Paralegal - Investment Management & Securities

Posted 29 Days Ago
Be an Early Applicant
08619, Trenton, NJ, USA
In-Office
60K-80K Annually
Mid level
Professional Services
The Role
Provide substantive legal and administrative support for the Investment Management & Securities group, including compliance program tracking, preparing and filing regulatory documents (Form ADV, U4/U5), managing client correspondence and digital files, monitoring deadlines, and maintaining compliance reports and email archives.
Summary Generated by Built In

Stark & Stark is actively hiring a Paralegal for our Investment Management & Securities practice in our Hamilton, NJ office. In this full-time, on-site role, you'll work closely with attorneys and clients to deliver excellent results for the people and businesses we represent. If you're ready to do challenging work in a fast-paced, collegial environment, we want to hear from you.

Responsibilities:

  • Assist in the execution and tracking of the Firm’s annual compliance program.
  • Generate and maintain reports related to compliance and client matters.
  • Monitor and track key compliance program tasks and deadlines.
  • Assist with the preparation and filing of client regulatory documents, including Form ADV, Forms U4 & U5, and Policies and Procedures manuals.
  • Answer and direct phone calls in a courteous and professional manner.
  • Draft, edit, and manage client correspondence.
  • Review and organize client email archives and relevant communications.
  • Organize, maintain, and update digital client files.
  • Handle other responsibilities as directed.
Qualifications
  • Bachelor's degree, Associate's degree, or Paralegal Certificate required.
  • 3-5 years of experience in financial services, law, or related field (preferred).
  • Proficient in Microsoft Office, especially Excel.
  • Strong numeracy, analytical, and organizational skills with high attention to detail.
  • Familiar with financial/investment terminology.
  • Quick learner with ability to master new software.
  • Reliable self-starter with strong work ethic and follow-through.
  • Able to multitask, prioritize, and perform under pressure.
  • Team-oriented with professional client interaction skills.

Compensation & Benefits

Stark & Stark is committed to the health and well-being of its staff members. The firm offers a full range of benefits, including medical, prescription, dental and vision coverage.  The firm also provides generous paid time off, life insurance, accidental death and dismemberment, disability benefits and 401(k) plan with firm contributions.

Compensation will be determined based on multiple factors, including candidate experience, qualifications, accomplishments, and location.  Employees may also be eligible for annual performance-based merit increases rewarding individual and firm achievements.​

*No calls or emails from staffing agencies or recruiters, please. Unsolicited resumes from search firms will not be considered when no contract is in place.     

Equal Opportunity Employer

Stark & Stark’s policy is to make employment decisions based on merit, ability, and competence. Except where required by law, employment practices shall not be influenced or affected by an applicant’s or staff member’s race, color, religion, sex, national origin, age, or any other characteristic provided by law. Qualified minorities, females, veterans, and attorneys with disabilities are encouraged to apply. It is also our policy to provide a work environment that is free of harassment of any kind, including that which is sexual, age-related, or ethnic.

Mansfield Rule

As part of its continued efforts to actively recruit and advance the recruitment, development, and promotion of diverse lawyers Stark & Stark is participating in Diversity Lab’s Midsize Mansfield Rule initiative. The Mansfield Rule is named for Arabella Mansfield, the first woman admitted to practice law in the United States. It measures whether law firms affirmatively consider diverse lawyers for hiring, advancement, and significant leadership roles.

Under this initiative, we strive for a candidate pool consisting of at least 30% women, attorneys from underrepresented racial and/or ethnic groups, lawyers with disabilities, and/or LGBTQ+ attorneys. The Mansfield Rule initiative also includes a commitment by Stark & Stark to be transparent in our internal governance, particularly with our selection guidelines and job descriptions for firm management roles and committees.

Skills Required

  • Bachelor's degree, Associate's degree, or Paralegal Certificate
  • 3-5 years of experience in financial services, law, or related field
  • Proficient in Microsoft Office, especially Excel
  • Strong numeracy, analytical, and organizational skills with high attention to detail
  • Familiarity with financial/investment terminology
  • Quick learner with ability to master new software
  • Reliable self-starter with strong work ethic and follow-through
  • Able to multitask, prioritize, and perform under pressure
  • Team-oriented with professional client interaction skills
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The Company
HQ: Township of Hamilton, NJ
Year Founded: 1933

What We Do

Stark & Stark, PC is a nationally respected law firm founded in 1933, offering comprehensive legal representation across more than 30 practice areas for individuals, families, and businesses.

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