The Role
Conduct regulatory compliance audits for financial-sector clients under RBI, SEBI, IRDAI, UIDAI, and related requirements. Interpret circulars and advisories, convert obligations into testable controls, perform risk assessments and evidence validation, identify gaps, prepare audit reports, support regulatory inquiries, and track remediation. The role requires engagement with executives, compliance teams, IT stakeholders, and regulators, plus strong documentation and stakeholder-management skills.
Summary Generated by Built In
Role Summary
We are looking for a high-calibre Regulatory Auditor with strong expertise in the Indian regulatory ecosystem
(RBI, SEBI, IRDAI, UIDAI, etc.) to execute regulatory compliance audits for financial sector clients. The role
demands strong regulatory interpretation capability, structured audit execution, and the ability to translate
regulatory circulars into measurable, testable controls.
Key Responsibilities
- Interpret regulatory circulars, master directions, and supervisory advisories and translate them into control
- frameworks and audit checkpoints.
- Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting,
- and closure tracking.
- Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other applicable regulatory requirements.
- Validate control effectiveness through structured evidence review.
- Draft high-quality audit reports and management-ready observations.
- Support client responses to regulatory queries and supervisory inspections.
- Engage confidently with CXOs, compliance heads, IT teams, and regulators.
- Manage timelines, deliverables, and stakeholder expectations across engagements.
Required Expertise
- Strong understanding of Indian regulatory frameworks (RBI, SEBI, IRDAI, UIDAI).
- Experience in regulatory audits / IS audits / IT governance assessments.
- Ability to independently interpret circulars and derive compliance obligations.
- Strong documentation, analytical, and stakeholder management skills.
Certifications (Mandatory – at least one)
- CISA
- ISO/IEC 27001 Lead Auditor
Preferred Background
Experience in banking, financial services, insurance, fintech, or other regulated entities
Skills Required
- Strong understanding of Indian regulatory frameworks, including RBI, SEBI, IRDAI, and UIDAI
- Experience conducting regulatory audits, IS audits, or IT governance assessments
- Ability to independently interpret regulatory circulars and derive compliance obligations
- Strong documentation, analytical, and stakeholder-management skills
- At least one mandatory certification: CISA or ISO/IEC 27001 Lead Auditor
- Background in banking, financial services, insurance, fintech, or another regulated entity
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The Company
What We Do
Infosec is a cybersecurity education company that helps IT and security professionals advance their careers and helps employees become safer online at work and home. Its offerings include Infosec Skills, with more than 1,400 hands-on cybersecurity courses and instructor-led certification boot camps, and Infosec IQ, which provides security-awareness training. Its mission is to equip individuals and organizations to outsmart cybercrime.
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