Employer: DWS Group
Title: Risk Manager
Corporate Title: AVP
Location: Taiwan
Job Code: #LI-ZL1 #LI-02
About DWS:
Today, markets face a whole new set of pressures – but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest responsibly. And opportunity to make change.
Join us at DWS, and you can be part of an industry-leading firm with a global presence. You can lead ambitious opportunities and shape the future of investing. You can support our clients, local communities, and the environment.
We’re looking for creative thinkers and innovators to join us as the world continues to transform. As whole markets change, one thing remains clear; our people always work together to capture the opportunities of tomorrow. That’s why we are ‘Investors for a new now’.
As investors on behalf of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our clients’ financial future. And in return, we’ll give you the support and platform to develop new skills, make an impact and work alongside some of the industry’s greatest thought leaders. This is your chance to achieve your goals and lead an extraordinary career.
This is your chance to invest in your future.
Read more about DWS and who we are here.
Team / division overview
The APAC Risk Team is in charge of establishing a robust risk management framework for the DWS Product Platform across risk types and businesses to ensure regulatory compliance across all its jurisdictions, to challenge and guide the business to ultimately meeting the fiduciary duty as well as safeguarding DWS and its reputation. The team strives for robust risk governance under applicable regulatory regimes, including risk monitoring and escalation, risk analysis and entity risk management, product’s risk profile as well as drafting & reviewing related policies and procedures.
Role Details
As a Risk Manager, you will be responsible for:
- Execution lead on DWS FE Taiwan risk strategy (official Risk Manager) covering all relevant types of risk like e.g. Investment, Non-Financial, Financial and Sustainability Risk by establishing / maintaining a robust risk management framework for DWS FE Taiwan across risk types and businesses
- Ensure that Risk Management Policies and Processes of DWS FE Taiwan are aligned with respect to the regulatory, control environment and DWS risk framework and policies
- Management of projects in line with DWS Risk’s functional requirements in close collaboration with other functions – both, within the Risk Department as well as other functions such as Investment Division, Compliance and Product Management
- Support & lead the development of governance, related systems and tools, operationalize risk limitation, measurement, monitoring and escalation processes for new products & businesses
- Support decision-making and approval processes around risk’s taken on behalf of DWS FE and on behalf of client portfolios
- Contribute the development and maintenance of other risk type-specific governance frameworks considering client-specific and regulatory requirements
- Assessments of investment targets on their profile with respect to credit quality, adherence to ESG standards as well as the impact of physical climate change and climate transition to their business model
- Valuation Risk – maintain a consistent, robust, and reliable asset valuation governance process including regular reporting
- Assist APAC CRO with regional risk monitoring activities, including the consolidation and analysis of key risk indicators, preparation of management reporting, identification of emerging risk trends, and coordination of follow-up actions with relevant local and regional stakeholders
We are looking for
- University degree, preferably with a focus on Statistics / Finance / Engineering, or similar
- Minimum 5 years of relevant experience out of which two years or more of securities, futures, or asset management related work experience at a well-established institution
- Qualified as associated person of securities investment trust and consulting enterprises / senior securities specialist / securities investment analyst in accordance with the Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises
- Relevant certifications like CFA or FRM are considered a plus
- Strong knowledge of financial instruments, related risk factors and analytics and ability to identify sources of risk
- Hands on experience with local regulatory frameworks applicable to mutual funds & asset management companies
- Strong interpersonal skills as the role requires constant interaction with other individuals across the business (portfolio managers, business management, compliance) and externally (clients, regulators)
- Ability to work independently and collaboratively, with a strong willingness to learn and take on new challenges
- Excellent communication of English & Chinese language (reading, writing and speaking) required
- Proven ability to leverage AI tools to enhance productivity, optimise workflows to solve business problems, while applying critical judgment to ensure responsible and ethical use of data and AI outputs
What we’ll offer you:
At DWS we’re serious about diversity, equity and creating an inclusive culture where colleagues can be themselves and it’s important to us that you enjoy coming to work - feeling healthy, happy and rewarded. At DWS you’ll have access to a range of benefits including, but not limited, to the below:
- Comprehensive leave policy, personal and volunteer days
- Competitive compensation packages including health and wellbeing benefits
- Access to best in class trainings, in role development and career progression opportunities
If you require any adjustments or changes to be made to the interview process for any reason including, or related to a disability or long-term health condition, then please contact your recruiter and let them know what assistance you may need. Examples of adjustments include providing a change to the format of the interview, or providing assistance when at the DWS office. This will not affect your application and our recruitment team will discuss options with you
We at DWS are committed to creating a diverse and inclusive workplace, one that embraces dialogue and diverse views, and treats everyone fairly to drive a high-performance culture. The value we create for our clients and investors is based on our ability to bring together various perspectives from all over the world and from different backgrounds. It is our experience that teams perform better and deliver improved outcomes when they are able to incorporate a wide range of perspectives. We call this #ConnectingTheDots.
Skills Required
- University degree, preferably in Statistics, Finance, Engineering, or a related field
- At least 5 years of relevant professional experience
- At least 2 years of experience in securities, futures, or asset management at a well-established institution
- Qualification as an associated person of securities investment trust and consulting enterprises, senior securities specialist, or securities investment analyst under applicable Taiwan regulations
- Strong knowledge of financial instruments, risk factors, risk analytics, and risk identification
- Hands-on experience with local regulatory frameworks for mutual funds and asset management companies
- Strong interpersonal and stakeholder communication skills
- Ability to work independently and collaboratively
- Fluent English and Chinese reading, writing, and speaking skills
- Ability to use AI tools to improve productivity and workflows with responsible judgment
- CFA or FRM certification
What We Do
DWS Group (DWS) with EUR 933bn of assets under management (as of 30 June 2024) aspires to be one of the world's leading asset managers. Building on more than 60 years of experience, it has a reputation for excellence in Germany, Europe, the Americas and Asia. DWS is recognized by clients globally as a trusted source for integrated investment solutions, stability and innovation across a full spectrum of investment disciplines. We offer individuals and institutions access to our strong investment capabilities across all major liquid and illiquid asset classes as well as solutions aligned to growth trends. Our diverse expertise in Active, Passive and Alternatives asset management – as well as our deep environmental, social and governance focus – complement each other when creating targeted solutions for our clients. Our expertise and on-the-ground knowledge of our economists, research analysts and investment professionals are brought together in one consistent global CIO View, giving strategic guidance to our investment approach. DWS wants to innovate and shape the future of investing. We understand that, both as a corporate as well as a trusted advisor to our clients, we have a crucial role in helping to navigate the transition to a more sustainable future. With approximately 4,500 employees in offices all over the world, we are local while being one global team. We are committed to acting on behalf of our clients and investing with their best interests at heart so that they can reach their financial goals, no matter what the future holds. With our entrepreneurial, collaborative spirit, we work every day to deliver outstanding investment results, in both good and challenging times to build the best foundation for our clients’ financial future.
