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Work closely with FCC, CROs, MGHs, ADU, and other relevant parties to coordinate and oversee activities related to client account opening, periodic reviews, triggered event reviews and changes of client circumstances.
Act as a Subject Matter Expert (SME), providing guidance to the Front Office on matters related to client life cycle management.
Prepare and deliver regular management information reports, updating senior management on the progress and status of client onboarding and review processes.
Conduct comprehensive due diligence and KYC assessments on client profiles, including source of wealth verification, transaction monitoring, and screening, in accordance with regulatory and internal requirements.
Identify, assess, and escalate potential AML/KYC risks to Business Management and Compliance as appropriate during the review process
Follow up with CRO/CSO to request supplementary documentation and ensure the timely completion of Account Opening, Periodic Review, and Triggered Reviews.
Act as a Case Manager, oversee, coordinate and track the status of all client onboarding and review cases, ensuring accurate reporting to the Head of PBS COPR
Conduct training sessions for CRO/CSO on KYC-related matters.
Lead and facilitate case discussions with the Front Office, Compliance, and ADU to resolve complex issues.
Contribute to ad hoc initiatives and special projects related to client life cycle management and process improvement.
Requirements:
- Bachelor degree or above in Business Administration, Finance, Economics, or related field
- Sound knowledge in AML/KYC risks with 10 years’ experience in a relevant capacity
- Familiar with the HKMA requirements on AML and financial crime
- Demonstrated ability to work with minimal supervision, adapt and adjust to changing work priorities and to multitask
- Detail-oriented and meticulous in reviewing of KYC profiles
- Communicates with clarity and purpose both in written and verbal formats; able to distill complex and varied information into useful, insightful and concise recommendations
- Exceptional soft skills with the ability to challenge the controls while also getting stakeholders buy-in
- Capable of managing multiple tasks and deadlines with timely responses and resolutions
- Proficiency with computer skills as well as pertinent mainframe systems and software packages
- Team player with excellent interpersonal skills and multicultural awareness and sensitivity
Skills Required
- Bachelor degree in Business Administration, Finance, Economics, or related field
- 10 years' experience in AML/KYC or relevant capacity
- Sound knowledge of AML/KYC risks and HKMA requirements on AML and financial crime
- Ability to work with minimal supervision, adapt to changing priorities, and multitask
- Detail-oriented and meticulous in reviewing KYC profiles
- Clear written and verbal communication; able to distill complex information into concise recommendations
- Strong interpersonal and stakeholder management skills; ability to challenge controls and obtain buy-in
- Capable of managing multiple tasks and deadlines with timely responses and resolutions
- Proficiency with computer skills and pertinent mainframe systems and software packages
- Team player with multicultural awareness and sensitivity
EFG International Compensation & Benefits Highlights
The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about EFG International and has not been reviewed or approved by EFG International.
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Fair & Transparent Compensation — Pay is sometimes characterized as fair for the role, suggesting baseline alignment between responsibilities and fixed remuneration. Annual salary reviews benchmarked to performance and market data further reinforce a structured approach to setting pay.
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Healthcare Strength — Benefits such as health insurance are described as good and comparable to typical market offerings. This consistency in core coverage appears to be a stabilizing part of the overall package.
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Wellbeing & Lifestyle Benefits — Wellbeing and lifestyle offerings include items like free flu vaccines, free gym classes, and hybrid working arrangements. These add non-cash value that can improve the perceived total rewards experience.
EFG International Insights
What We Do
EFG International is a global private banking group offering private banking and asset management services and is headquartered in Zurich. Its registered shares (EFGN) are listed on the SIX Swiss Exchange. As a leading Swiss private bank, EFG International has a presence in major financial centres and growth markets, operating in around 40 locations worldwide, with a network spanning Europe, Asia Pacific, the Americas and the Middle East. As one of the best-capitalised Swiss private banks, EFG International is a financial partner that offers the security and solidity needed to provide clients with effective support. An entrepreneurial spirit has shaped the bank since its inception, enabling it to develop hands-on solutions and to build long-lasting client relationships. In other words: Entrepreneurial thinking. Private banking.
