Registration Specialist

Where Ambition Meets Innovation

Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

This position will be responsible for the review and processing of insurance appointment and affiliation requests for advisors who are engaged in the sale of Variable Life and Fixed and Variable annuities to LPL clients. The ideal candidate will thrive in a fast-paced environment and be able to adapt quickly and easily to change. Daily tasks include review/data entry into Oracle, RegEd Xchange, FINRA’s WebCRD, Documentum, and Microsoft Dynamics.

Responsibilities

• Review and process advisor request, state registrations, exam request and related task.

• Resolve escalated requests and issues through email and an internal ticketing system

• Support our service teams with questions on processed or pending requests

• Contribute to continuous improvement of client experience and efficiency

• Assist in various company and team initiatives

• Improve job and industry knowledge by participating in educational opportunities

• Resolving client inquiries via email and (at times) over the phone

• Work in a team-oriented environment

• Additional tasks may be assigned to match changing business needs

What are we looking for?

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements

• High School Diploma or GED Equivalency

• Experience with Microsoft Office Suite

• 1+ years of experience in a professional office setting

• Strong organizational skills

Preferences

• Experience in the Financial Industry
• Ability to multi-task various functions and assignments with competing priorities, changing demands and tight deadlines
• Ability to meet strict deadlines with minimal supervision in a fast-paced environment
• Attention to detail and excellent problem-solving skills
• Must be self-motivated and effectively cope with changing environments
• Ability to respond quickly to new instructions, situations, methods and procedures and display an exceptional ability to learn new methods and adapt to changing situations.
• Can maintain a high level of output and achieve results without sacrificing quality
• Ability to develop positive working relationships and works well in a team setting
• Demonstrates accuracy and thoroughness in performing work assignments
• Can develop resourceful solutions to challenging situations

 

Pay Range:

$19.61-$32.68/hour
 Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!
 

Company Overview:

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com.

At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.

For further information about LPL, please visit www.lpl.com.

Join LPL Financial: Where Your Potential Meets Opportunity

At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation’s leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.

Why LPL?

• Innovative Environment: We foster creativity and growth, providing a supportive and responsive leadership team. Learn more about our leadership team here!

• Limitless Career Potential: Your career at LPL has no limits, only amazing potential. Learn more about our careers here!

• Unified Mission: We are one team on one mission—taking care of our advisors so they can take care of their clients. Learn more about our mission and values here!

• Impactful Work: Our size is just right for you to make a real impact. Learn more here!

• Commitment to Equality: We support workplace equality and embrace diverse perspectives and backgrounds. Learn more here!

• Community Focus: We care for our communities and encourage our employees to do the same. Learn more here!

• Benefits and Total Rewards: Our Total Rewards package goes beyond just compensation and insurance. It includes a mix of traditional and unique benefits, perks, and resources designed to enhance your life both at work and at home. Learn more here!

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

Information on Interviews:

LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum.  During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.  Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (855) 575-6947.

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