When you join ASX, you’re joining a company with a strong purpose – to power a stronger economic future by enabling a fair and dynamic marketplace for all.
In your new role, you’ll be part of a leading global securities exchange with a strong brand. We are known for being a trusted market operator and an exciting data hub.
Want to know why we are a great place to work, click on the link to learn more.
www.asx.com.au/about/careers/a-great-place-to-work
We are more than a securities exchange!The ASX team brings together talented people from a diverse range of disciplines.
We run critical market infrastructure, with 1 in 3 people employed within technology. Yet we have a unique complexity of roles across a range of disciplines such as operations, program delivery, financial products, investor engagement, risk and compliance.
We’re proud of the diversity of our organisation and the culture of inclusion that all our people help to build every day. Our employee-led groups are known for celebrating cultural and religious events, championing LGBTIQ+ inclusion (recently achieving AWEI Bronze), inspiring giving and volunteering, promoting gender equality, and wellbeing. We are an Employer of Choice for Gender Equality (WGEA) and a member of the Champions of Change Coalition for the advancement of gender equality in Australia.
About the team:
The Risk and Compliance Partner is a senior 1st Line risk role responsible for supporting the Senior Risk and Compliance Partner in the day-to-day management of risk and compliance activities across the division. As a change leader and influencer, you will assist in the further embedment of the operational risk and compliance strategy, the uplift of risk maturity within the Securities and Payments division and ensure risk is considered in key operational decisions and process design. This position would suit someone with experience at an Executive Manager level.
What you will be doing:
Gain an in depth understanding of the end-to-end Clearing and Settlement Facilities Businesses
Become a trusted advisor to the S&P Business teams and SLT on risk, compliance, risk in change and control initiatives and improvements
Work with key senior stakeholders within Securities and Payments and across the ASX to further embed the Operational Risk Management and Compliance Frameworks
Support the delivery of risk and compliance reporting including external regulatory and audit requirements
Support management in maintaining rich risk data in the ASX GRC system
Perform data analysis and share insights for input into business risk reporting
Encourage and facilitate effective use of risk management tools
Partner with the Enterprise Risk Management, Project Risk Management and Enterprise Compliance teams to deliver an integrated approach to risk and compliance
What you will bring:
Deep experience in Risk and Compliance related function preferably within the Financial Services or Energy Industry at an Executive Manager level
Deep experience in all elements of operational risk management e.g. risk assessments, control testing, incident management, obligation management, project risk (essential)
An understanding of financial regulatory environments
Demonstrated the ability to build strong internal relationships including with Senior Leadership Team
Experience with a major risk transformation
Experience in interaction at Executive management level of businesses
Management and Board reporting
Ability to collaborate and work effectively across teams/ with multiple stakeholders to deliver a common goal
Foster a culture of knowledge sharing and continual learning
Critical thinking with an analytical approach
Demonstrate business acumen
Communication skills – excellent oral, written and presentation
Nice to have:
Understanding of different financial products
Understanding of project methodologies
Experience in influencing risk culture
Knowledge of BCP/disaster recovery frameworks
Strong Operations process related knowledge
We make hiring decisions based on your skills, capabilities and experience, and how you’ll help us to live our values. We encourage you to apply even if you don’t meet all the criteria of this role. If you need any adjustments during the application or interview process to help you present your best self, please let us know.
At ASX Group, our diverse workforce is essential to build and maintain a fair and dynamic marketplace. We support flexible working and offer hybrid working options. Even if our roles are advertised as full-time, we encourage you to apply if you are interested in part-time or other flexible working arrangements.
We will arrange for successful candidates to have background checks, including reference and police checks completed as part of the on-boarding process.
Top Skills
What We Do
ASX is one of the world’s top ten exchanges. As a full-service exchange, we offer trading, clearing, settlement, market insights, connectivity, and depository services across all major asset classes including equities, derivatives, ETFs, options, and managed funds.
With a total market capitalisation of around $1.5 trillion, ASX is home to some of the world’s leading resource, finance, and technology companies. Our $47 trillion interest rate derivatives market is the largest in Asia and among the biggest in the world.
ASX’s network and data centre (The Australian Liquidity Centre) provides a world class financial infrastructure and access to Australia’s largest pools of liquidity.
