Legal Officer

Posted Yesterday
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Sydney, New South Wales, AUS
In-Office
Mid level
Fintech • Financial Services
The Role
Provide legal support across the company, manage and review contracts, advise on corporate and financial regulations, assist with licensing and regulatory filings, liaise with regulators and external counsel, and support cross-functional teams to ensure compliance.
Summary Generated by Built In

About the Company

TMGM stands at the forefront of online trading and investment services, proudly serving as Chelsea FC's Official Regional Online Forex and Trading Partner in Asia Pacific. With a global presence and offices spanning three continents, TMGM has earned its reputation as a trusted CFD trading provider. We embody excellence through a commitment to regulatory compliance, technological innovation, and unparalleled customer service.

At TMGM, our vision goes beyond providing a platform for trading; we aspire to empower our clients with the best trading conditions. We leverage industry-leading and cutting-edge innovative platforms to ensure that your trading experience is nothing short of exceptional. Our relentless commitment to research and development continually pushes the boundaries of liquidity and usability, giving you the tools you need to thrive in an ever-evolving financial landscape.

About the Role

We are on the lookout for a Legal Officer who will work closely with our Chief Compliance Officer and collaborate with team members across various departments. This role involves offering legal support to all teams and ensuring our company remains compliant as a licensed financial services provider.

Key Responsibilities

  • Provide legal advice for company's operations, including the review, preparation and amendment of relevant legal documentation
  • Contract Management: Review and manage contracts with third parties to ensure compliance and mitigate risks.
  • Monitor contract execution to ensure adherence to terms and conditions.
  • Analyze changes in financial regulations and corporate laws, advising management on their potential impact on the company’s operations
  • Work closely with the Chief Compliance Officer to address regulatory inquiries and ensure timely submission of regulatory reports.
  • Provide legal support for licensing applications, renewals, and other interactions with financial regulatory bodies.
  • Act as the key point of contact for legal matters across departments, including Sales, Marketing, Back Office, and Human Resources.
  • Liaise with external legal counsel, regulators, and other stakeholders to obtain and provide information relevant to the company’s operations.

Requirements
  • A Bachelor’s degree in Law or a related field is required, with an advanced degree being a plus.
  • A solid background in financial services or legal practice is crucial.
  • Expertise in Corporations law and financial regulations is a must.
  • Bilingual proficiency in English and Chinese is highly desirable.
  • Exceptional communication, drafting, and report-writing abilities are essential.
  • Strong teamwork skills and the ability to collaborate effectively across various teams are important.
  • Must be organized, attentive to details, and capable of juggling multiple priorities.

Benefits
  • Competitive salary and performance-based bonuses.
  • Opportunities for career growth and development within a global company.
  • Collaborative and inclusive work environment with exposure to cross-region operations.
  • Health and wellness benefits.
  • Flexible working arrangements.

Skills Required

  • Bachelor's degree in Law or related field
  • Advanced law degree (LLM or equivalent)
  • Solid background in financial services or legal practice
  • Expertise in Corporations law and financial regulations
  • Bilingual proficiency in English and Chinese
  • Exceptional communication, drafting, and report-writing abilities
  • Strong teamwork and cross-department collaboration skills
  • Organized, detail-oriented, and able to manage multiple priorities
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The Company
HQ: Sydney, New South Wales
500 Employees
Year Founded: 2013

What We Do

TMGM is a global online trading platform that takes pride in being Chelsea FC's Official Regional Online Forex and Trading Partner in the Asia Pacific region. Our platform empowers investors to manage their investment portfolios efficiently, providing access to various products, including Forex, Shares, Precious Metals, Energies, Indices, and Futures. At TMGM, we simplify direct CFD trading through a sophisticated online platform, offering advanced technology, unparalleled support, and an innovative structure that allows traders to focus on making informed investment decisions while we handle the rest. Established in 2013 with headquarters in Sydney, TMGM has earned its reputation as a trusted CFD trading provider. With over 500 employees across three continents, the #TMGM Family is continually growing. At TMGM, we don't just offer jobs; we provide opportunities to shape careers and build futures. Our dedication to excellence and innovation creates an empowering work environment where your skills are valued, and your aspirations are encouraged. If you're excited about joining TMGM, explore our websites for more insights and opportunities. We look forward to welcoming you to the TMGM family.

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