Senior Compliance Manager

Posted 10 Days Ago
Be an Early Applicant
Hiring Remotely in Luxembourg
Remote
Senior level
Fintech • Software • Financial Services
The Role
The Senior Compliance Manager oversees Luxembourg Compliance, supporting the Chief Compliance Officer in regulatory compliance and governance, advising stakeholders, and fostering a strong compliance culture.
Summary Generated by Built In

Senior Compliance Manager

This is a great This is a great opportunity for someone to take on a senior role within the Luxembourg Compliance function, supporting the Chief Compliance Officer in the design, oversight and continuous enhancement of the Compliance Framework across Aviva Investors’ Luxembourg entities. The role provides independent compliance challenge and senior advisory support to key stakeholders, supports regulatory engagement with the CSSF, and contributes to fostering a strong culture of integrity, accountability and customer protection.

A bit about the job:

The Senior Compliance Manager operates at a senior level within Luxembourg Compliance, supporting the Chief Compliance Officer in ensuring effective regulatory compliance, governance and conduct. The role provides independent oversight and advice on complex compliance matters, supports regulatory engagement with the CSSF, and helps embed a strong compliance culture across Aviva Investors’ Luxembourg entities.

Skills and experience we’re looking for:

  • Provide senior support within Luxembourg Compliance, including acting as Deputy to the Chief Compliance Officer where required, and representing Compliance in senior forums and committees.

  • Oversee key compliance activities, including compliance monitoring, regulatory change, risk identification, escalation and remediation.

  • Deliver trusted senior level advice on investment compliance, product governance, delegation, conduct risk and AML/KYC matters.

  • Support the Chief Compliance Officer in regulatory and assurance interactions, including engagement with the CSSF, internal and external audit, Group Compliance, and oversight of delegates and outsourced service providers.

  • Contribute to a strong compliance culture through governance input, policy oversight, senior mentoring and Board reporting, in line with professional, regulatory and ethical standards.

What you’ll get for this role:

  • Pension Plan

  • Health Insurance: DKV

  • Bonus: Discretionary bonus

  • Holidays: 29 days per year

  • Sympass card

  • Flexibility, Work from Home

  • Life insurance

  • Meal voucher

Aviva is for everyone:

We’re inclusive and welcome everyone – we want applications from all backgrounds and experiences. Excited but not sure you tick every box? Even if you don’t, we would still encourage you to apply. We also consider all forms of flexible working, including part time and job shares.

We flex locations, hours and working patterns to suit our customers, business, and you. Most of our people are smart working –spending around 50% of their time in our offices every week - combining the benefits of flexibility, with time together with colleagues.

To find out more about working at Aviva take a look here

We interview every disabled applicant who meets the minimum criteria for the job. Once you’ve applied, please send us an email stating that you have a disclosed disability, and we’ll interview you.

We’d love it if you could submit your application online. If you require an alternative method of applying, send an email to [email protected]

Skills Required

  • Experience in compliance and regulatory functions
  • Strong knowledge of investment compliance and conduct risk
  • Ability to engage with regulatory bodies like the CSSF
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The Company
HQ: London
1,340 Employees
Year Founded: 2008

What We Do

Welcome to Aviva Investors. The global asset manager that chooses integration. The future is full of questions. Only by working closely with our clients can we find the answers. That’s why we integrate our whole business around our clients – their goals, their values and the experience they have when they work with us. That’s why we start by listening closely and understanding their investment aspirations and concerns – from low prospective investment returns, to highly correlated asset prices; from the prospect of rising global interest rates, to the challenges and opportunities of market volatility. Through our vast collective industry experience, we’ve been through every market cycle, making us better prepared for the next one. Inspired by our deep client insight, we build solutions that aim to defy uncertainty, answering the questions that keep our clients awake at night. From large institutional investors to individuals saving for retirement, we work together to deliver meaningful outcomes, now and over the long run. That’s why we work hard to join the dots across asset classes to find the best investment ideas; why we break down barriers so our teams can connect seamlessly; and why we manage risk with discipline and rigour. By working in partnership, we bring components together in new ways to ensure our clients get the very best of our collective expertise with every investment. Please remember the value of an investment and any income from it can go down as well as up. Investors may not get back the original amount invested.

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