Senior Director Solutions-Regulatory Communications

Posted Yesterday
Be an Early Applicant
4 Locations
In-Office
175K-210K Annually
Senior level
Fintech • Financial Services
The Role
Leads the Regulatory Communications Solutions and Project Management organization, overseeing people development, client solutioning, requirements, estimates, implementations, onboarding, and complex change initiatives. Partners with Sales, Client Services, Product, Engineering, Operations, and QA to ensure delivery quality, manage risks, and maintain realistic commitments. Serves as a hands-on, client-facing leader through discovery, implementation, go-live, and stabilization while improving scalable solutioning and project-delivery practices.
Summary Generated by Built In

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.

The Senior Director of Solutions leads the Regulatory Communications Solutions and Project Management team supporting RDC, DocuBuilder, and related client solutions, with functional oversight of the Creative Design capability for DocuBuilder. The role is responsible for developing the team, supporting client solutioning, and ensuring successful execution of onboarding and complex change initiatives.  This is a hands-on, client-facing role. The Senior Director participates in prospect and client discussions and proposal responses, helps translate business needs into viable solutions and requirements, and remains engaged through implementation, go-live, and stabilization.


The ideal candidate combines proven people leadership with client solutioning, business analysis, systems analysis, and complex implementation experience. They can move between executive discussions and delivery detail, challenge assumptions, review requirements and estimates, resolve conflicts, and ensure commitments are realistic.  The Senior Director is accountable for solution quality, successful onboarding, team performance, and delivery against commitments within a cross-functional delivery model. The right candidate must be capable of stepping into detailed solutioning, requirements, or delivery work when needed while building capable owners across the team.


Responsibilities:

  • Lead the Solutions and Project Management organization, including setting expectations, coaching, performance management, talent development, succession, and recognition.
  • Lead Solutions-related communications with client stakeholders at all levels, including discovery, solution reviews, implementation planning, delivery status, risks, decisions, and escalations.
  • Translate client needs and business objectives into documented requirements and viable solution approaches.
  • Lead the development of solution grids, scope definitions, estimates, and implementation assumptions; contribute solution and delivery inputs to statements of work and pricing.
  • Set expectations for clear, complete, and actionable requirements with appropriate documentation and traceability.
  • Accountable for the execution of client onboardings and complex changes, including milestones, deadlines, risks, quality, communication, and operational readiness.
  • Assign project and solution leads, ensure pre-sale context transfers into delivery, and establish clear ownership and escalation paths.
  • Maintain visibility into priorities, workload, capacity, quality, risks, and dependencies across resources; recommend reprioritization or additional support when commitments conflict.
  • Coordinate effectively across Sales, Client Services, Product, Engineering, Operations, and QA.
  • Continually improve solutioning, requirements, project-delivery, and knowledge-management practices to ensure scalability.

Qualifications:

  • 10+ years of experience in client solutions, implementation, professional services, business analysis, systems analysis, client delivery, or a comparable environment.
  • 5+ years of direct people-leadership experience, including coaching, performance management, talent development, and conflict resolution.
  • Demonstrated experience building client solutions and leading complex implementations in a dynamic environment.
  • Strong client-facing communication skills, including discovery, solution discussions, and critical conversations.
  • Strong business-analysis, requirements-documentation, and systems-analysis skills.
  • Ability to manage multiple priorities, identify delivery risk, and coordinate work across teams without direct authority.
  • Financial services, regulatory communications, enterprise software, document composition, or comparable regulated-industry experience preferred.
  • Bachelor's degree or equivalent combination of education and relevant professional experience.

Compensation Range: The salary range for this position is between $175,000 to $210,000 USD.  Broadridge considers various factors when evaluating a candidate's final salary including, but not limited to, relevant experience, location, skills, and education

Bonus Eligibility: Bonus Eligible

#LI-PP1

 

We are dedicated to fostering a collaborative, engaging, and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company—and ultimately a community—that recognizes and celebrates everyone’s unique perspective.

Use of AI in Hiring 

As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications. These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.

US applicants: Click here to view the EEOC "Know Your Rights" poster.

Disability Assistance

We recognize that ensuring our long-term success means creating an environment where everyone is welcome, where everyone's strengths are valued, and where everyone can perform at their best. Broadridge provides equal employment opportunities to all associates and applicants for employment without regard to race, color, religion, sex (including sexual orientation, gender identity or expression, and pregnancy), marital status, national origin, ethnic origin, age, disability, genetic information, military or veteran status, and other protected characteristics protected by applicable federal, state, or local laws. 

If you need assistance or would like to request reasonable accommodations during the application and/or hiring process, please contact us at 888-237-7769 or by sending an email to [email protected].

Skills Required

  • 10+ years of experience in client solutions, implementation, professional services, business analysis, systems analysis, client delivery, or a comparable environment
  • 5+ years of direct people-leadership experience, including coaching, performance management, talent development, and conflict resolution
  • Experience building client solutions and leading complex implementations in a dynamic environment
  • Strong client-facing communication skills, including discovery, solution discussions, and critical conversations
  • Strong business-analysis, requirements-documentation, and systems-analysis skills
  • Ability to manage multiple priorities, identify delivery risk, and coordinate work across teams without direct authority
  • Financial services, regulatory communications, enterprise software, document composition, or comparable regulated-industry experience
  • Bachelor's degree or equivalent combination of education and relevant professional experience

Broadridge Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Broadridge and has not been reviewed or approved by Broadridge.

  • Healthcare Strength — Healthcare coverage is described as broad, with multiple medical plan options plus dental, vision, prescription coverage, and telehealth access. Preventive care is framed as fully covered in-network, alongside added supports like an employee assistance program and on-site wellness availability in some locations.
  • Retirement Support — Retirement support is positioned as meaningfully supportive via a 401(k) match structure that increases with tenure. Added financial support such as one-on-one financial counseling is also included as part of the broader rewards approach.
  • Parental & Family Support — Parental support is presented as substantial, including up to nine weeks of paid new-parent salary continuation. Additional family-oriented programs like back-up care and dependent-care options are included in the benefits mix.

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The Company
HQ: Lake Success, NY
14,000 Employees
Year Founded: 2007

What We Do

Broadridge Financial Solutions, Inc. (NYSE: BR), is a global fintech leader, delivering technology-driven solutions that drive digital transformation for banks, broker-dealers, asset and wealth managers and public companies. At Broadridge, we are committed to making a difference. Our unique culture is guided by the Service-Profit Chain—the idea that success is mutual, directly connecting employee engagement, client satisfaction, and the creation of stockholder value. We enable better financial lives by providing the critical infrastructure that powers investing, corporate governance and communications. A certified Great Place to Work®, Broadridge is part of the S&P 500® Index, employing over 14,000 associates in 21 countries.

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