Senior Manager, Compliance & Risk

Posted Yesterday
Be an Early Applicant
Tempe, AZ
Hybrid
7+ Years Experience
Fintech • Marketing Tech • Professional Services • Financial Services
We help people control expenses, manage debt, save money, plan ahead, and make better financial decisions.
The Role
The Senior Manager, Compliance & Risk will lead a team of analysts and design an effective risk-based monitoring program to mitigate risk and improve the control environment. Responsibilities include collaboration with business leaders, data analysis, and project management. The ideal candidate possesses strong communication skills, problem-solving abilities, and analytical thinking.
Summary Generated by Built In

Job Description
THE OPPORTUNITY:
The Sr. Manager, Compliance & Risk will lead a team of analysts and be responsible for the design and execution of an effective risk-based monitoring and quality assurance program to drive identification and mitigation of risk that leads to improvements in the overall control environment. This position will report to the Vice President, Head of Lending Compliance & Risk Management and will serve in a critical leadership role in support of the overall program. The ideal candidate is a problem solver, capable of leading the design and execution of complex monitoring initiatives in a highly collaborative environment. This highly visible role supports efforts across the lending businesses and shared service functions, and partners with business leaders, product managers, and data analysts to complete monitoring activities. Projects, at times will be complicated and require collaboration and critical thinking. They will also use data to guide analysis and conclusions. The candidate should possess excellent written and verbal communication skills and be able to understand business requirements and develop recommendations/solutions to improve business processes and mitigate risk.
THE ROLE: Specific job duties/responsibilities

  • Strong interpersonal, communication and influencing skills, including the ability to indirectly influence others outside your department / chain
  • Able to communicate effectively, collaborate with others, solve problems creatively and demonstrate a high level of integrity
  • Strong analytical and critical thinking skills, with attention to detail and accuracy and ability to identify root causes, develop tactical and strategic solutions
  • Collaborative, able to influence, negotiate and solve problems with business partners and expert teams across the organizational lines
  • Strong project management skills, with a proven ability to coordinate across departments and function
  • Ability to identify key risks within the business to inform the development of a risk-based monitoring strategy and plan


Qualifications

  • Bachelor's degree or equivalent experience
  • 7-10 years financial services compliance, risk management or audit experience with increasing levels of responsibility
  • 5+ years of experience using omnichannel contact center solutions to support risk management, including through rules based analytics (experience with Genesys, Cresta, Call Miner, etc. is a plus)
  • 3+ years of technical experience and skills utilizing software based solutions to transform data for analysis (experience using Power BI, Python, Tableau, or similar coding solutions is a plus)
  • Demonstrated ability to oversee and analyze data sets, identify themes and trends, execute root cause analysis and deliver actionable reporting to senior leaders
  • Demonstrated ability to oversee and as needed, build and design monitoring activities and insights projects that drive deeper understanding into operational processes
  • Ability to thrive in a fast-paced, matrixed work environment
  • Strict attention to detail; ability to produce quality work while also having the ability to review work products produced by others and identify issues / mistakes
  • Self-starter, willing to take ownership and drive initiatives to resolution while reporting appropriately on progress and escalating when needed
  • 7+ years of experience working with applicable financial services laws, rules, and regulations, relating them to the lending products and services, ability to identify potential gaps or deficiencies related to the regulatory requirements, assess the level of risk and design solutions to close said gaps and work and communicate required actions to business partners
  • Experience in a leadership capacity, preferably in a high-volume call center
  • Strong / Master computer skills, specifically with Microsoft Office and Google products


PREFERRED QUALIFICATIONS:

  • Advanced secondary degree or professional certification (e.g., CRCM, CERP)
  • Significant experience with contact center solutions


Additional Information
Achieve well-being with:

  • Hybrid work opportunities
  • 401 (k) with employer match
  • Medical, dental, and vision with HSA and FSA
  • Sick time off
  • Access to wellness support through Employee Assistance Program, Talkspace, and fitness discounts
  • Pet care discounts for your furry family members
  • Financial support in times of hardship with our Achieve Care Fund
  • A safe place to connect with other employees through our six employee resource groups


Join Achieve, change the future.
At Achieve, we're changing millions of lives.From the single parent trying to catch up on bills to the entrepreneur needing a loan for the next phase of growth, you'll get to be a part of their journey to a better financial future. We're proud to have over 3,000 employees in mostly hybrid and 100% remote roles across the United States with hubs in Arizona, California, and Texas. We are strategically growing our teams with more remote, work-from-home opportunities every day to better serve our members. A career at Achieve is more than a job-it's a place where you can make a true impact, have a sense of belonging, establish a fulfilling career, and put your well-being first.
Attention Agencies & Search Firms: We do not accept unsolicited candidate resumes or profiles. Please do not reach out to anyone within Achieve to market your services or candidates. All inquiries should be directed to Talent Acquisition only. We reserve the right to hire any candidates sent unsolicited and will not pay any fees without a contract signed by Achieve's Talent Acquisition leader.
#LI-KM1
Company Description
Achieve is a leading digital personal finance company. We help everyday people move from struggling to thriving by providing innovative, personalized financial solutions. By leveraging proprietary data and analytics, our solutions are tailored for each step of our member's financial journey to include personal loans, home equity loans, debt consolidation, financial tools and education. Every day, we get to help our members move their finances forward with care, compassion, and empathetic touch. We put people first and treat them like humans, not account numbers.

Top Skills

Python

What the Team is Saying

Patricia
Kris
Keisha
Andy
Roman
Carrie
Jeff
Shira
The Company
HQ: San Mateo, CA
1,800 Employees
Hybrid Workplace
Year Founded: 2002

What We Do

Formally known as Freedom Financial Network, Achieve launched in 2022 as the leading digital personal finance company helping everyday people get on, and stay on, the path to a better financial future. Achieve delivers personalized financial solutions for real people through intelligent technology and an empathetic human touch. From the single parent trying to buy a home to the overworked employee drowning in debt, we provide innovative solutions, budgeting tools, and education to help them move from surviving to thriving. We put our members first by coaching them through their financial health journey to understand what’s working for them and what’s not. Our tailored approach is designed to meet everyone where they are in life because they’re more than just a credit score.

Our people make the biggest difference. With more than 2,500 teammates between California, Arizona, and Texas, everyone collaborates together to make an impact towards our mission; to empower everyday people to move forward on a path to a better financial future.

We’re committed to fostering an environment where everyone can belong, while giving their true authentic selves a place to shine. Whether you’re in sales, member support, engineering, product design, IT or any of our other exciting roles, you’ll join a team passionate about serving our members and embracing our core values every day:

Care (For everyone)
Get Better (Every day)
Act With Integrity (Every time)
Collaborate (With everyone)

Why Work With Us

The technology we are building has real human impact to positively change the trajectory of millions of American families living with the crippling weight of consumer debt. Our growing teams are determined to get better every day through open collaboration and genuine family-like care for the whole person—engineers are never lost in the shuffle.

Gallery

Gallery
Gallery
Gallery
Gallery
Gallery
Gallery
Gallery

Achieve Offices

Hybrid Workspace

Employees engage in a combination of remote and on-site work.

Typical time on-site: Flexible
Company Office Image
HQSan Mateo, CA
Company Office Image
Dallas, TX
Company Office Image
Tempe, AZ
Learn more

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account