Manager, Compliance - ACE Guidelines (Dublin)

Posted Yesterday
Be an Early Applicant
Dublin, IRL
In-Office
Senior level
Financial Services
The Role
Lead a team to interpret, implement, and govern investment guidelines within the firm's compliance platform. Partner with Legal, Account Management, Product, and Trading to operationalize restrictions, resolve escalations, provide guidance, and drive strategic improvements, automation, and scalability of guideline processes.
Summary Generated by Built In

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.

Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking.  We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.

POSITION DESCRIPTION:

This is a high-impact leadership opportunity within Legal & Compliance, overseeing the interpretation and implementation of investment guidelines within PIMCO’s proprietary compliance platform. The ACE-Guidelines Team plays a critical role in translating client, regulatory, and internal requirements into actionable rules that support portfolio management and trading activity.

The Vice President will lead a team with end-to-end ownership of the guideline lifecycle, while partnering closely with Legal & Compliance, Account Management, Product Strategy, and the Trade Floor. The role offers broad exposure across investment strategies and senior stakeholders globally.

RESPONSIBILITIES:  

  • Lead and develop a team responsible for guideline interpretation, implementation, and ongoing governance

  • Partner with Client-Facing and Legal teams to negotiate and operationalize investment discretion language

  • Interpret complex investment restrictions across client mandates and regulatory frameworks

  • Oversee the design and implementation of compliance rules within internal systems

  • Support the Trade Floor by providing timely, practical guidance on guideline-related questions

  • Drive resolution of portfolio guideline inquiries and escalations

  • Lead and deliver strategic initiatives to enhance guideline processes, scalability, and automation

POSITION REQUIREMENTS: 

  • Bachelor’s degree (Finance, Economics, Business, Accounting, or related field preferred)

  • 7+ years of experience in investment compliance, asset management, or a related field

  • Strong knowledge of global equity and fixed income markets, including derivatives

  • Proficiency in Excel and data analysis

PREFERRED QUALIFICATIONS: 

  • Experience negotiating, interpreting, and implementing investment guidelines in a compliance system

  • Familiarity with key regulatory frameworks (e.g., Investment Company Act of 1940, UCITS, AIFMD)

  • Experience with Bloomberg, SQL, or business intelligence tools (e.g., Business Objects)

  • CFA designation (or progress toward), MBA, or JD

  • Additional language skills (e.g., German) a plus

PROFESSIONAL SKILLS REQUIREMENTS:

  • Demonstrated leadership with the ability to motivate and develop high-performing teams

  • Strong judgment and integrity, with a commitment to high-quality, accurate output

  • Excellent communication and stakeholder management skills across all levels

  • Ability to operate effectively in a fast-paced, deadline-driven environment

  • Strong analytical, problem-solving, and decision-making capabilities

  • Self-starter with a proactive, solutions-oriented mindset

  • Ability to manage competing priorities while maintaining attention to detail


Initial Pay From: € 0

Equal Employment Opportunity and Affirmative Action Statement

PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), sexual orientation, gender (including gender identity and expression), age, military or veteran status, disability (physical or mental), any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity and affirmative action, in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other basis such as medical condition, or marital status under applicable laws.

Applicants with Disabilities

PIMCO is an Equal Employment Opportunity/Affirmative Action employer. We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures. If you have any difficulty using our online system due to a disability and you would like to request an accommodation, you may contact us at 949-720-7744 and leave a message. This is a dedicated line designed exclusively to assist job seekers with disabilities to apply online. Only messages left for this purpose will be considered. A response to your request may take up to two business days.

Skills Required

  • Bachelor's degree (Finance, Economics, Business, Accounting, or related field)
  • 7+ years of experience in investment compliance, asset management, or a related field
  • Strong knowledge of global equity and fixed income markets, including derivatives
  • Proficiency in Excel and data analysis
  • Demonstrated leadership with ability to motivate and develop high-performing teams
  • Strong judgment, integrity, and commitment to high-quality, accurate output
  • Excellent communication and stakeholder management skills across all levels
  • Ability to operate effectively in a fast-paced, deadline-driven environment
  • Strong analytical, problem-solving, and decision-making capabilities
  • Self-starter with a proactive, solutions-oriented mindset
  • Experience negotiating, interpreting, and implementing investment guidelines in a compliance system
  • Familiarity with regulatory frameworks (Investment Company Act of 1940, UCITS, AIFMD)
  • Experience with Bloomberg, SQL, or business intelligence tools (e.g., Business Objects)
  • CFA designation (or progress), MBA, or JD
  • Additional language skills (e.g., German)

PIMCO Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about PIMCO and has not been reviewed or approved by PIMCO.

  • Leave & Time Off Breadth Paid time off is described as generous, with substantial vacation at hire and additional time accruing with tenure. Time away is regarded as a highly important part of the package.
  • Healthcare Strength Health coverage is portrayed as comprehensive across medical, dental, vision, disability, and life insurance, complemented by wellness options such as on-site fitness and health savings accounts. These offerings are consistently characterized as strong.
  • Retirement Support Offerings include 401(k) matching and Roth 401(k), with an employee stock purchase program available alongside tax-advantaged accounts. The breadth of long-term financial benefits is emphasized as a strength.

PIMCO Insights

Am I A Good Fit?
beta
Get Personalized Job Insights.
Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align.

The Company
HQ: Newport Beach, CA
4,129 Employees
Year Founded: 1971

What We Do

PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return approach to fixed income investing. In the 50+ years since, we have worked relentlessly to help millions of investors pursue their objectives – regardless of shifting marketing conditions. As active investors, our goal is not just to find opportunities, but to create them. To this end, we remain firmly committed to the pursuit of our mission: delivering superior investment returns, solutions, and service to our clients.

Similar Jobs

ServiceNow Logo ServiceNow

Customer Success Executive - Energy , Media and Telco

Artificial Intelligence • Cloud • HR Tech • Information Technology • Productivity • Software • Automation
Remote or Hybrid
Dublin, IRL
29000 Employees

ServiceNow Logo ServiceNow

Partner Manager - Commercial EMEA South - French Speaker

Artificial Intelligence • Cloud • HR Tech • Information Technology • Productivity • Software • Automation
Remote or Hybrid
Dublin, IRL
29000 Employees

Optum Logo Optum

Senior Product Manager

Artificial Intelligence • Big Data • Healthtech • Information Technology • Machine Learning • Software • Analytics
Hybrid
Dublin, IRL
160000 Employees

Optum Logo Optum

Product Manager

Artificial Intelligence • Big Data • Healthtech • Information Technology • Machine Learning • Software • Analytics
Hybrid
Dublin, IRL
160000 Employees

Similar Companies Hiring

Granted Thumbnail
Mobile • Insurance • Healthtech • Financial Services • Artificial Intelligence
New York, New York
23 Employees
Hanover Park Thumbnail
Artificial Intelligence • Fintech • Software • Financial Services
New York, New York
42 Employees
Onshore Thumbnail
Artificial Intelligence • Fintech • Software • Financial Services
New York, New York
60 Employees

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account