Assistant Manager / Senior Executive - Compliance (Advisory & Specialist Support)
If you are looking to excel and make a difference, take a closer look at us…
Key Responsibilities
Recommend solutions to address specific challenges faced by the Bank in regulatory compliance matters and advice business/support units on compliance to laws, rules and standards.
Identify, assess and advise impact of regulatory compliance risks during new product/services development, process, marketing/promotional campaigns and other related activities.
Review submission of relevant regulatory compliance reports/responses to regulatory bodies on compliance matters.
Analyze cases escalated to Group Compliance and to assess and determine any non-compliance to regulations.
Resolve identified issues, and escalate concerns to respective superiors as appropriate to ensure timely awareness of any material concerns, drive compliance related projects bank wide as and when required.
Conduct training to stakeholders on key Compliance topics – eg:- Data Protection and Secrecy, BNM Foreign Exchange Policy, CRS/FATCA, FTFC.
Keep abreast of new legal regulatory and material regulatory changes, new developments and international best practices on Regulatory Compliance.
Constantly engaging stakeholders on their key processes with regulatory impact. Report and follow up with the results of the review, gaps and areas of improvement, track and ensure closure of issues.
Additional duties as assigned.
Job Requirements
Education Bachelor's Degree holder in Law/Accounting or any equivalent.
Minimum of 6 years and above experience in legal/ compliance/ regulatory or consulting works.
Demonstrated ability to effectively communicate, both orally and in writing in English language, through all levels of the organization.
About Hong Leong Bank
We are a leading financial institution in Malaysia backed by a century of entrepreneurial heritage. Providing comprehensive financial services guided by a Digital-at-the-Core ethos has earned us industry recognition and accolades for our innovative approach in making banking simpler and more effortless for our customers. Our digital and physical offerings span across a vast nationwide network in Malaysia, strengthened with an expanding regional presence in Singapore, Hong Kong, Vietnam, Cambodia, and China.
We seek to strike a balance between diversity, inclusion and merit to achieve our mission of infusing diversity in thinking and skillsets into our organisation. Candidates are assessed based on merit and potential, in line with our mission to attract and recruit the best talent available. Expanding on our “Digital at the Core” ethos, we are progressively digitising the employee journey and experience to provide a strong foundation for our people to drive life-long learning, achieve their career aspirations and grow talent from within our organisation.
Realise your full potential at Hong Leong Bank by applying now.
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What We Do
Hong Leong Bank Berhad is one of the leading financial services organisations in Malaysia. With a heritage of more than 100 years, it provides comprehensive financial services covering consumer banking, business banking and trade finance, treasury, branch and transaction banking, wealth management, private banking and Islamic financial services. Its merger with EON Bank Group in 2011 has further embedded its position as a core banking franchise with an expanded distribution network of more than 300 branches across the country. With a proven track record in value creation and a highly recognised brand, Hong Leong Bank has also been extending its footprint in the region, with branches in Singapore and Hong Kong and wholly owned subsidiaries in Vietnam and Cambodia. In China, the Bank has a 20% shareholding in Bank of Chengdu Co., Ltd., Sichuan and a consumer finance joint venture. Hong Leong Bank is a subsidiary of Hong Leong Financial Group Berhad, the financial services arm of the Hong Leong Group. Apart from banking, Hong Leong Financial Group is involved in the provision of insurance and takaful, as well as investment banking, unit trust, fund management and stock broking services
