Lead Compliance and Governance

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3 Locations
In-Office
Fintech • Payments • Financial Services
The Role

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description

The Technical Lead Network will be a key member of the Network Risk & Compliance team, responsible for ensuring adherence to Ameriprise control frameworks, regulatory requirements, and internal governance standards for network infrastructure and services. This role involves managing compliance processes, risk assessments, and security controls specifically related to network technologies and vendor ecosystems. The position offers an opportunity to work in a dynamic environment, collaborating with global teams to strengthen network risk posture and maintain operational resilience.

Key Responsibilities:

  • Perform GRC Controls Attestations for network-related controls and ensure compliance with Ameriprise Control Framework.

  • Manage Archer Exceptions lifecycle for network security risk exceptions, including documentation, approvals, and remediation tracking.

  • Oversee Enterprise Vendor Management Requirements (EVMR) compliance for network vendors and third-party providers.

  • Monitor and report Risk Events impacting network infrastructure, ensuring timely escalation and resolution.

  • Identify, track, and remediate Network Security Problems and InfoSec Vulnerabilities across network platforms.

  • Conduct risk assessments and implement security controls aligned with regulatory and industry best practices for network technologies.

  • Collaborate with internal stakeholders to maintain accurate documentation for compliance audits and attestations.

  • Support audit engagements by coordinating schedules, tracking deliverables, and ensuring successful outcomes.

  • Prepare management reports on compliance status, network risk exposure, and remediation progress.

  • Drive continuous improvement in network compliance processes and risk management methodologies.

 

Preferred Key Skills:

  • Strong understanding of Governance, Risk & Compliance (GRC) frameworks and tools (e.g., Archer, ServiceNow GRC) with focus on network controls.

  • Knowledge of network security, risk assessment methodologies, and vulnerability management.

  • Familiarity with vendor risk management processes and regulatory compliance requirements for network services.

  • Prior experience in communicating with and presenting to internal and external auditors

  • Excellent communication and stakeholder management skills, including ability to engage senior leadership.

  • Analytical skills for problem-solving, data interpretation, and risk evaluation.

 

Qualifications (Mandatory):

  • Bachelor’s degree in Computer Science, Information Security, Information Technology, or equivalent work experience.

  • Prior experience in IT Audit, Information Security Governance, or Technology Compliance roles focused on network infrastructure.

  • Hands-on experience with Security Risk Exceptions within Archer.

  • Prior working experience with GRC Control Management in ServiceNow for network-related controls.

  • Exposure to network technologies (routers, switches, firewalls, VPN, AWS Cloud etc.) and associated compliance requirements.

  • Understanding of regulatory frameworks and risk reporting standards.

 

Location: Gurugram/Noida/Hyderabad

In-Office Collaboration

We are a client-centric, relationship-based business. Working together in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing, productivity and personal connection, we deliver for our stakeholders — clients, advisors, employees and shareholders. Our employees work in the office at least three (3) days per week, with flexibility to work from home two (2) days per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring process.

Full-Time/Part-Time

Full time

Timings

(8:15a-4:45p)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Technology

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

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The Company
40 Employees

What We Do

RBFCU Wealth Management, The Garner Davis Group is a financial advisory practice of Ameriprise Financial Services, LLC. With a combined 39 years of experience, our team uses a financial planning process designed to help high net worth individuals, families and business leaders help manage their finances and assets. AREAS OF FOCUS • Family Finances • Retirement Planning Strategies • Wealth Preservation Strategies • Investment Management • Retirement Plan Distribution • Social Security Retirement Benefits • Small Business • Business Retirement Plans • Tax Planning Strategies CONNECT WITH US Phone: 979-417-0563 | 512-873-2527 OFFICE LOCATIONS 8300 N MOPAC EXPY, Suite 100, Austin, TX 78759 107 THIS WAY, Suite A, Lake Jackson, TX 77566 1 IKEA-RBFCU PKWY, Live Oak, TX 78233-2792 Please visit http://www.ameriprise.com/social for important rules and disclosures about how you and I can interact on social media

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