Senior Compliance Analyst

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Purpose:

Athene is hiring a Senior Compliance Analyst to lead and manage product-related filing projects and regulatory initiatives within the Product Compliance team. This role is a key liaison across internal business units and external regulators, ensuring annuity products, advertising materials, and Pension Group Annuity (PGA) filings are submitted, approved, and implemented in compliance with state requirements.

Accountabilities:

• Lead and manage product related filing projects and initiatives for Product Compliance, collaborating and communicating with a cross-functional project group.

• Prepare product submissions by filing in SERFF or other filing systems and responding to objections to obtain prompt approvals of form filings including advertising materials, retail annuity business and Pension Group Annuity (“PGA”) business.

• Proactively seek ways to streamline the filing submission process to decrease time between preparation of the file, submission, and approval.

• Review and approve the implementation of and use of contract form pages to ensure that annuity contracts being sent to customers are in compliance with state approvals.

• Manage a database for product submissions, approvals, and retirements.

• Maintain record of regulated forms history while coordinating with and monitoring internal business units to ensure approved forms are available and used.

• Build and maintain a strong working relationship with internal and external business partners to coordinate state approvals, final contracts, and any other compliance tasks to meet internal deadlines.

• Maintain professional contact with state insurance departments, the Interstate Insurance Compact and other regulatory bodies. Attend other industry meetings and workshops as appropriate to stay current with compliance trends.

• Monitor, research, and interpret state insurance laws and regulations. Analyze regulatory changes and assess their impact on product filings and business operations.

• Provide guidance and oversight to other Product Compliance Analysts.

• Responsible for additional compliance functions and projects, as assigned.

Qualifications and Experience:

• Bachelor’s Degree or equivalent educational or employment experience.

• 5+ years of progressively responsible experience in annuity compliance and product filing preferred.

• Strong knowledge of insurance products and product compliance, and the ability to analyze regulatory changes. 

• A mixture of compliance and operational knowledge that has been acquired by work experience within a compliance business unit.

• A working knowledge of regulatory requirements as they pertain to annuities.

• Familiarity with key aspects of insurance administration. 

• Ability to manage multiple priorities and work effectively in a cross-functional team setting.  

• Strong analytical skills, with the ability to draw conclusions from research or data collection, and report on those findings in multiple formats (e.g., written, spoken).

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Athene is committed to inclusion and is proud to be an Equal Opportunity Employer.  We do not discriminate on the basis of race, color, religion, sex, national origin, age, disability, marital status, sexual orientation, veteran status or any other status protected by federal, state or local law..