Manager, Compliance & Governance

Posted 3 Hours Ago
Be an Early Applicant
Hiring Remotely in Australia
Remote or Hybrid
Senior level
Financial Services
The Role
Lead First Line compliance for the Finance Domain: embed and own regulatory compliance and monitoring, assess regulatory impacts and incidents, facilitate governance groups, advise on regulatory change, lead reporting and dashboards, and apply AI/automation to improve risk and compliance processes.
Summary Generated by Built In

At AustralianSuper, we truly care about our colleagues. We know work and life are intertwined. That’s why we support the diverse needs of everyone and have policies that enable us all to thrive and be truly flexible. We ensure diversity is celebrated for the opportunity it provides us all to learn and grow and deliver better outcomes for members. We are dedicated to building a high-performance environment underpinned by a strong risk culture, ensuring we deliver the best outcomes for our members.

This 18-month contract is a senior First Line Compliance role that enables and supports the business to effectively manage regulatory requirements and change, in line with the Fund’s risk and compliance framework, as they pertain to the Finance Domain.

 

Your New Role

The successful applicant will be responsible for leading the delivery of First Line compliance activities and advice for the Finance Domain and supporting the Senior Manager, Governance & Enablement – Operational Risk & Control.

Key duties include but not limited to;

  • Embed and own the regulatory compliance and monitoring program for the Finance Domain.

  • Monitor, review, interpret and assess obligation assessments, obligation changes and regulatory change assessments, including relevant controls intended to ensure regulatory obligations are met.

  • Review and assess the regulatory impact of Finance Domain incidents and facilitate responses and next steps as appropriate.

  • Facilitate the Finance Incident Review Group, including preparation of the agenda and reporting, meeting facilitation, recording decisions in the Fund’s Governance, Risk & Compliance (GRC) system and escalation of matters to the Fund’s Breach Reporting Panel.

  • Provide advice and support to the business on regulatory, control and compliance developments or issues applicable to the Finance Domain, providing practical risk-based solutions.

  • Act as the lead compliance SME for the Finance Domain where regulatory change is being operationalised through a regulatory change project or business initiative.

  • Lead regulatory compliance reporting and dashboard activity for the Finance Domain for the relevant Board and its Committees, senior management, advisory groups and Group Risk.

  • Leverage and apply AI and automation tools to enhance and drive efficiencies in risk and compliance management, processes and reporting.

  • Lead any response or support to the Finance Domain on change activities relating to or impacting the Fund’s compliance framework and / or systems within the GRC.

 

What You’ll Need

  • Hold an accreditation in Risk Management from a recognised body like Risk Management Institute of Australasia (RMIA) or Governance Institute of Australia (GIA), or be willing to obtain one after joining AustralianSuper.

  • Strong working knowledge and demonstrated ability to understand and translate external regulatory requirements and guidelines (within major financial institutions, custodians, superannuation funds or an insurance office) to shape business outcomes.

  • Relevant tertiary qualifications such as B. Com, B. Fin, B. Law or equivalent, gained in Australia or overseas.

  • More than seven years’ post-graduate experience in relevant regulatory compliance from First or Second Line, professional services and advisory, or law.

  • Sound judgement and decision-making skills, supported by strong analytical, organisational and planning skills.

  • Strong written and oral communication skills, with the ability to partner with and present ideas, perspectives and issues to stakeholders at various levels.

  • Experience with leveraging and applying AI and automation tools to enhance risk and compliance management, processes and reporting.

 

Life at AustralianSuper

AustralianSuper is committed to colleague development, and we support our people with ongoing learning, coaching and training, as well as career opportunities across our expanding global organisation. We offer generous leave entitlements and promote a blended working environment in which all roles can flex, and we’re happy to discuss what this looks like for you.

We cultivate a workplace that champions safety, respect, inclusiveness and diversity. We are committed to supporting our diverse workforce in a way that is inclusive and embraces diversity in all its forms. If you require any reasonable adjustments to the recruitment process or the role, please let our recruitment team know.

 

What’s Next

Apply now, if you share our values of Energy, Integrity, Generosity of Spirit and Excellent Outcomes and would like the opportunity to work in a challenging, growing and rapidly evolving team to deliver outstanding results.

AustralianSuper uses AI to review resumes and conduct initial phone interviews. This involves processing your resume, cover letter, and voice recording in Australia and the USA to help assess your suitability for the applied role. When invited to an AI phone screening, you may opt for a traditional phone screening instead. For information on how we handle your personal data, please refer to our Candidate Privacy Policy.

Candidate Privacy Policy: https://www.australiansuper.com/careers/candidate-privacy-notice

Australian or New Zealand citizenship or Australian permanent residency status is required.

Agencies please note: this vacancy is being managed directly by AustralianSuper’s Talent Acquisition team. We will contact our preferred agency partners should we require additional support. Thank you.

Skills Required

  • Accreditation in Risk Management (e.g., RMIA or GIA) or willingness to obtain after joining
  • Strong working knowledge and ability to translate external regulatory requirements for major financial institutions, custodians, super funds or insurance offices
  • Relevant tertiary qualification (B. Com, B. Fin, B. Law or equivalent)
  • More than seven years' post-graduate experience in regulatory compliance (First or Second Line, professional services/advisory, or law)
  • Sound judgement, decision-making, analytical, organisational and planning skills
  • Strong written and oral communication skills and ability to present to stakeholders at various levels
  • Experience leveraging and applying AI and automation tools to enhance risk and compliance management, processes and reporting
  • Australian or New Zealand citizenship or Australian permanent residency
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The Company
HQ: Melbourne
1,588 Employees
Year Founded: 2006

What We Do

AustralianSuper is for everyday Australians and businesses; we help invest members’ money to create the best possible retirement outcomes for members. More than 3 million members and 440,000 businesses trust us to invest more than AU$270 billion on their behalf. One in 8 working Australians are a member of AustralianSuper, the nation’s largest superannuation fund. Our size has given us the ability to leverage significant investment opportunities for long term performance and low fees that are passed on to our members. With services and advice that simplify super for business including a free clearing house, secure online transactions, dedicated relationship managers, education and help. It’s easy to see why we’ve been a top performing fund. ----------------------------------------------------------------------------------------- AustralianSuper is not responsible for other user's comments. We reserve the right to delete any comments that are not in line with our community standards. By participating in the AustralianSuper’s LinkedIn community, you agree to adhere to our House Rules: ausup.me/HouseRules ______________________________________________________________________________________ Investment returns are not guaranteed. Past performance is not a reliable indicator of future returns. Reference to any awards and ratings are only one factor to be taken into account when choosing a super fund. The information posted by AustralianSuper may be general financial advice which doesn’t take into account your personal objectives, situation or needs. Before making a decision about AustralianSuper, you should think about your financial requirements and refer to the relevant Product Disclosure Statement, available at australiansuper.com/pds or by calling 1300 300 273. AustralianSuper Pty Ltd ABN 94 006 457 987, AFSL 233788, Trustee of AustralianSuper ABN 65 714 394 898.

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