- Be the single point of contact/case manager for Front on new client onboarding requests/periodical client file review
- Provide name screening support for new client onboarding/periodical client file review
- Provide guidance on how to use the CLM system for onboarding and client file review to Front staff
- Provide pre-onboarding advisory; act as the Subject Matter Expert (SME) to:
Provide guidance how to create KYC profile for onboarding to Front staff
Advise on KYC due diligence data collection requirements
Help Front staff achieve enhance client experience by getting it right the first-time
- Minimize error/rejection rate of client onboarding by
Perform an independent initial review of client account documentation for different account types
Ensure adherence to regulatory requirements and trust company policies/directives
Assess and ensure the relevance and completeness of KYC information supplied by Front
Perform appropriate due diligence checks and searches in various public sources according to the trust company's standard of client onboarding
- Route client onboarding submissions to subsequent departments in the account opening process per trust company's process/directives
- Participate in change activities and projects in view of the trust company's strategic objectives and vision
- Drive and deliver continuous process improvements, in view of the changing operating and regulatory environment
Requirements- Minimum of 10 years of relevant experience in the financial industry and good understanding of KYC/AML/Compliance/Risk requirements
- Knowledge on CLM/Avaloq is a plus
- Team player, understands the importance of collaboration and is committed to service delivery excellence
- Excellent communication skills
- Excellent attention to details
- Ability to work under pressure, cope with change and yet execute in a precise and timely fashion
- Competent in MS office suite, particularly MS Excel
- Excellent written and verbal communication skills in Japanese and business level proficiency in English
Contact InformationWe are looking forward to receiving your online application.
For any further information please do not hesitate to contact us!
LGT Wealth Management Trust Inc.Human Resources
Yumi Hikota （彦田 有美）Similar Jobs
What We Do
Forward-looking for generations
LGT is an international private bank owned by the Princely Family of Liechtenstein with 23 locations in Europe, Asia, Australia, and the Middle East. Our solid capitalization, long-term thinking, and strategic focus underpin our strong values. These are rooted in 900 years tradition and entrepreneurial thinking. Digitization represents a key pillar of how we continually innovate to find better ways of doing things - today and for the future.
Sustainable and social:
Sustainability is a pillar of LGT's strategy. Thinking, managing, and investing sustainably are integral parts of our DNA. LGT has committed to reducing the net CO2 emissions from its operations and its investments to zero by 2030.
The Princely Family’s view is that wealth itself isn't a purpose, but that it comes with a sense of responsibility. Being wealthy means embracing and acting on that responsibility, as well as passing these values on to the next generation.
LGT as an employer:
LGT is a vibrant, growing international company and employer. We are certified as a Great Place to Work by the international consulting and research institute of the same name. Whether you have a wealth of experience or are embarking on your first professional steps, LGT careers offer an empowering environment to realize your ambitions.
Take your next career step at one of our 23 international locations: www.lgt.com/global-en/career/jobs
Publishing information: www.lgt.com/global-en/publishing-information
