The Role
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.
Join a fast-paced and growing trading platform as a Junior Compliance Officer, supporting a regulated entity in The Bahamas. This role is ideal for someone early in their compliance career who is eager to develop expertise in financial regulation and risk management within a global fintech environment. You'll work closely with senior colleagues to help apply complex regulatory requirements in a practical and proportionate manner, while managing multiple tasks across day-to-day operations.
Responsibilities
- Regulatory Monitoring & Analysis: Assist in tracking and summarizing updates issued by the regulator and other relevant authorities. Support the interpretation and implementation of evolving regulatory obligations across business functions.
- Policy and Procedure Review: Help conduct periodic reviews of internal policies, procedures, and business operations for regulatory compliance. Contribute to maintaining and updating compliance and AML/CFT documentation to ensure alignment with applicable rules and standards.
- Onboarding & Due Diligence: Support the customer onboarding process by reviewing KYC documentation and ensuring adherence to AML/CFT requirements. Flag higher-risk clients and escalate appropriately for enhanced due diligence.
- Administrative & Reporting Assistance: Assist with preparing internal reports and documentation for regulatory submissions or audit requests. Maintain compliance registers and logs, including complaints, breaches, and monitoring findings.
- Multitasking & Prioritization: Manage multiple responsibilities simultaneously, balancing deadlines and quality across tasks that may range from document reviews to cross-departmental compliance support.
- Data Analysis and Reporting: Collect and analyze data related to compliance activities, track trends, and produce insightful reports for senior management. Present findings, recommendations, and key performance indicators to support informed decision-making.
- Compliance Support and Approvals: Provide advice and guidance to employees of various departments ranging from Customer Support to Back Office and Marketing, including approvals for marketing material, website content, and campaigns. Review all client communication to ensure this is in line with best practice and regulation.
- Complaints Handling: Deal with client complaints effectively and efficiently. Compliance Enquiries: Respond to compliance enquiries promptly and accurately.
- Continuous Improvement: Drive ongoing enhancements to the compliance monitoring process by identifying areas for optimization and implementing innovative solutions to streamline procedures.
Requirements
- Bachelor’s degree in Law, Business, Finance, or a related field.
- 1–3 years’ experience in a compliance, legal, or risk function within financial services.
- Understanding of financial regulatory principles and AML/CFT requirements.
- Ability to interpret complex rules and apply them practically and proportionately.
- Strong organizational skills, attention to detail, and effective communication.
- Comfortable working in a fast-moving environment with shifting priorities.
What you will get in return:
• Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
• Work-Life Harmony: Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock. #LI-Hybrid
• Annual Performance Bonus: Your hard work doesn’t go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.
• Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
• Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
• Comprehensive Health & Pension Benefits: From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks!
• Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
• Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.
Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.
Applicable for Poland: Our company has an Internal Reporting Procedure. It is available from the Human Resources Department upon request [email protected]. You may report a violation referred to in the Procedure under the terms specified therein.
Similar Jobs
Get Personalized Job Insights.
Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align.
Success! Refresh the page to see how your skills align with this role.
The Company
What We Do
Capital provides software that enables founders to raise, hold, spend, and send funds all in one place. Capital has evolved its flagship fundraising tool (formerly known as Party Round) to provide founders with banking solutions that streamline their startups.
