PFA Risk & Compliance Manager

Posted 10 Days Ago
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Singapore, SGP
In-Office
Senior level
Financial Services
The Role
Manage risk and compliance activities, including marketing material approvals, compliance testing, conflict-of-interest reviews, business continuity exercises, outsourcing assessments, operational risk evaluations, RCSA guidance, audit coordination, regulatory reporting, and action-item tracking. The role partners with stakeholders to maintain regulatory compliance, strengthen controls, remediate gaps, and support risk and compliance programs.
Summary Generated by Built In

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.

Your role is crucial for ensuring that the company operates within legal boundaries, adheres to regulations, and maintains ethical standards. Your responsibilities include overseeing regulatory compliance, assessing risks, and designing and implementing risk and compliance programs. Effective communication, analytical thinking, and ethical integrity are essential skills for success in this role.

Job Description:

  • Review and approve marketing materials in accordance with internal policies and applicable regulatory requirements.

  • Perform periodic compliance testing and support the remediation of identified gaps.

  • Review conflicts of interest declarations and follow up on required actions.

  • Support the BSC appeal process, including coordination, and documentation.

  • Coordinate BCP/BCM exercises, including call tree testing, and ensure the BCM framework complies with regulatory requirements.

  • Perform periodic outsourcing reviews and business impact assessments.

  • Assess the operational risk impact of outsourcing arrangements, new transactions, products, technologies, and changes to existing processes.

  • Collaborate with departments to coordinate and provide guidance on RCSA, risk registers, incident reporting, process gaps, control analysis, and validation checks.

  • Support Group risk and compliance reporting, including Business Control Reports and Risk Committee reporting, and ensure timely submission.

  • Coordinate and manage requests arising from internal audit, external audit, and MAS reviews or findings.

  • Track the progress and closure of audit, regulatory, or management action items.

  • Perform ad-hoc tasks, projects, or reviews as assigned by the Head of Risk and Compliance.

Who we are looking for:

Competencies & Personal Traits:

  • Strong understanding of Compliance and Risk processes.

  • Excellent communicator organised and meticulous.

  • Nimble and flexible to change, able to adapt to fast-paced and changing situations.

  • Positive attitude and passionate.

  • Stakeholder management enjoys working with people at all levels of seniority.

Working Experience:

  • At least 5-7 years of working experience in risk, compliance and/or Project Management

  • Experience in managing projects with multiple stakeholders.

  • Experience with machine learning and artificial intelligence is a plus.

Education:

  • Degree in any discipline.

 

Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.

Skills Required

  • At least 5–7 years of experience in risk, compliance, and/or project management
  • Experience managing projects with multiple stakeholders
  • Strong understanding of compliance and risk processes
  • Degree in any discipline
  • Experience with machine learning and artificial intelligence
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The Company
HQ: London
52,292 Employees

What We Do

In Asia and Africa, Prudential has been providing familiar, trusted financial security to people for 100 years. Today, headquartered in Hong Kong and London, we are ranked top three in 12 Asian markets with 18 million customers, around 68,000 average monthly active agents and access to over 27,000 bank branches in the region. Prudential is focused on opportunities in the most exciting growth markets in Asia and Africa. With access to over 4 billion people in both these regions, we are investing in broadening our presence and building our leadership in the life and asset management markets. We are committed to making a positive impact on our customers, our employees and our communities by delivering the best savings, health and protection solutions to people so they can get the most out of life. Visit our websites for more information Prudential plc: https://www.prudentialplc.com/ Prudence Foundation: https://www.prudentialplc.com/en/prudence-foundation

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