Senior Internal Auditor

The Role: 

SoFi is seeking a Senior Internal Auditor to join our Internal Audit team, reporting to the Internal Audit Manager. You’ll conduct audits and reviews across SoFi Bank. Internal Audit isn’t just about checking the boxes, we’re a strategic partner that helps SoFi grow safely and smartly. This hands-on role involves testing controls and documenting work in line with audit standards. You should have a proven ability to build relationships/partnerships and work cross-functionally to drive time-sensitive deliverables.

What you’ll do: 

• Assist the Internal Audit team in accomplishing audit department objectives in a team environment across different products and processes from Banking, Invest, Crypto, Compliance, etc.
• In accordance with departmental and professional internal audit standards, identify and analyze risks, plan and prioritize audit work, conduct interviews, observe operations, document and analyze procedures and controls, perform audit tests, prepare appropriate workpapers, develop audit recommendations, review identified issues with appropriate management, and prepare audit report findings.
• Assist in developing formal written reports to communicate audit results to management and other stakeholders.
• Continuously seek opportunities for audit process improvement.
• Work on multiple priorities / projects simultaneously while meeting deadlines.
• Utilize data analytics and tools in execution of audit work.
• Continue to develop and expand knowledge of the audit profession, financial and technology industry, and products through self-study, research, and continuing education efforts.
• Supervise staff at lower levels depending on the nature of assignment.
• Execute special assignments and other duties as assigned.
• Some travel may be required.

What you’ll need:

• Bachelor's or equivalent in business management, accounting, finance, information systems or related fields.
• Minimum of 3 to 6 years of external audit, internal audit, or related experience working in a financial institution with knowledge of controls within the crypto, payments, and/or financial services industry.
• Experience in digital assets, crypto ecosystems, and protocols.
• Professional certification(s) or related licensure preferred. (CIA, CISA, CPA, CFE, or other equivalent)
• Understanding of internal control concepts, internal auditing standards, risk assessment practices, COSO three lines of defense, etc.  
• Experience with audit engagement planning, executing, and reporting is a plus. 
• Ability to work independently with limited daily supervision while meeting deadlines. 
• Ability to navigate through ambiguity, manage and coordinate multiple project assignments simultaneously, accept ownership and accountability for projects, and deliver on commitments.
• Strong written and verbal communication skills, and experience preparing audit workpapers, reports, and presentations.
• Experience improving the effectiveness and efficiency of audit activities through innovation.

Nice to have:

• Experience with Banking processes, compliance requirements, and emerging trends in Crypto
• Familiarity with the FRB, OCC, FDIC, and CFPB examination procedures.
• Computer programming experience or interest
• Experience with technology such as Auditboard, Tableau, Snowflake, etc.