Manager-Legal IND

Posted 21 Days Ago
Be an Early Applicant
Gurugram, Haryana
In-Office
Mid level
Fintech
The Role
Provide company secretarial support for UK subsidiary entities, ensuring compliance with governance practices and preparing accurate meeting minutes and agendas. The role includes legal and regulatory compliance functions and assisting with group-wide projects.
Summary Generated by Built In
Company Secretarial support for UK subsidiary entities, including Limited Companies, Limited Liability Partnerships, and fund governance structures; supporting management committees, as required.

The role will primarily support the Group’s subsidiaries, providing high quality, efficient minute taking support to UK regulated and unregulated entities, including Limited Companies, Limited Liability Partnerships, and fund governance structures. The role also includes supporting management committees, as required.

Primarily this support requires the candidate to:

• attend and minute Board meetings for subsidiary Boards, Committees and LLPs, and shareholder meetings and other management committees, as required

• draft accurate, high quality minutes within agreed SLAs

• prepare agendas, and independently assemble and distribute Board, Committee and Shareholder packs using electronic Board Portal

• prepare action lists and co-ordinate the timely follow up of actions, including execution of documents according to local requirements

• support working with Legal, ensuring compliance with statutory and regulatory requirements, and with good corporate governance practices, including, but not limited to, arranging relevant statutory filings

• work with colleagues to respond to KYC and RFP requests.

Additionally, the role will support the organisation's general legal and regulatory compliance functions as required, for example:

• Maintain various corporate governance charts, guides, policies and terms of reference

• Provide general assistance on group wide projects as and when required.

About Our Company
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Legal Affairs

Top Skills

Corporate Governance Practices
Electronic Board Portal
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The Company
Minneapolis, MN
16,649 Employees
Year Founded: 1894

What We Do

Ameriprise Financial has helped millions of clients feel confident about their financial futures for more than 125 years. Our network of approximately 10,000 financial advisors* delivers personalized financial advice to help clients reach their goals.

We believe that with the right advisor, the right advice, and the right firm, life can be brilliant.

Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states.

Learn how you can build your career at Ameriprise Financial.

*Ameriprise Financial Q2 2020 Statistical Supplement

All content on this page is provided for informational purposes only and should not be used as the sole basis for investment decisions. Ameriprise Financial cannot guarantee future financial results. Investment products are not federally or FDIC insured, are not deposits or obligations of, or guaranteed by, any financial institution, and involve investment risks including possible loss of the entire amount invested.

By clicking on a hyperlink, you may be directed to a non-Ameriprise website. Be aware that the linked site will be subject to rules, regulation, and privacy and security provisions that are separate, and may differ, from Ameriprise Financial.

Investment advisory products and services are made available through Ameriprise Financial Services, LLC., a registered investment adviser.

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