We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team.
Join this tight knit team as the Senior Compliance and AML Consultant to lead the way in maintaining, developing, and overseeing compliance practices and procedures for meeting financial services, anti-money laundering, escalations, expectations, and all other regulatory requirements.
This position is part of a wider group role within capital.com and will require the successful candidate to work some global hours.
Responsibilities:
- Conduct regular reviews of the firm's policies and procedures to ensure they comply with relevant regulations
- Assist with the implementation of new compliance processes and procedures
- Provide guidance and support to the business on regulatory compliance matters
- Ensuring that the Company complies with the regulatory requirements through the Compliance and AML Monitoring Program and reporting any compliance issues or breaches to the Head of Compliance or Senior Management
- Assist with the preparation of regulatory reports and returns
- Monitor regulatory developments and advise the business on the impact of any changes
- Assist with the delivery of compliance training to the business
- Investigate and report on any breaches of regulatory requirements
- Conduct investigations and reviews of suspicious transactions or other potential compliance issues
- Assisting with the review and approval of marketing and advertising materials
- Support the compliance team and client-facing teams in responding to client complaints
- Performing Client account reviews to identify any suspicious activity
- Any other duties assigned from time to time by the Company’s Head of Compliance/AML or Senior Management
Experience/Knowledge/Skills:
- Bachelor degree in relation to law (preferably)
- 5+ years of practical experience in a similar role
- A strong working knowledge of Australian financial services regulations and requirements
- Financial Services experience is required, with experience working within the Australian CFD and margin FX industry being highly desirable
- Strong problem-solving skills with a demonstrable track record of effectively managing a complex range of stakeholders
- Ability to be a self starter and proven demonstration of having a hands-on approach
- Ability to confidently talk about current/past
- performance, professional approach and presentable appearance at all times
- Highly articulate communication skills both written and oral
- Team management experience
- Full eligibility to work in Australia
What you will get:
- Competitive Salary
- International Team Collaboration
- State-of-the-art Equipment
- Generous Annual Leave Policy
- Employee Referral Program
- Comprehensive Private Medical Insurance
- Annual Global Performance Review Cycle
- Exciting social events
Be a key player at the forefront of the digital assets movement, propelling your career to new heights!
Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity.
Work alongside one of the most brilliant teams in the industry.
What We Do
We are pioneers in surgical navigation and precision healthcare, empowering physicians with safe, real-time, imaging solutions that improve outcomes, lower costs, and reduce radiation exposure for both patients and caregivers in minimally invasive endovascular procedures.
Delivering on our commitment to improve quality of life by changing the way healthcare is delivered, our multidisciplinary team of scientists, clinicians, engineers, and software architects has developed the Intra-Operative Positioning System (IOPS™). This mobile and affordable GPS-like 3D vascular navigation system allows for greater surgical precision and control than ever before, improving device placement accuracy, simplifying complex procedures, and potentially decreasing endoleaks and costly secondary interventions.
Millions of vascular procedures are performed each year with minimally invasive, endovascular procedures frequently preferred over open surgical repair. Currently, to navigate within vessels physicians rely on x-ray fluoroscopy. This technology has several critical limitations, including lack of soft tissue visualization and exposure to harmful ionizing radiation. IOPS™, which fits directly into existing workflows and operating rooms, eliminates this excessive radiation exposure by creating manipulable 3D models of the relevant anatomy. These intelligent models are created from existing imaging that is already part of the standard of care.
Centerline Biomedical, Inc. was founded in 2014 as a spinoff of the Cleveland Clinic to commercialize our innovative vascular navigation technology. With a research, development, and design history rooted in the Clinic’s world-class Lerner Research Institute’s Heart and Vascular Institute, the IOPS™ platform can be further used for predictive modeling, clinical decision support, global healthcare analytics and the education and training of future surgeons and interventionists.
See the IOPS™ technology in action: https://youtu.be/U8RL3_UNP8Q
