually and collaboratively in a team, to develop relationships (internally and externally), and to identify opportunity for change and challenge appropriately.
  • Good interpersonal skills; creates and develops relationships both internally and externally.
  • Accountable, organised, methodical, flexible and able to follow up findings in an efficient and thorough manner.
  • Excellent time management skills and ability to work well under pressure.

You’ll really stand out with:

  • Experience of working at a Recognised Investment Exchange, Multilateral Trading Facility or a Regulatory body.
  • Programming skills relevant to exploring large data sets, including Python and SQL
  • A keen interest in financial markets.

Benefits and Perks

We value the total wellbeing of our people – including health, financial, personal and social wellness. We believe standard benefits like health insurance and fair pay are a given at any organization. Still, you should know we offer:

  • Fair and competitive salary and incentive compensation packages with an upside for overachievement
  • Comprehensive private medical insurance for employees and their families which includes dental cover (taxable benefit)
  • Cboe pays for employee access to a private GP service (face to face or phone call consultations) to make it easy and convenient for you to see a doctor
  • Life and long term illness insurance for stability and peace of mind
  • EAP - This service intends to help employees deal with personal problems that might adversely impact their work performance, health and well-being. This service includes short- term counselling and referral services for employees and their immediate family.
  • Enhanced paid parental and adoption leave to support parents
  • Cboe offers pensions contribution up to 7% of base salary. You don’t have to contribute yourself.
  • ClassPass Corporate Membership which provides access to on-demand classes, livestream classes, in-person classes and wellness sessions across different fitness genres. (taxable benefit)
  • 25 days holiday per year per holiday year for full time employees, increasing with length of service at a rate of one extra day per completed years’ service, up to a maximum of 30 days.
  • Flexible, hybrid work environment, where you choose where and how you work
  • Discounted Employee Stock Purchase Plan
  • Employee referral bonus program
  • Complimentary lunch, snacks and drinks in any Cboe office
  • Paid tuition assistance and education opportunities
  • Generous charitable giving company match
  • Volunteer opportunities to help you give back to your communities

More About Cboe Europe

We’re reimagining the future of the workplace by focusing on what matters most, our people. Our journey is an inclusive one. We’re investing deeply in leadership programs and career development initiatives that ensure everyone has an equal chance to succeed. We celebrate the diversity in our communities, inside and out, and welcome new perspectives with equity, inclusion and belonging.

We work with purpose, solving problems with ingenuity, collaboration, and a lot of passion. We’re an engaged and excited team connecting markets across borders and embracing growth in all its forms to achieve incredible outcomes.

Learn more about life at Cboe on our website and LinkedIn.

Equal Employment Opportunity

We're proud to be an equal opportunity employer - and celebrate our associates' differences, including race, religion, sex, sexual orientation, gender identity, national origin, age and disability


 

Any communication from Cboe regarding this position will only come from a Cboe recruiter who has a @cboe.com email or via LinkedIn Recruiter. Cboe does not use any other third party communication tools for recruiting purposes.

The Company
HQ: Chicago, IL
1,700 Employees
Hybrid Workplace
Year Founded: 1973

What We Do

Cboe is one of the world's largest exchange holding companies, offering cutting-edge trading and investment solutions to investors around the world. Cboe offers trading across a diverse range of products in multiple asset classes and geographies, including options, futures, U.S. and European equities to name a few.

Why Work With Us

We have a 50-year history and a trusted reputation. Our company has grown significantly over the last couple years. We have fun, empathetic and inclusive culture where you can do your best work and grow your career.

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