Senior Compliance Analyst

Reposted 7 Hours Ago
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Hyderabad, Telangana, IND
In-Office
Senior level
Financial Services
The Role
The Senior Compliance Analyst reviews vendor assessments, monitors media alerts, manages Form ADV tracker, and coordinates due diligence workflows to assess operational risks.
Summary Generated by Built In

About the Department:

The Operational Due Diligence team strengthens the firm’s investment risk management framework by assessing operational risks across external investment managers. The team partners with investment, risk, and vendor groups to maintain a consistent diligence process. New joiners gain exposure to global managers, structured review cycles, and a collaborative environment focused on accuracy and risk awareness.

How You Will Add Value?

Core Responsibilities:

  • You will review vendor due‑diligence assessments and share recommendations.

  • You will monitor adverse media alerts and advise on required actions.

  • You will manage the Form ADV tracker and highlight material changes.

  • You will update manager exposure analyses to support assessment planning.

  • You will evaluate overlap between internal and vendor assessments.

Assessment & Review Cycle Management:

  • You will identify reassessment timelines based on risk and age of review.

  • You will join vendor status meetings and track assessment progress.

Communication & Coordination:

  • You will review and respond to manager communications.

  • You will work with internal teams to support due‑diligence workflow execution.

What Will Help You Be Successful in This Role?

Experience, Education & Certifications:

  • Bachelor’s degree in finance, Accounting, Business, or Economics.

  • At least 5 years of experience in due diligence or related disciplines.

Technical Skills:

  • Strong analytical skills and ability to interpret complex information.

  • Proficiency with Excel and reporting tools.

Soft Skills:

  • Strong communication and organizational skills.

  • Ability to manage multiple priorities in a fast‑paced environment.

Work Shift Timings - 2:00 PM - 11:00 PM IST

Top Skills

Excel
Reporting Tools
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The Company
HQ: San Mateo, CA
11,198 Employees
Year Founded: 1947

What We Do

Franklin Resources, Inc. [NYSE:BEN] is a global investment management organization with subsidiaries operating as Franklin Templeton (www.franklinresources.com). The products, services, information and materials referenced in this site may not be available to residents in certain jurisdictions. Consult with an investment professional or contact your local Franklin Templeton office for more information. This site and the information contained herein is not intended to constitute an offer to sell or an invitation or solicitation of an offer to buy any product or service by Franklin Templeton. Nothing in this website should be construed as investment, tax, legal or other advice. All investments involve risks, including potential loss of principal. LinkedIn is owned by a third party unaffiliated with us. We are not responsible for LinkedIn’s privacy, security, or terms of use policies that control this service, nor their content, software, or tools (or those of any third party’s) that are available through links from this page. You use any third-party site/media, software and materials at your own risk. US readers: This material is being distributed in the U.S. by Franklin Distributors, LLC. Member FINRA/SIPC and only offers U.S. registered Franklin Templeton products. View our Terms and Conditions at: https://www.franklintempleton.com/help/social-media-guidelines/linkedin-guidelines Non-US readers: View our Terms and Conditions at https://www.franklinresources.com/resources/linkedin ©2022 Franklin Templeton. All rights reserved.

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