Risk Management & Compliance - Governance Senior Associate

Posted 7 Days Ago
Be an Early Applicant
Columbus, OH
Hybrid
Senior level
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
The Risk Management & Compliance - Governance Senior Associate oversees the document management cycle for CCOR-owned policies, ensuring they meet regulatory requirements. Responsibilities include guiding document development, assessing content for legal obligations, promoting adherence to governance standards, and leading initiatives for continuous improvement.
Summary Generated by Built In

Job Description
The Risk Management and Compliance (RM&C) Document Governance team is a firmwide corporate function responsible for implementing and managing the firm's governance requirements for Risk Management and Compliance, Conduct, and Operational Risk (CCOR) owned policies, policy supplements and standards globally. The group reports to the Head of the Office of Regulation and Governance, who, in turn, reports to the firm's Chief Control Officer. The group is of central importance to the RM&C organization, forming part of the firm's response to new regulations and risks impacting specific Lines of Business and Corporate Functions. The group focuses on policy, policy supplement, and standards governance and document management practices.
As a Risk Management & Compliance - Governance Senior Associate within the CCOR team, you will manage the complete document management cycle for a range of CCOR-owned policies, policy supplements, and standards. Your role will involve interacting with and advising Document Owner-Approvers and their delegates, ensuring that documents are updated, current, and adhere to firmwide requirements. You will also validate that Line of Business, Corporate Function, and region/country-specific documents do not conflict with firmwide or other documents, and that any changes to them are properly syndicated and approved. This position offers a flexible hybrid schedule, combining in-office and remote work.
Job Responsibilities

  • Manage a portfolio of CCOR-owned policies, policy supplements and standards
  • Guide the end-to-end document management lifecycle (drafting, revision, annual review, socialization, approval, publishing) including facilitating off-cycle updates, retirements and the development of new documents
  • Assess document content against legal obligations, and identify any remediation needs
  • Develop in-depth subject matter expertise over firmwide and RM&C-specific governance requirements ensuring consistency of their application to content
  • Partner with Document Owner-Approver teams in the development and maintenance of new policies and standards
  • Promote adherence to policy, standard and procedure governance requirements
  • Contribute to, and selectively lead initiatives related to policy and standards communication, monthly bulletin, document forums, comprehensive revisions, metric development, and other group initiatives
  • Identify opportunities and contribute to the continuous improvement of the document governance operating model
  • Initiate and follow up with Owner-Approver teams to confirm adherence to Document requirements


Required qualifications, skills and capabilities

  • Prior experience in Compliance, Control Management, Risk Management, or related function within a financial institution or regulator, and an understanding of related laws, rules, and regulation
  • Bachelor or higher degree in business administration, finance, law, accounting, or related discipline
  • Excellent written communication skills, strong presentation, and organizational skills
  • Strong attention to detail and inquisitive/control mindset
  • Comfortable executing through the disciplines of project management
  • Demonstrated ability to partner effectively across different business and functional areas
  • Professional maturity and confidence in expressing a point of view with senior management and varied stakeholders/audiences
  • Ability to anticipate and properly balance the service aspect of the role with its control and governance requirements
  • Strong Excel, Word, and PowerPoint skills as they are essential for reporting, document reviews, and creating/delivering senior management level presentations


Preferred qualifications, capabilities, and skills

  • Knowledge of/experience with CCOR-related regulations, rules and laws
  • Willingness to be part of diversity, equity, and inclusion initiatives, and ability to bring authentic self to the role


About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We offer a competitive total rewards package including base salary determined based on the role, experience, skill set, and location. For those in eligible roles, we offer discretionary incentive compensation which may be awarded in recognition of firm performance and individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans
About the Team
Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success.
Risk Management helps the firm understand, manage and anticipate risks in a constantly changing environment. The work covers areas such as evaluating country-specific risk, understanding regulatory changes and determining credit worthiness. Risk Management provides independent oversight and maintains an effective control environment.

What the Team is Saying

Nick S.
Lupe C.
Edwin T.
Dawn T.
Meng M.
The Company
HQ: New York, NY
289,097 Employees
Hybrid Workplace
Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

Gallery

Gallery
Gallery
Gallery
Gallery
Gallery
Gallery

JPMorganChase Teams

Team
Product + Tech
About our Teams

JPMorganChase Offices

Hybrid Workspace

Employees engage in a combination of remote and on-site work.

Typical time on-site: Flexible
Company Office Image
HQNew York, NY
SG
Bengaluru, Karnataka
Bournemouth, GB
Brooklyn, NY
Buenos Aires, Avaya
Chicago, IL
Dallas, TX
Dublin, IE
Glasgow, GB
Houston, TX
Hyderabad, Telangana
London, GB
Mumbai, Maharashtra
Philadelphia, PA
San Francisco, CA
Tampa, FL
Westerville, OH
Wilmington, DE
Learn more

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account