Risk & Compliance Manager

Posted 15 Days Ago
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Sydney, New South Wales, AUS
In-Office
Entry level
Fintech • Software • Financial Services
The Role
The Risk and Compliance Manager will provide independent risk and compliance advice across the Group, strengthen frameworks and policies, support risk assessments and regulatory reporting, and contribute to Board and executive reporting. The role partners with business leaders, delivers compliance training, promotes risk culture and accountability, and supports the maturity of the three lines of accountability model within a financial services environment.
Summary Generated by Built In

About HUB24


At HUB24, we’re rethinking the way wealth management works, combining platform, technology and data to create better outcomes for financial professionals and their clients.


Our purpose is simple:  Empower better financial futures, together.


What sets us apart is how we work. We back bold thinking, move with pace, and turn ideas into action. You’ll have the opportunity to make a real impact across your team, the business, and for the clients we support every day.


HUB24 Limited is an ASX-listed company (ASX: HUB) and part of the ASX100. We have over 1,100 employees across Australia, with offices in Sydney, Melbourne, Brisbane, Perth and the Gold Coast. 


Why you’ll enjoy working here


We create an environment where you can do your best work and see the impact of it.

  • Work with smart, collaborative people who get things done.
  • Your ideas won’t sit in a backlog, they’ll be heard, tested and actioned.
  • Grow your career your way, with support to learn, stretch and explore new opportunities.

We also offer benefits to support you inside and outside of work:

  • Genuinely flexible and hybrid ways of working.
  • Employee Share Scheme.
  • Additional leave and wellbeing support.
  • Enhanced parental leave and support through different life stages.
  • Everyday benefits, including discounts and financial wellbeing support.

Why this is an exciting opportunity


At HUB24, we're creating better financial futures by delivering market-leading wealth management solutions that help advisers, businesses and investors thrive. We're looking for a Risk and Compliance Manager to join our Risk team and play a key role in strengthening risk management and compliance practices across the Group.
In this Line 2 Risk role, you will provide pragmatic, independent risk and compliance advice to business stakeholders, executives and boards. You will help enhance risk and compliance frameworks, support sound risk-based decision making, and ensure HUB24 continues to meet its regulatory obligations while achieving its strategic objectives.
Can be based in Sydney or Melbourne.

What you’ll be doing


  • Provide risk and compliance advice across a broad range of risk classes.

  • Partner with business leaders to support effective risk-based decision making.

  • Enhance and maintain risk and compliance frameworks, policies and practices.

  • Support risk identification, assessment, monitoring and reporting activities.

  • Contribute to Board, Executive and Risk Committee reporting.

  • Build strong relationships across the business to embed risk culture and accountability.

  • Deliver risk and compliance training and awareness initiatives.

  • Support the ongoing maturity of HUB24's three lines of accountability model.


What you bring


You don’t need to tick every box, but experience in the below will set you up for success.


Experience & Skills


  • Degree qualified in law, finance, business or a related discipline.

  • Experience in risk, compliance or governance within financial services.

  • Strong understanding of financial services regulatory obligations.

  • Exposure to managed investment schemes, wrap/platform products, superannuation or financial advice environments.

  • Ability to influence stakeholders and provide constructive challenge.

  • Strong communication, problem-solving and relationship management skills.

  • Highly organised with excellent attention to detail.

  • Comfortable working in a fast-paced and evolving environment.


Our process


We aim to keep the process simple and respectful of your time:

  • You’ll receive an acknowledgement after applying.
  • Our Talent team will review your application and keep you updated.
  • If shortlisted, we’ll connect to learn more about you.
  • Interviews may be virtual or in person.
  • You’ll receive an outcome and feedback.

If you need any adjustments, please let us know - we’re here to support you.



Our commitment

We’re committed to building an inclusive environment where everyone feels valued and supported to do their best work. We welcome applications from people of all backgrounds, identities and experiences.


Agencies, we work with a panel of preferred suppliers and are not accepting any unsolicited CVs.

Skills Required

  • Degree qualification in law, finance, business, or a related discipline
  • Experience in risk, compliance, or governance within financial services
  • Strong understanding of financial services regulatory obligations
  • Exposure to managed investment schemes, wrap or platform products, superannuation, or financial advice environments
  • Ability to influence stakeholders and provide constructive challenge
  • Strong communication, problem-solving, and relationship management skills
  • Highly organised with excellent attention to detail
  • Ability to work in a fast-paced and evolving environment
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The Company
HQ: Sydney, NSW
859 Employees

What We Do

HUB24 Group (ASX:HUB) leads the wealth industry as the best provider of integrated platform, technology and data solutions, and we’re not done yet. At HUB24, we believe in the value of advice and by collaborating with the industry and leveraging our technology and data expertise, we’re helping to solve key challenges to enable the delivery of accessible financial advice, and empower better financial futures for more Australians. Our solutions include Australia’s best platform HUB24, leading SMSF software Class, and myprosperity’s innovative client portal technology. Recognised by advisers and the industry as Australia’s best platform, HUB24 leverages data and technology to deliver choice, flexibility, efficiencies and value for advisers and their clients. We’re committed to continued investment in innovation that delivers, making the complex simple and enabling advisers to empower better financial futures for more Australians. As a leading provider of SMSF software, Class, together with NowInfinity, delivers trust accounting, portfolio management, legal documentation and corporate compliance solutions that transform the way finance professionals do business. We champion automation, simplicity and connectively to drive business profitability and enhanced client experience. myprosperity is a leading provider of client portals for accountants and financial advisers, enabling streamlined service delivery and increased productivity for their business and enhanced customer experience for their clients. We make it easier for Australians to share, communicate and collaborate with their financial professional across all aspects of their financial lives.

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