Senior Manager, Enterprise Risk and Compliance

Posted 16 Days Ago
Be an Early Applicant
Hiring Remotely in Office, Machaze, Manica, MOZ
Remote
Senior level
Financial Services
The Role
Lead the development and maturity of enterprise risk management and compliance frameworks across a financial services organisation. Responsibilities include regulatory change, risk and control data oversight in Protecht, compliance plans, obligations management, external audit coordination, executive and board reporting, stakeholder advice, and supporting risk business partners. The role also focuses on strengthening control effectiveness and embedding a proactive risk culture.
Summary Generated by Built In

About Netwealth

Netwealth isn't just a company. We're shaping the future of wealth in Australia. Our award-winning platform and NextGen technology empower advisers and investors to achieve more, and we're proud to be recognised as one of Australia's most innovative FinTech businesses.

Since 1999, we've grown rapidly by challenging the status quo. We move fast, think big, and stay agile. Free from unnecessary bureaucracy so we can deliver smarter solutions for our clients and create real impact.

But what truly sets us apart? Our people. We're a team of curious, optimistic and courageous individuals who collaborate to make life better for more Australians. We value authenticity, and agility, and we believe in creating an environment where you can do your best work, grow your career, and feel part of something meaningful.

If you're looking for a place where your ideas matter, where innovation is celebrated, and where you can help shape a brighter financial future, join us at Netwealth.

The opportunity

At Netwealth, effective risk management is not simply about meeting regulatory requirements. It is about giving our people the confidence, clarity and support to make good decisions as the business continues to grow.

We are looking for a Senior Manager, Enterprise Risk and Compliance to lead the implementation and ongoing maturity of our enterprise risk management and compliance frameworks. This is an influential role that will work across the organisation, providing practical advice, strengthening risk practices and helping embed a proactive and accountable risk culture.

You will join our Enterprise Risk and Compliance team within the broader Risk, Legal and Governance function. The team provides oversight, governance and support across a diverse financial services group that includes an administrator, custodian, IDPS operator, responsible entity and superannuation trustee.

What you will do
  • Lead the ongoing development and maturity of Netwealth’s risk management framework

  • Support the implementation of regulatory change and strengthen the processes used to manage risk profiles and monitor control effectiveness

  • Oversee risk and control data quality, operations and reporting within Protecht

  • Manage compliance plans for Netwealth Investments Limited managed investment schemes, including coordinating the annual external audit

  • Support the maintenance of the obligations management register and monitor compliance with relevant Financial Services Council standards

  • Provide clear, timely and commercially practical risk and compliance advice to stakeholders across the business

  • Guide and support Risk and Compliance Business Partners

  • Deliver meaningful reporting to executives, committees and boards

  • Build strong stakeholder relationships and help embed a more mature risk culture across the organisation


What you will bring
  • You will be an experienced risk or compliance leader who can move confidently between strategic frameworks, regulatory obligations and practical business advice.

  • At least 7 years of risk or compliance experience within banking or financial services

  • Strong experience designing, implementing and maturing risk management and compliance frameworks

  • A sound working knowledge of AFSL requirements and broader financial services compliance obligations

  • Experience within managed investments, IDPS or superannuation, which would be highly regarded

  • Strong analytical, problem solving and decision making capability

  • Experience leading change and delivering initiatives that require strong business engagement

  • The ability to communicate complex risk and compliance matters clearly to senior stakeholders

  • Strong judgement, organisation and stakeholder management skills

  • A relevant qualification in law, finance, business or a related discipline, which would be advantageous

Life At Netwealth

At Netwealth, we believe a fulfilling career is built on growth, balance, and belonging. Our people are our greatest strength, and we’re committed to supporting you at every stage of life because when you thrive, so do we.

We're proud to be recognised as one of Australia's top 5 companies for Career Development (endorsed by WORK180). From further education and diverse training opportunities to strong support for internal mobility. Your career can grow here.

Our flexible hybrid model supports balance, with just 4 days in the office each fortnight. When you’re in, you’ll enjoy working from one of our modern, thoughtfully designed spaces across Australia – including our state-of-the-art Melbourne CBD office. All locations feature contemporary facilities to make your day comfortable, and in Melbourne, you’ll also enjoy perks like end-of-trip amenities and daily breakfast to make your commute easier.

We offer benefits designed for your wellbeing and personal development, including;

  • Family-friendly support: Paid parental leave and a fully funded school holiday program

  • Wellness perks: CU Health (virtual healthcare), income protection, flu shots, wellness weeks, retail discounts and financial wellbeing services

  • A vibrant culture: social events, trivia nights, and corporate sports

  • Employee Resource Groups: LGBTQIA+, DAWN (Development and Accelerating Women at Netwealth), Culture Group and Carers Group

  • Community Impact: Paid volunteering and our Netwealth Impact Group

We're proud of our inclusive and diverse workforce and encourage everyone to bring their genuine selves to work. It's one of our core values. We're committed to equity and inclusion through our gender equality, disability, LGBTQIA+, wellbeing and cultural initiatives. And we're certified by WORK180, Family Friendly Workplaces and Great Places to Work.

If you're excited by the opportunity but don't meet every requirements, we still encourage you to apply. Research shows people often hesitate unless they tick every box. We value potential and passion just as much.

Need adjustments during the recruitment process? Contact us at [email protected]

Apply now and help us shape a brighter financial future!

Skills Required

  • At least 7 years of risk or compliance experience within banking or financial services
  • Experience designing, implementing, and maturing risk management and compliance frameworks
  • Working knowledge of AFSL requirements and broader financial services compliance obligations
  • Experience leading change and delivering initiatives requiring strong business engagement
  • Strong analytical, problem-solving, and decision-making capabilities
  • Ability to communicate complex risk and compliance matters clearly to senior stakeholders
  • Strong judgement, organisation, and stakeholder management skills
  • Experience within managed investments, IDPS, or superannuation
  • Relevant qualification in law, finance, business, or a related discipline
Am I A Good Fit?
beta
Get Personalized Job Insights.
Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align.

The Company
HQ: Melbourne, Victoria
495 Employees
Year Founded: 1999

What We Do

Founded in 1999, Netwealth was established to provide astute investors and wealth professionals with a better way to invest, protect and manage their current and future wealth. As a business, Netwealth seeks to enable, educate and inspire Australians to see wealth differently and to discover a brighter future. Netwealth offers a range of innovative portfolio administration, superannuation, retirement, investment and managed account solutions to investors and non-institutional intermediaries including financial advisers, private client and high net worth firms. Netwealth's award-winning platform is currently rated Australia’s Number 1 Platform for overall functionality and overall satisfaction* providing wealth professionals with the technology required to efficiently manage and add value to their clients. Netwealth Superannuation Services Pty Ltd (ABN 80 636 951 310), AFS Licence No. 528032, RSE Licence No. L0003483 is the trustee of the Netwealth Superannuation Master Fund. Netwealth Investments Limited is the operator and custodian of the Netwealth Wrap Service and the Russell Investments Portfolio Service, responsible entity and custodian of the Netwealth Managed Account and the Global Specialist Series managed funds, platform provider and administrator of the Netwealth Superannuation Master Fund and provides administration services to Challenger Annuities and XWrap (Netwealth’s non-custodial asset service). **Our awards include: Rated by Investment Trends as number 1 in Overall Satisfaction by users for the ninth consecutive year (2014-2021) and rated number 1 by Investment Trends for Best Platform Overall in 2017-2019. Rated by ChantWest as best Advised Product of the Year for four consecutive years (2018-2021).

Similar Jobs

Compa Logo Compa

Vice President Of Finance

Artificial Intelligence • HR Tech • Software • Business Intelligence
Remote or Hybrid
Office, Machaze, Manica, MOZ
75 Employees
200K-250K Annually

Compa Logo Compa

Enterprise Account Executive

Artificial Intelligence • HR Tech • Software • Business Intelligence
Remote or Hybrid
2 Locations
75 Employees
200K-250K Annually

Auror Logo Auror

Senior Engineering Lead (Risk Detection)

Artificial Intelligence • Big Data • Retail • Security • Social Impact • Software • Business Intelligence
Remote or Hybrid
Office, Machaze, Manica, MOZ
212 Employees
143K-190K Annually

Suite Studios Logo Suite Studios

Intern - General Application

Cloud • Digital Media • Professional Services • Database
Remote or Hybrid
Office, Machaze, Manica, MOZ
20 Employees

Similar Companies Hiring

Granted Thumbnail
Artificial Intelligence • Healthtech • Insurance • Mobile • Financial Services
New York, New York
23 Employees
Hanover Park Thumbnail
Artificial Intelligence • Fintech • Software • Financial Services
New York, New York
42 Employees
Onshore Thumbnail
Artificial Intelligence • Fintech • Software • Financial Services
New York, New York
60 Employees

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account