Senior Compliance Analyst

The Pepperstone story started in 2010. We know what it’s like to trade the world’s markets. Our team describes us as a place for the curious and the driven, and we like to do things a little differently; as a transformative global fintech, we’re digital, nimble, connected, and united in our vision to create a better way to trade.

We thrive on progress – for our clients and for ourselves. Our organizational culture is ever-evolving, vibrant, diverse, global, and results-focused. You’ll find our 550+ team currently across 11 locations and 9 time zones.

We are a Global Organization therefore please send your English CV
The Role

As our Senior Compliance Analyst, you will support both local compliance responsibilities and global Compliance Department initiatives. You will play a critical role in ensuring adherence to Chilean and international regulations, maintaining strong governance frameworks, and contributing to Pepperstone’s commitment to ethical, compliant, and transparent operations.

Your responsibilities will include:

• Creating and executing the Company’s compliance vision and strategy aligned with business goals and regulatory requirements
• Supporting the Group Compliance Department with LATAM‑related projects, monitoring, and guidance
• Ensuring ongoing compliance with local and international laws, including timely licence applications and audit submissions
• Developing and updating internal policies that reflect the Chilean regulatory environment
• Preparing and delivering reports for the Board, senior leadership, and Group Compliance
• Acting as the Company’s representative with the CMF and other external stakeholders
• Collaborating with legal, risk, finance, operations, technology, and front‑office teams to embed compliance into strategic projects
• Reviewing and performing customer KYC tasks, including OCDD and ECDD
• Conducting and managing investigations of unusual activity
• Supporting global risk assessment processes
• Responding to commercial stakeholder queries and client compliance issues
• Conducting control testing aligned with the Compliance Management Framework
• Contributing to incident, error, and breach assessments and maintaining required registers
  

You will thrive in this role if you bring:

• Bachelor’s degree in Finance, Law, Business, or related field
• Minimum 5 years’ experience in compliance within financial services (ideally investments)
• Strong knowledge of financial laws and regulations, including CMF
• Experience in retail investments, trading, or retail financial services
• Strong analytical, problem‑solving, and stakeholder engagement abilities
• Excellent communication (written and verbal)
• Ability to manage complex compliance matters
• High ethical standards, integrity, and transparency
• Resilience and adaptability in fast‑paced environments
• Interest and understanding of cryptocurrencies

Desirable:

• Knowledge of AML and financial regulations across multiple jurisdictions
• ICA, ACAMS or other AML‑related qualifications

• Competitive salary structure including company bonus scheme
• Genuinely collaborative and friendly culture
• Flexible and hybrid working
• Remote working option – work from anywhere for up to 6 weeks per year
• Ongoing personal development & learning opportunities
• Paid annual leave and paid sick leave
• 3 paid volunteering days per year & Workplace Giving Program
• Periodic recognition and reward programs for outstanding performance and achievements
• Frequent events and celebrations
• Employee Assistance Program & Wellbeing Initiatives.

We’re a regulated online Forex and CFD trading platform. With the scale of a global fintech and the agility of a start-up, we arm our clients with everything they need to take on the global markets with confidence. You will be part of a wider passionate and friendly team, and whilst things may not always go to plan, we learn quickly and move forward with impact.

Pepperstone is an equal-opportunity employer. We are passionate about building a diverse workplace and strongly encourage applications from any background.

“We are a 2026 Circle Back Initiative Employer – we respond to every applicant”.

We will be reviewing applications as they come through, so if this is an opportunity that excites you, don't wait. Express your interest by clicking the apply button below as soon as possible.

Note to external agencies: While we appreciate the efforts of external recruitment agencies, we prefer to engage directly with applicants for this opportunity.

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