Senior Investment Compliance Analyst, Associate 2

Reposted Yesterday
Be an Early Applicant
Kraków, Małopolskie, POL
In-Office
68K-68K Annually
Senior level
Financial Services
The Role
Monitors client portfolio compliance with regulatory and investment manager mandates using State Street’s compliance platform. Investigates and documents breaches, performs data accuracy checks, generates client reports, reviews associate work, supports supervisors, improves procedures and controls, and contributes to team training and departmental projects.
Summary Generated by Built In

.

Job Description

Senior Investment Compliance Analyst will be responsible for monitoring compliance results on client portfolios related to Regulatory and Investment Manager (IM) mandates. Utilizing State Street’s Investment Compliance & Reporting platform, the qualified candidate will complete the research, analysis and reporting to ensure portfolios are in compliance with their investment restrictions.

REVIEWING WORK AND ASSISTING TEAM SUPERVISOR

  • Point of expertise for complex breach analysis

  • Review all reporting produced by the Associates

  • Liaises with internal clients and supporting departments for the purpose of obtaining key inputs to service delivery

  • Performs special projects and other tasks as assigned by the Team Supervisor

  • Assists Team Supervisor in implementing new procedures and controls

  • Maintaining and fostering a team environment

MONITORING INVESTMENT COMPLIANCE

  • Investigate violations on the automated compliance monitoring system

  • Record findings of investigation on the system

DATA CONTROL CHECKS

  • Compare and confirm accuracy of fund data as it appears in the system

  • Advise data teams of any discrepancies in a timely fashion

  • Ensure agreed timelines are adhered to

REPORTING

  • Generate and attach reports as required in a timely manner

  • Ensuring data is accurate and ready for client use

OTHER

  • Involvement in departmental ad-hoc projects

  • Involvement in the training and development of other team members as necessary

  • Make recommendations for changes to processes and procedures and prepare documentation for review as required

Please note: This role requires one to work from office 3 days/week

Minimum Salary:

zł68,004 Annual

The minimum salary quoted above applies to the role in the primary location specified. If the candidate ultimately works outside of this primary location, the applicable minimum salary may differ.​

Salary will be determined based on factors such as the position, type of work performed, individual skills, job description, working hours, diligence, initiative, self-management, length of employment, availability, and the quantity and quality of work delivered, as well as other objective and non-discriminatory criteria relevant to State Street employees.​

In addition to salary, employees are eligible to be considered for discretionary annual performance-based awards.​

We Offer:

  • Permanent contract from day one​

  • Additional holidays (Birthday Day Off, 3rd and 5th year anniversary Day Off)​

  • Gold Medical Package for employees and their families (partner and children)​

  • Premium life insurance package and private pension plan​

  • Wide range of soft skills training, technical workshops, language classes and development programs​

  • Opportunities to volunteer your time to company-driven initiatives, employee networks or organizations of your choice​

  • Variety of well-being programs​

  • Additional benefits available depending on the seniority of the role

About State Street

Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.

We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.

As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.

Discover more information on jobs at StateStreet.com/careers

Read our CEO Statement

State Street's Speak Up Line

Załącznik do standardu Whistleblowing i Speak Up SSBI GmbH dla Oddziału w Polsce

State Street Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about State Street and has not been reviewed or approved by State Street.

  • Retirement Support Retirement support is framed as a standout component, highlighted by a 401(k) match described as 100% on the first 6% of base salary. This is positioned as a meaningful offset to less competitive cash compensation for some roles.
  • Leave & Time Off Breadth Leave and time off are portrayed as relatively robust, with references to multi-week vacation, paid holidays, sick time, and additional days tied to wellness or volunteering. This breadth is repeatedly treated as a tangible part of total rewards beyond base pay.
  • Wellbeing & Lifestyle Benefits Wellbeing and lifestyle benefits are presented as extensive, including the BeWell program, fitness discounts, onsite or supported health resources, and financial counseling. These offerings are depicted as strengthening the overall benefits proposition even when pay satisfaction is tepid.

State Street Insights

Am I A Good Fit?
beta
Get Personalized Job Insights.
Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align.

The Company
HQ: Boston, MA
39,782 Employees
Year Founded: 1792

What We Do

At State Street, we partner with institutional investors all over the world to provide comprehensive financial services, including investment management, investment research and trading, and investment servicing. Whether you are an asset manager, asset owner, alternative asset manager, insurance company, pension fund or official institution, you can rely on us to be focused on your challenges. We are committed to doing what it takes to help you perform better — now and in the future

Similar Jobs

SOPHiA GENETICS Logo SOPHiA GENETICS

Przedstawiciel Działu Rozwoju Sprzedaży - Europa Wschodnia

Artificial Intelligence • Big Data • Healthtech • Software • Biotech
Remote or Hybrid
Poland
450 Employees
Hybrid
2 Locations
1100 Employees

HERE Technologies Logo HERE Technologies

Artificial Intelligence Engineer

Artificial Intelligence • Automotive • Computer Vision • Information Technology • Internet of Things • Logistics • Software
Hybrid
Kraków, Małopolskie, POL
6000 Employees

HERE Technologies Logo HERE Technologies

Project Manager

Artificial Intelligence • Automotive • Computer Vision • Information Technology • Internet of Things • Logistics • Software
Hybrid
Kraków, Małopolskie, POL
6000 Employees

Similar Companies Hiring

Granted Thumbnail
Artificial Intelligence • Healthtech • Insurance • Mobile • Financial Services
New York, New York
23 Employees
Hanover Park Thumbnail
Artificial Intelligence • Fintech • Software • Financial Services
New York, New York
42 Employees
Onshore Thumbnail
Artificial Intelligence • Fintech • Software • Financial Services
New York, New York
60 Employees

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account