Manager, Agency Compliance

Posted 14 Days Ago
Be an Early Applicant
Hiring Remotely in Hong Kong
Remote
Mid level
Financial Services
The Role
This role involves overseeing risk management and compliance within the agency, coordinating with business units, monitoring risks, and promoting risk awareness.
Summary Generated by Built In

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.

This manager position reports to the Senior Manager of Agency Compliance and aims to assisting in Risk Management and Business Monitoring related issues, implementing risk framework, and other tasks assigned by the superior to smoothen the entire operation process.

Job Descriptions:

  • Maintain a comprehensive view of the agency or business unit’s risk universe. Identify, assess, and prioritize operational, regulatory, and strategic risks. Support Enterprise Risk Management (ERM) / Business Information Security Office (BISO) in evaluating business proposals, projects, and strategies for risk exposure. Handle and support ad-hoc project as assigned by supervisor.
  • Act as Division’s risk representative. Coordinate and work with the business units on risk/scenario/impact analysis and assessment, Quality Assurance Dashboard review, System Access Review, Business Continuity Program for and implementation of regulatory and internal requirements. Collaborate with business units, compliance, and operational teams to embed risk management practices. This is also including addressing internal enquiries as well as supporting the supervisor for appropriate engagement with relevant stakeholders on issues that may impact PHKL, PGHK and Macau Branch.
  • Monitor key risk indicators and ensure timely escalation of emerging risks. Support the implementation of the Group Incidents & Issues Management Standards. Coordinate investigations, root cause analysis, and remediation plans for risk events. Prepare, coordinate and deliver compliance/risk reports (monthly, quarterly, ad-hoc) to senior management, committees, ERM/BISO, etc.; to support minuting when deemed necessary.
  • Participate in the development and implementation of risk frameworks, including the Group Risk Framework and Conduct Risk Policy. Promote a strong risk culture and ensure adherence to internal policies and regulatory requirements. Provide training and guidance to enhance risk awareness across the teams and agency.

Job Requirements:

  • Bachelor’s degree with 3 years relevant working experience in insurance related scope. With less experience, will consider the grading as Assistant Manager
  • Excellent at Microsoft Office applications (including Word, Excel and Powerpoint)
  • Good command of spoken/written English and Chinese•
  • Good communication and presentation skills

 

Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.

Skills Required

  • Bachelor's degree
  • 3 years relevant working experience in insurance
  • Excellent at Microsoft Office applications
  • Good command of spoken/written English and Chinese
  • Good communication and presentation skills
Am I A Good Fit?
beta
Get Personalized Job Insights.
Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align.

The Company
HQ: Central, Hong Kong
52,292 Employees

What We Do

In Asia and Africa, Prudential has been providing familiar, trusted financial security to people for 100 years. Today, headquartered in Hong Kong and London, we are ranked top three in 12 Asian markets with 18 million customers, around 68,000 average monthly active agents and access to over 27,000 bank branches in the region. Prudential is focused on opportunities in the most exciting growth markets in Asia and Africa. With access to over 4 billion people in both these regions, we are investing in broadening our presence and building our leadership in the life and asset management markets. We are committed to making a positive impact on our customers, our employees and our communities by delivering the best savings, health and protection solutions to people so they can get the most out of life. Visit our websites for more information Prudential plc: https://www.prudentialplc.com/ Prudence Foundation: https://www.prudentialplc.com/en/prudence-foundation

Similar Jobs

Remote
Hong Kong
52292 Employees
3-3 Annually

Clearwater Analytics (CWAN) Logo Clearwater Analytics (CWAN)

Business Development Representative

Fintech • Software • Financial Services
Remote or Hybrid
Hong Kong
1100 Employees

Airwallex Logo Airwallex

Account Executive

Artificial Intelligence • Fintech • Payments • Business Intelligence • Financial Services • Generative AI
In-Office or Remote
Hong Kong, Central & Western District, HKG
2200 Employees

Airwallex Logo Airwallex

Manager, Sales Enablement (HK & East Asia)

Artificial Intelligence • Fintech • Payments • Business Intelligence • Financial Services • Generative AI
In-Office or Remote
Hong Kong, Central & Western District, HKG
2200 Employees

Similar Companies Hiring

Rain Thumbnail
Blockchain • Fintech • Payments • Financial Services • Cryptocurrency • Web3 • Infrastructure as a Service (IaaS)
New York, NY
100 Employees
Granted Thumbnail
Mobile • Insurance • Healthtech • Financial Services • Artificial Intelligence
New York, New York
23 Employees
Onshore Thumbnail
Artificial Intelligence • Fintech • Software • Financial Services
New York, New York
60 Employees

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account