Operational & Compliance Data Analyst

Reposted 16 Days Ago
Tempe, AZ, USA
In-Office
78K-106K Annually
Mid level
Fintech
The Role
The role focuses on enhancing operational and compliance risk data quality through governance, issue management, and data clarity while collaborating with various business functions.
Summary Generated by Built In

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.

Job Summary:

The Data Office is on an exciting journey to strengthen the quality, control, and accessibility of risk data enabling business and risk partners to make timely, well-informed decisions. We seek a candidate with risk background, preferably operational risk or compliance risk domain expertise with understanding of how risks are identified, measured, governed, and reported across the organization

This is not a technical or analytics role; instead, it emphasizes business partnership, data clarity, and control effectiveness. The Analyst will work closely with Front Office, Operations, Risk, and Compliance teams to improve the definition, consistency, and quality of risk data used in operational or compliance risk reporting and governance processes. The role will support enhanced transparency, strengthened controls, and consistent interpretation of risk information across stakeholders.

Key Responsibilities

  • Contribute to the execution of data governance and data management processes by acting as a data and operations analyst for non‑financial risk domains preferably operations and compliance risk.

  • Maintain clear business definitions, usage rules, and ownership for the data

  • Ensure data reflects the true business intent and operating reality of operational risk and compliance risk processes

  • Identify where process gaps, manual workarounds, or inconsistent practices lead to data quality issues

  • Support issue management activities by coordinating partners and assisting with prioritization and resolving data issues

  • Support data quality monitoring, reconciliations, root cause analysis, and issue remediation efforts

  • Increase transparency into how non-financial risk data is sourced, defined and used across the organization

Qualifications

  • 3+ years of experience in risk processes preferably Operational Risk Management, Compliance Monitoring, supporting end‑to‑end business or risk processes within a financial services organization.

  • Strong understanding of non‑financial risk frameworks and processes, including risk identification, assessment, issue management, remediation, and reporting.

  • Hands‑on experience partnering with first line, second line, and control functions (e.g., Business, Risk, Compliance, Audit, Operations) to resolve data, process, or control gaps.

  • Strong written and verbal communication skills, with the ability to translate complex risk and data concepts into clear, business‑friendly language

  • Detail oriented with a strong sense of accountability

Preferred Skills

  • Exposure to risk data quality, reconciliations, process improvement, or control environments (formal or informal)

  • Demonstrated ability to work across teams and drive change without direct authority

  • Curiosity and passion for improving how data is managed and used

  • Strong attention to detail and sense of accountability, with the ability to follow established processes and escalate questions or issues appropriately

  • Ability to work collaboratively as part of a team, contributing to shared deliverables and supporting cross‑functional partners as needed

What this role is not

  • Not a quantitative model development role (no expectation to build or validate non-financial-risk models)

  • No coding, modeling, or system development responsibilities

  • No requirement for formal data management experience

The typical base pay range for this role is between $78K - $106K depending on job-related knowledge, skills, experience, and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.

MUFG Benefits Summary

We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles’ Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any.

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual’s associates or relatives that is protected under applicable federal, state, or local law.

Skills Required

  • 3+ years of experience in risk processes preferably Operational Risk Management
  • Strong understanding of non-financial risk frameworks and processes
  • Hands-on experience partnering with first line and second line control functions
  • Strong written and verbal communication skills
  • Detail oriented with a strong sense of accountability
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The Company
HQ: Chiyoda-ku, Tokyo
30,196 Employees

What We Do

MUFG (Mitsubishi UFJ Financial Group) is one of the world's leading financial groups. Headquartered in Tokyo and with over 360 years of history, MUFG has a global network with over 2,500 locations in more than 50 markets including the Americas, Europe, the Middle East and Africa, Asia and Oceania. The Group has over 170,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. Through close partnerships among our group companies, the Group aims to be the world's most trusted financial group, flexibly responding to all of the financial needs of its customers, serving society, and fostering shared and sustainable growth for a better world. MUFG's shares trade on the Tokyo, Nagoya, and New York stock exchanges.

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